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REMARKETING AGREEMENT
March 12, 2008
Credit Suisse Securities (USA) LLC
Eleven Madison Avenue
New York, NY 10010
Citigroup Global Markets Inc.
388 Greenwich Street
New York, NY 10013
Banc of America Securities LLC
9 West 57th Street
New York, NY 10019
UBS Securities LLC
299 Park Avenue
New York, NY 10171
The Bank of New York, as Purchase Contract Agent
101 Barclay Street, Floor 8W
New York, NY 10286
Attention: Corporate Trust Division � Corporate Finance Unit
Ladies and Gentlemen:
This Agreement is dated as of March 12, 2008 (the �Agreement�) . . .
3280937
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Ambac Financial
As referenced in this Remarketing Agreement:
Ambac Financial Group, Inc – Barclay Street, Floor 8W
New York, NY 10286
Attention: Corporate Trust Division ? Corporate Finance Unit
Ladies and Gentlemen:
This Agreement is dated as of March 12, 2008 (the ?Agreement?) among Ambac Financial Group, Inc ., a Delaware corporation (the ?Company?), Credit Suisse Securities (USA) LLC (?Credit Suisse?), Citigroup Global Markets Inc. (?Citigroup?), Banc of America Securities LLC (?Banc of America?), UBS Securities LLC (?UBS?) _____________
AMBAC FINANCIAL GROUP, INC – the Remarketing Agent Candidates and the Purchase Contract Agent, please indicate your acceptance in the space provided for that purpose below.
SIGNATURES ON THE FOLLOWING PAGE
20
Very truly yours,
AMBAC FINANCIAL GROUP, INC .
By:
/s/ David Trick
Name:
David Trick
Title:
Managing Director and Treasurer
CONFIRMED AND ACCEPTED:
CREDIT SUISSE SECURITIES (USA) LLC
CITIGROUP GLOBAL MARKETS INC.
By:
/s/ Stephan A. Kiratsous
_____________
dt 1874812
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REMARKETING AGREEMENT
REMARKETING AGREEMENT, dated as of December 1, 2006 (the �Remarketing Agreement�), by and between American Express Company, a New York corporation (the �Company�), and J.P. Morgan Securities Inc., Lehman Brothers Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated (the �Remarketing Agents�).
W I T N E S S E T H :
WHEREAS, the Company has issued $2,000,000,000 principal amount of its 1.85% Convertible Senior Debentures due 2033 under the Purchase Agreement, dated as of November 17, 2003, by and between the Company, the Remarketing Agents and the other . . .
2731616
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U.S. Bank, NA
As referenced in this Remarketing Agreement:
U.S. Bank National Association, – 2003, by and between the Company, the Remarketing Agents and the other initial purchasers named therein (the Purchase Agreement), pursuant to the provisions of an Indenture between the Company and U.S. Bank National Association, as Trustee (the Indenture).
WHEREAS, the Company has published notice to the effect that if the average closing sale prices of the Companys common stock over the 10 trading _____________
dt 1701507
;
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Cleary Gottlieb
As referenced in this Remarketing Agreement:
Cleary Gottlieb – to offer or deliver the Notes on the Closing Date, on the terms and in the manner contemplated in the Registration Statement, the General Disclosure Package and the Prospectus.
(c) Cleary Gottlieb Steen & Hamilton LLP, special counsel for the Company, shall have furnished to the Remarketing Agents their written opinion, dated the Closing Date, in form and substance satisfactory to the _____________
Cleary, Gottlieb – federal income tax laws of the United States, constitute a fair summary of the principal U.S. federal income tax consequences of an investment in the Notes.
14
In addition, Cleary, Gottlieb , Steen & Hamilton, special counsel for the Company, shall have furnished to the Remarketing Agents a letter, dated the Closing Date, to the effect that, based on such counsel? _____________
dt 1728827
|
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Remarketing Agreement
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REMARKETING AGREEMENT
REMARKETING AGREEMENT, dated as of [ ], 20[ ], among SLM Student Loan Trust 200[ ]-[ ] (the �Trust�), Sallie Mae, Inc., as administrator (the �Administrator�), [ . . .
2790785
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Remarketing Agreement
Remarketing Agreement (93K)
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REMARKETING AGREEMENT
REMARKETING AGREEMENT, dated as of , 200 , among NELNET STUDENT
LOAN TRUST (the "Issuer"), NATIONAL EDUCATION LOAN NETWORK, INC., as
administrator (the "Administrator"), and (" ", " " and
" ", respectively, in their capacities as remarketing agents under this
Remarketing Agreement, each, a "Remarketing Agent" and, collectively, the
"Remarketing Agents").
WHEREAS, the Issuer has issued . . .
3002556
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Remarketing Agreement
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REMARKETING AGREEMENT
3.90% STACKS
(Initial Liquidation Amount $1,000 per STACKS)
of M&I Capital Trust B
____________
August 10, 2007
J.P. Morgan Securities Inc.
270 Park Avenue New York, New York 10017
Merrill Lynch & Co.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
4 World Financial Center
New York, New York 10080
Ladies and Gentlemen:
J.P. Morgan Securities Inc. and Merrill Lynch & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated (the �Remarketing Agents�) are undertaking to remarket the 3.90% STACKS (the �STACKS�) issued by M&I . . .
3020778
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Remarketing Agreement
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REMARKETING AGREEMENT
REMARKETING AGREEMENT, dated as of __________, 20__, among Wells Fargo Student Loan Trust __-__ (the �Trust�), Wells Fargo Bank, N.A., as administrator (the �Administrator�), [REMARKETING AGENT 1] and [REMARKETING AGENT 2], as remarketing agents under this Agreement (each, a �Remarketing Agent� and, collectively, the �Remarketing Agents�).
WHEREAS, the Trust has issued $___________ aggregate principal amount of its Class ___ Reset Rate Notes and $__________ aggregate principal amount of its Class ___ Reset Rate Notes (the �Notes�) pursuant to an indenture, dated as of __________, 20__ (the �Indenture�), among the Trust, . . .
3025674
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Remarketing Agreement
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REMARKETING AGREEMENT
REMARKETING AGREEMENT, dated as of __________, 20__, among Wells Fargo Student Loan Trust __-__ (the �Trust�), Wells Fargo Bank, N.A., as administrator (the �Administrator�), [REMARKETING AGENT 1] and [REMARKETING AGENT 2], as remarketing agents under this Agreement (each, a �Remarketing Agent� and, collectively, the �Remarketing Agents�).
WHEREAS, the Trust has issued $___________ aggregate principal amount of its Class ___ Reset Rate Notes and $__________ aggregate principal amount of its Class ___ Reset Rate Notes (the �Notes�) pursuant to an indenture, dated as of __________, 20__ (the �Indenture�), among the Trust, . . .
3026011
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Remarketing Agreement
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REMARKETING AGREEMENT
Remarketing Agreement
EXHIBIT 4.19 PPL CORPORATION PPL CAPITAL FUNDING, INC. PPL Capital Funding, Inc. % [Deferrable] Notes Due
Guaranteed as to payment of principal, premium, if any, and interest by PPL Corporation REMARKETING
AGREEMENT [Date]
[Remarketing Agent]
Ladies and Gentlemen: . . .
934667
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JPMorgan Chase
As referenced in this Remarketing Agreement:
JPMorgan Chase Bank, – and not defined in this Agreement shall have the meanings set forth in the Purchase
Contract Agreement, dated as of (the Purchase Contract Agreement), between the
Company and JPMorgan Chase Bank, N.A., a national banking association, as Purchase Contract Agent and Trustee (the Purchase Contract Agent), or in the Officers Certificate, as the case may _____________
dt 1405756
| |
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Remarketing Agreement
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a4a13.htm
Exhibit 4(a)13
Entergy Corporation
REMARKETING AGREEMENT
Citigroup Global Markets Inc.
388 Greenwich Street
New York, New York 10013
Ladies and Gentlemen:
This Agreement is dated as of December 20, 2005 (this "Agreement") by and among Entergy Corporation, a Delaware corporation (the "Company"), Citigroup Global Markets Inc., as the reset agent and the remarketing agent (collectively, the "Remarketing Agent"), and The Bank of New York, not individually but solely as Purchase Contract Agent (the "Purchase Contract Agent") and as attorney- . . .
956658
|
BNY
As referenced in this Remarketing Agreement:
Bank of New York, – among Entergy Corporation, a Delaware corporation (the "Company"), Citigroup Global Markets Inc., as the reset agent and the remarketing agent (collectively, the "Remarketing Agent"), and The Bank of New York, not individually but solely as Purchase Contract Agent (the "Purchase Contract Agent") and as attorney-in-fact of the holders of Purchase Contracts (as defined in the _____________
Bank of New York, – Center Drive, Clinton, Mississippi, 39056, Attention: Treasurer (Fax: 832-681-3218); and if to the Purchase Contract Agent, shall be delivered or sent by mail or facsimile transmission to The Bank of New York, c/o The Bank of New York Trust Company, N.A., 10161 Centurion Parkway, Jacksonville, FL 32256 Attention: Corporate Trust Administration (Fax: 904-645-1997). Any such statements, requests, _____________
Bank of New York – Fax: 832-681-3218); and if to the Purchase Contract Agent, shall be delivered or sent by mail or facsimile transmission to The Bank of New York, c/o The Bank of New York Trust Company, N.A., 10161 Centurion Parkway, Jacksonville, FL 32256 Attention: Corporate Trust Administration (Fax: 904-645-1997). Any such statements, requests, notices or agreements shall take effect at the _____________
BANK OF NEW YORK, – CONFIRMED AND ACCEPTED:
CITIGROUP GLOBAL MARKETS INC.,
as Remarketing Agent
By: /s/ David Blackford
Name: David Blackford
Title: Vice President
THE BANK OF NEW YORK,
not individually, but solely as Purchase
Contract Agent and as attorney-in-fact for
the Holders of the Purchase Contracts
By: /s/ Robert A. Massimillo
Name: Robert _____________
dt 1585385
;
Citigroup Global
As referenced in this Remarketing Agreement:
Citigroup Global Markets Inc –
Exhibit 4(a)13
Entergy Corporation
REMARKETING AGREEMENT
Citigroup Global Markets Inc .
388 Greenwich Street
New York, New York 10013
Ladies and Gentlemen:
This Agreement is dated as of December 20, 2005 (this "Agreement") by and among Entergy Corporation, _____________
Citigroup Global Markets Inc – York 10013
Ladies and Gentlemen:
This Agreement is dated as of December 20, 2005 (this "Agreement") by and among Entergy Corporation, a Delaware corporation (the "Company"), Citigroup Global Markets Inc ., as the reset agent and the remarketing agent (collectively, the "Remarketing Agent"), and The Bank of New York, not individually but solely as Purchase Contract Agent (the & _____________
Citigroup Global Markets Inc – amended or supplemented from time to time.
"Underwriting Agreement" has the meaning specified in Section 3(a).
Appointment and Obligations of the Remarketing Agent.
The Company hereby appoints Citigroup Global Markets Inc . as the exclusive Remarketing Agent, and, subject to the terms and conditions set forth herein, Citigroup Global Markets Inc. hereby accepts appointment as Remarketing Agent, for the purpose of ( _____________
Citigroup Global Markets Inc – Appointment and Obligations of the Remarketing Agent.
The Company hereby appoints Citigroup Global Markets Inc. as the exclusive Remarketing Agent, and, subject to the terms and conditions set forth herein, Citigroup Global Markets Inc . hereby accepts appointment as Remarketing Agent, for the purpose of (i) remarketing the Remarketed Senior Notes on behalf of the holders thereof, (ii) determining, in consultation with the Company, _____________
Citigroup Global Markets Inc – p)(i), Section 3(q) and Sections 3(s) through 3(t)(i) of the Underwriting Agreement dated December 14, 2005 (the "Underwriting Agreement") among the Company and Citigroup Global Markets Inc ., Morgan Stanley & Co. Incorporated and J.P. Morgan Securities Inc., as Representatives of the Underwriters identified in Schedule II thereto, is true and correct as if made on _____________
dt 1369611
;
J.P. Morgan
As referenced in this Remarketing Agreement:
J.P. Morgan Securities Inc – 3(t)(i) of the Underwriting Agreement dated December 14, 2005 (the "Underwriting Agreement") among the Company and Citigroup Global Markets Inc., Morgan Stanley & Co. Incorporated and J.P. Morgan Securities Inc ., as Representatives of the Underwriters identified in Schedule II thereto, is true and correct as if made on each of the dates specified above; provided that for purposes of _____________
dt 1492989
;
|
JPMorgan Chase
As referenced in this Remarketing Agreement:
JPMorgan Chase Bank, – in this Agreement shall have the meanings set forth in the Purchase Contract and Pledge Agreement, dated as of December 20, 2005, among the Company, the Purchase Contract Agent and JPMorgan Chase Bank, N.A., as Collateral Agent, Custodial Agent and Securities Intermediary, as amended from time to time (the "Purchase Contract and Pledge Agreement").
As used in this Agreement, _____________
dt 1405837
;
ShawPittman
As referenced in this Remarketing Agreement:
Shaw Pittman – will not file any amendment to the Registration Statement or any supplement to the Prospectus or the Disclosure Package, without prior notice to the Remarketing Agent and to Pillsbury Winthrop Shaw Pittman LLP ("Counsel for the Remarketing Agent"), or any such amendment or supplement to which said Counsel shall reasonably object on legal grounds in writing;
the Company will _____________
dt 1331241
|
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Remarketing Agreement
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REMARKETING AGREEMENT
October 7, 2005
Banc of America Securities LLC
9 West 57th Street
New York, NY 10019
U.S. Bank National Association
100 Wall Street, Suite 1600
New York, NY 10005
Ladies and Gentlemen:
This Remarketing Agreement is dated as of October 7, 2005 (the �Agreement�) among PNM Resources, Inc., a New Mexico corporation (the �Company�), Banc of America Securities LLC, as the Remarketing Agent (the �Remarketing Agent�), and U.S. Bank National Association, a national banking association, not individually but solely as Purchase . . .
1020238
|
PNM Resources
As referenced in this Remarketing Agreement:
PNM Resources, Inc – U.S. Bank National Association
100 Wall Street, Suite 1600
New York, NY 10005
Ladies and Gentlemen:
This Remarketing Agreement is dated as of October 7, 2005 (the Agreement) among PNM Resources, Inc ., a New Mexico corporation (the Company), Banc of America Securities LLC, as the Remarketing Agent (the Remarketing Agent), and U.S. Bank National Association, a national banking association, not _____________
PNM Resources, Inc – New York, New York 10019
Telecopier No.: (212) 933-2217
Attention: Derek Dillon
(b) if to the Company, shall be delivered or sent by mail, telex or facsimile transmission to PNM Resources, Inc ., Alvarado Square MS-2704, Albuquerque, New Mexico 87158, Telephone No.: (505) 241-2700, Telecopier No.: (505) 241-2369; Attention: Treasurer; and
(c) if to the Purchase Contract Agent, shall _____________
PNM RESOURCES, INC – please indicate your acceptance in the space provided for that purpose below
[REMAINDER OF PAGE INTENTIONALLY LEFT BLANK;
SIGNATURE PAGE FOLLOWS]
18
[SIGNATURE PAGE TO REMARKETING AGREEMENT]
Very truly yours,
PNM RESOURCES, INC .
By: _/s/ Terry R. Horn_________________
Terry R. Horn,
Vice President, Corporate Secretary, and
Acting Chief Financial Officer
CONFIRMED AND ACCEPTED:
BANC OF AMERICA SECURITIES LLC,
not individually, but _____________
dt 1398162
;
Public Service
As referenced in this Remarketing Agreement:
Public Service Company of New Mexico – from time to time the Depositary effects book-entry transfers and pledges of securities deposited with the Depositary.
Most Recent Agreement means the underwriting agreement to which the Company or Public Service Company of New Mexico (PNM) is a party with respect to the issuance and sale by the Company or PNM, as the case may be, of its senior unsecured notes or securities comprised _____________
dt 1382518
;
BofA Securities
As referenced in this Remarketing Agreement:
Banc of America Securities LLC – Exhibit 4.9
EX-4.9 4 ex4_9.htm EXHIBIT 4.9
Exhibit 4.9
EXECUTION COPY
REMARKETING AGREEMENT
October 7, 2005
Banc of America Securities LLC
9 West 57th Street
New York, NY 10019
U.S. Bank National Association
100 Wall Street, Suite 1600
New York, NY 10005
Ladies and Gentlemen:
This Remarketing Agreement is _____________
Banc of America Securities LLC – 1600
New York, NY 10005
Ladies and Gentlemen:
This Remarketing Agreement is dated as of October 7, 2005 (the Agreement) among PNM Resources, Inc., a New Mexico corporation (the Company), Banc of America Securities LLC , as the Remarketing Agent (the Remarketing Agent), and U.S. Bank National Association, a national banking association, not individually but solely as Purchase Contract Agent (the Purchase Contract Agent) _____________
Banc of America Securities LLC – remarketed in such Remarketing pursuant to the terms of the Purchase Contract Agreement.
Remarketing means the remarketing of the Remarketed Senior Notes pursuant to this Agreement.
2
Remarketing Agent means Banc of America Securities LLC or any successor remarketing agent appointed by the Company pursuant to Section 10 hereof.
Remarketing Date means either the Initial Remarketing Date (as defined herein) or the Final Remarketing _____________
Banc of America Securities LLC – Pledge Agreement and the Indenture, in each case as amended or supplemented from time to time.
Section 2. Appointment and Obligations of the Remarketing Agent.
(a) The Company hereby appoints Banc of America Securities LLC as the exclusive Remarketing Agent, and, subject to the terms and conditions set forth herein, Banc of America Securities LLC hereby accepts appointment as Remarketing Agent, for the purpose _____________
Banc of America Securities LLC – Obligations of the Remarketing Agent.
(a) The Company hereby appoints Banc of America Securities LLC as the exclusive Remarketing Agent, and, subject to the terms and conditions set forth herein, Banc of America Securities LLC hereby accepts appointment as Remarketing Agent, for the purpose of (i) Remarketing the Remarketed Senior Notes on behalf of the holders thereof, (ii) determining, in consultation with the Company, _____________
dt 1356045
;
|
U.S. Bank, NA
As referenced in this Remarketing Agreement:
U.S. Bank National Association
– 9 4 ex4_9.htm EXHIBIT 4.9
Exhibit 4.9
EXECUTION COPY
REMARKETING AGREEMENT
October 7, 2005
Banc of America Securities LLC
9 West 57th Street
New York, NY 10019
U.S. Bank National Association
100 Wall Street, Suite 1600
New York, NY 10005
Ladies and Gentlemen:
This Remarketing Agreement is dated as of October 7, 2005 (the Agreement) among PNM Resources, Inc., a _____________
U.S. Bank National Association, – as of October 7, 2005 (the Agreement) among PNM Resources, Inc., a New Mexico corporation (the Company), Banc of America Securities LLC, as the Remarketing Agent (the Remarketing Agent), and U.S. Bank National Association, a national banking association, not individually but solely as Purchase Contract Agent (the Purchase Contract Agent) and as attorney-in-fact of the holders of Purchase Contracts (as defined _____________
U.S. Bank National Association, – terms used and not defined in this Agreement shall have the respective meanings set forth in the Purchase Contract Agreement, dated as of October 7, 2005, between the Company and U.S. Bank National Association, as Purchase Contract Agent, as amended from time to time (the Purchase Contract Agreement).
(b) As used in this Agreement, the following terms have the following meanings:
Agreement has _____________
U.S. Bank National Association, – 505) 241-2700, Telecopier No.: (505) 241-2369; Attention: Treasurer; and
(c) if to the Purchase Contract Agent, shall be delivered or sent by mail, telex or facsimile transmission to U.S. Bank National Association, 100 Wall Street, Suite 1600, New York, New York 10005, Telephone No.: (212) 361-2505, Telecopier No.: (212) 509-3384; Attention: Corporate Trust Administration.
Any such statements, requests, notices _____________
U.S. BANK NATIONAL ASSOCIATION, – and
Acting Chief Financial Officer
CONFIRMED AND ACCEPTED:
BANC OF AMERICA SECURITIES LLC,
not individually, but solely as Remarketing Agent
By: __/s/ Lily Chang_____
Name: Lily Chang
Title: Principal
U.S. BANK NATIONAL ASSOCIATION,
not individually but solely as Purchase Contract Agent and as attorney-in-fact for the Holders of the Purchase Contracts
By: ____/s/ Marlene J. Fahey_____
Name: Marlene J. _____________
dt 1342515
;
Troutman Sanders
As referenced in this Remarketing Agreement:
Troutman Sanders – Materials, if any, or to any changed circumstances or events occurring subsequent to the date of this Agreement, such adaptations being reasonably acceptable to counsel to the Remarketing Agent.
(g) Troutman Sanders LLP, or such other counsel reasonably acceptable to the Remarketing Agent, shall have furnished to the Remarketing Agent its written opinion, as special counsel to the Company, addressed to the _____________
dt 1487804
|
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Remarketing Agreement (61K)
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REMARKETING AGREEMENT
October 7, 2005
Banc of America Securities LLC
9 West 57th Street
New York, NY 10019
U.S. Bank National Association
100 Wall Street, Suite 1600
New York, NY 10005
Ladies and Gentlemen:
This Remarketing Agreement is dated as of October 7, 2005 (the �Agreement�) among PNM Resources, Inc., a New Mexico corporation (the �Company�), Banc of America Securities LLC, as the Remarketing Agent (the �Remarketing Agent�), and U.S. Bank National Association, a national banking association, not individually but solely as Purchase . . .
1043788
|
PNM Resources
As referenced in this Remarketing Agreement:
PNM Resources, Inc – U.S. Bank National Association
100 Wall Street, Suite 1600
New York, NY 10005
Ladies and Gentlemen:
This Remarketing Agreement is dated as of October 7, 2005 (the Agreement) among PNM Resources, Inc ., a New Mexico corporation (the Company), Banc of America Securities LLC, as the Remarketing Agent (the Remarketing Agent), and U.S. Bank National Association, a national banking association, not _____________
PNM Resources, Inc – New York, New York 10019
Telecopier No.: (212) 933-2217
Attention: Derek Dillon
(b) if to the Company, shall be delivered or sent by mail, telex or facsimile transmission to PNM Resources, Inc ., Alvarado Square MS-2704, Albuquerque, New Mexico 87158, Telephone No.: (505) 241-2700, Telecopier No.: (505) 241-2369; Attention: Treasurer; and
(c) if to the Purchase Contract Agent, shall _____________
PNM RESOURCES, INC – please indicate your acceptance in the space provided for that purpose below
[REMAINDER OF PAGE INTENTIONALLY LEFT BLANK;
SIGNATURE PAGE FOLLOWS]
18
[SIGNATURE PAGE TO REMARKETING AGREEMENT]
Very truly yours,
PNM RESOURCES, INC .
By: _/s/ Terry R. Horn_________________
Terry R. Horn,
Vice President, Corporate Secretary, and
Acting Chief Financial Officer
CONFIRMED AND ACCEPTED:
BANC OF AMERICA SECURITIES LLC,
not individually, but _____________
dt 1398167
;
Public Service
As referenced in this Remarketing Agreement:
Public Service Company of New Mexico – from time to time the Depositary effects book-entry transfers and pledges of securities deposited with the Depositary.
Most Recent Agreement means the underwriting agreement to which the Company or Public Service Company of New Mexico (PNM) is a party with respect to the issuance and sale by the Company or PNM, as the case may be, of its senior unsecured notes or securities comprised _____________
dt 1382523
;
BofA Securities
As referenced in this Remarketing Agreement:
Banc of America Securities LLC – Exhibit 4.9
EX-4.9 4 ex4_9.htm EXHIBIT 4.9
Exhibit 4.9
EXECUTION COPY
REMARKETING AGREEMENT
October 7, 2005
Banc of America Securities LLC
9 West 57th Street
New York, NY 10019
U.S. Bank National Association
100 Wall Street, Suite 1600
New York, NY 10005
Ladies and Gentlemen:
This Remarketing Agreement is _____________
Banc of America Securities LLC – 1600
New York, NY 10005
Ladies and Gentlemen:
This Remarketing Agreement is dated as of October 7, 2005 (the Agreement) among PNM Resources, Inc., a New Mexico corporation (the Company), Banc of America Securities LLC , as the Remarketing Agent (the Remarketing Agent), and U.S. Bank National Association, a national banking association, not individually but solely as Purchase Contract Agent (the Purchase Contract Agent) _____________
Banc of America Securities LLC – remarketed in such Remarketing pursuant to the terms of the Purchase Contract Agreement.
Remarketing means the remarketing of the Remarketed Senior Notes pursuant to this Agreement.
2
Remarketing Agent means Banc of America Securities LLC or any successor remarketing agent appointed by the Company pursuant to Section 10 hereof.
Remarketing Date means either the Initial Remarketing Date (as defined herein) or the Final Remarketing _____________
Banc of America Securities LLC – Pledge Agreement and the Indenture, in each case as amended or supplemented from time to time.
Section 2. Appointment and Obligations of the Remarketing Agent.
(a) The Company hereby appoints Banc of America Securities LLC as the exclusive Remarketing Agent, and, subject to the terms and conditions set forth herein, Banc of America Securities LLC hereby accepts appointment as Remarketing Agent, for the purpose _____________
Banc of America Securities LLC – Obligations of the Remarketing Agent.
(a) The Company hereby appoints Banc of America Securities LLC as the exclusive Remarketing Agent, and, subject to the terms and conditions set forth herein, Banc of America Securities LLC hereby accepts appointment as Remarketing Agent, for the purpose of (i) Remarketing the Remarketed Senior Notes on behalf of the holders thereof, (ii) determining, in consultation with the Company, _____________
dt 1356112
;
|
U.S. Bank, NA
As referenced in this Remarketing Agreement:
U.S. Bank National Association
– 9 4 ex4_9.htm EXHIBIT 4.9
Exhibit 4.9
EXECUTION COPY
REMARKETING AGREEMENT
October 7, 2005
Banc of America Securities LLC
9 West 57th Street
New York, NY 10019
U.S. Bank National Association
100 Wall Street, Suite 1600
New York, NY 10005
Ladies and Gentlemen:
This Remarketing Agreement is dated as of October 7, 2005 (the Agreement) among PNM Resources, Inc., a _____________
U.S. Bank National Association, – as of October 7, 2005 (the Agreement) among PNM Resources, Inc., a New Mexico corporation (the Company), Banc of America Securities LLC, as the Remarketing Agent (the Remarketing Agent), and U.S. Bank National Association, a national banking association, not individually but solely as Purchase Contract Agent (the Purchase Contract Agent) and as attorney-in-fact of the holders of Purchase Contracts (as defined _____________
U.S. Bank National Association, – terms used and not defined in this Agreement shall have the respective meanings set forth in the Purchase Contract Agreement, dated as of October 7, 2005, between the Company and U.S. Bank National Association, as Purchase Contract Agent, as amended from time to time (the Purchase Contract Agreement).
(b) As used in this Agreement, the following terms have the following meanings:
Agreement has _____________
U.S. Bank National Association, – 505) 241-2700, Telecopier No.: (505) 241-2369; Attention: Treasurer; and
(c) if to the Purchase Contract Agent, shall be delivered or sent by mail, telex or facsimile transmission to U.S. Bank National Association, 100 Wall Street, Suite 1600, New York, New York 10005, Telephone No.: (212) 361-2505, Telecopier No.: (212) 509-3384; Attention: Corporate Trust Administration.
Any such statements, requests, notices _____________
U.S. BANK NATIONAL ASSOCIATION, – and
Acting Chief Financial Officer
CONFIRMED AND ACCEPTED:
BANC OF AMERICA SECURITIES LLC,
not individually, but solely as Remarketing Agent
By: __/s/ Lily Chang_____
Name: Lily Chang
Title: Principal
U.S. BANK NATIONAL ASSOCIATION,
not individually but solely as Purchase Contract Agent and as attorney-in-fact for the Holders of the Purchase Contracts
By: ____/s/ Marlene J. Fahey_____
Name: Marlene J. _____________
dt 1342566
;
Troutman Sanders
As referenced in this Remarketing Agreement:
Troutman Sanders – Materials, if any, or to any changed circumstances or events occurring subsequent to the date of this Agreement, such adaptations being reasonably acceptable to counsel to the Remarketing Agent.
(g) Troutman Sanders LLP, or such other counsel reasonably acceptable to the Remarketing Agent, shall have furnished to the Remarketing Agent its written opinion, as special counsel to the Company, addressed to the _____________
dt 1487808
|
Preview
Full Doc
 | 2006 |
Remarketing Agreement
Remarketing Agreement (61K)
Doc #1214145: Click preview link for longer preview.
REMARKETING AGREEMENT
October 7, 2005
Banc of America Securities LLC
9 West 57th Street
New York, NY 10019
U.S. Bank National Association
100 Wall Street, Suite 1600
New York, NY 10005
Ladies and Gentlemen:
This Remarketing Agreement is dated as of October 7, 2005 (the �Agreement�) among PNM Resources, Inc., a New Mexico corporation (the �Company�), Banc of America Securities LLC, as the Remarketing Agent (the �Remarketing Agent�), and U.S. Bank National Association, a national banking association, not individually but solely as Purchase . . .
1214145
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PNM Resources
As referenced in this Remarketing Agreement:
PNM Resources, Inc – U.S. Bank National Association
100 Wall Street, Suite 1600
New York, NY 10005
Ladies and Gentlemen:
This Remarketing Agreement is dated as of October 7, 2005 (the Agreement) among PNM Resources, Inc ., a New Mexico corporation (the Company), Banc of America Securities LLC, as the Remarketing Agent (the Remarketing Agent), and U.S. Bank National Association, a national banking association, not _____________
PNM Resources, Inc – New York, New York 10019
Telecopier No.: (212) 933-2217
Attention: Derek Dillon
(b) if to the Company, shall be delivered or sent by mail, telex or facsimile transmission to PNM Resources, Inc ., Alvarado Square MS-2704, Albuquerque, New Mexico 87158, Telephone No.: (505) 241-2700, Telecopier No.: (505) 241-2369; Attention: Treasurer; and
(c) if to the Purchase Contract Agent, shall _____________
PNM RESOURCES, INC – please indicate your acceptance in the space provided for that purpose below
[REMAINDER OF PAGE INTENTIONALLY LEFT BLANK;
SIGNATURE PAGE FOLLOWS]
18
[SIGNATURE PAGE TO REMARKETING AGREEMENT]
Very truly yours,
PNM RESOURCES, INC .
By: _/s/ Terry R. Horn_________________
Terry R. Horn,
Vice President, Corporate Secretary, and
Acting Chief Financial Officer
CONFIRMED AND ACCEPTED:
BANC OF AMERICA SECURITIES LLC,
not individually, but _____________
dt 1398177
;
Public Service
As referenced in this Remarketing Agreement:
Public Service Company of New Mexico – from time to time the Depositary effects book-entry transfers and pledges of securities deposited with the Depositary.
Most Recent Agreement means the underwriting agreement to which the Company or Public Service Company of New Mexico (PNM) is a party with respect to the issuance and sale by the Company or PNM, as the case may be, of its senior unsecured notes or securities comprised _____________
dt 1382530
;
BofA Securities
As referenced in this Remarketing Agreement:
Banc of America Securities LLC – Exhibit 4.9
EX-4.9 4 ex4_9a.htm EXHIBIT 4.9
Exhibit 4.9
EXECUTION COPY
REMARKETING AGREEMENT
October 7, 2005
Banc of America Securities LLC
9 West 57th Street
New York, NY 10019
U.S. Bank National Association
100 Wall Street, Suite 1600
New York, NY 10005
Ladies and Gentlemen:
This Remarketing Agreement is _____________
Banc of America Securities LLC – 1600
New York, NY 10005
Ladies and Gentlemen:
This Remarketing Agreement is dated as of October 7, 2005 (the Agreement) among PNM Resources, Inc., a New Mexico corporation (the Company), Banc of America Securities LLC , as the Remarketing Agent (the Remarketing Agent), and U.S. Bank National Association, a national banking association, not individually but solely as Purchase Contract Agent (the Purchase Contract Agent) _____________
Banc of America Securities LLC – remarketed in such Remarketing pursuant to the terms of the Purchase Contract Agreement.
Remarketing means the remarketing of the Remarketed Senior Notes pursuant to this Agreement.
2
Remarketing Agent means Banc of America Securities LLC or any successor remarketing agent appointed by the Company pursuant to Section 10 hereof.
Remarketing Date means either the Initial Remarketing Date (as defined herein) or the Final Remarketing _____________
Banc of America Securities LLC – Pledge Agreement and the Indenture, in each case as amended or supplemented from time to time.
Section 2. Appointment and Obligations of the Remarketing Agent.
(a) The Company hereby appoints Banc of America Securities LLC as the exclusive Remarketing Agent, and, subject to the terms and conditions set forth herein, Banc of America Securities LLC hereby accepts appointment as Remarketing Agent, for the purpose _____________
Banc of America Securities LLC – Obligations of the Remarketing Agent.
(a) The Company hereby appoints Banc of America Securities LLC as the exclusive Remarketing Agent, and, subject to the terms and conditions set forth herein, Banc of America Securities LLC hereby accepts appointment as Remarketing Agent, for the purpose of (i) Remarketing the Remarketed Senior Notes on behalf of the holders thereof, (ii) determining, in consultation with the Company, _____________
dt 1356557
;
|
U.S. Bank, NA
As referenced in this Remarketing Agreement:
U.S. Bank National Association
– 9 4 ex4_9a.htm EXHIBIT 4.9
Exhibit 4.9
EXECUTION COPY
REMARKETING AGREEMENT
October 7, 2005
Banc of America Securities LLC
9 West 57th Street
New York, NY 10019
U.S. Bank National Association
100 Wall Street, Suite 1600
New York, NY 10005
Ladies and Gentlemen:
This Remarketing Agreement is dated as of October 7, 2005 (the Agreement) among PNM Resources, Inc., a _____________
U.S. Bank National Association, – as of October 7, 2005 (the Agreement) among PNM Resources, Inc., a New Mexico corporation (the Company), Banc of America Securities LLC, as the Remarketing Agent (the Remarketing Agent), and U.S. Bank National Association, a national banking association, not individually but solely as Purchase Contract Agent (the Purchase Contract Agent) and as attorney-in-fact of the holders of Purchase Contracts (as defined _____________
U.S. Bank National Association, – terms used and not defined in this Agreement shall have the respective meanings set forth in the Purchase Contract Agreement, dated as of October 7, 2005, between the Company and U.S. Bank National Association, as Purchase Contract Agent, as amended from time to time (the Purchase Contract Agreement).
(b) As used in this Agreement, the following terms have the following meanings:
Agreement has _____________
U.S. Bank National Association, – 505) 241-2700, Telecopier No.: (505) 241-2369; Attention: Treasurer; and
(c) if to the Purchase Contract Agent, shall be delivered or sent by mail, telex or facsimile transmission to U.S. Bank National Association, 100 Wall Street, Suite 1600, New York, New York 10005, Telephone No.: (212) 361-2505, Telecopier No.: (212) 509-3384; Attention: Corporate Trust Administration.
Any such statements, requests, notices _____________
U.S. BANK NATIONAL ASSOCIATION, – and
Acting Chief Financial Officer
CONFIRMED AND ACCEPTED:
BANC OF AMERICA SECURITIES LLC,
not individually, but solely as Remarketing Agent
By: __/s/ Lily Chang_____
Name: Lily Chang
Title: Principal
U.S. BANK NATIONAL ASSOCIATION,
not individually but solely as Purchase Contract Agent and as attorney-in-fact for the Holders of the Purchase Contracts
By: ____/s/ Marlene J. Fahey_____
Name: Marlene J. _____________
dt 1342792
;
Troutman Sanders
As referenced in this Remarketing Agreement:
Troutman Sanders – Materials, if any, or to any changed circumstances or events occurring subsequent to the date of this Agreement, such adaptations being reasonably acceptable to counsel to the Remarketing Agent.
(g) Troutman Sanders LLP, or such other counsel reasonably acceptable to the Remarketing Agent, shall have furnished to the Remarketing Agent its written opinion, as special counsel to the Company, addressed to the _____________
dt 1487831
|
Preview
Full Doc
 | 2006 |
Remarketing Agreement
Remarketing Agreement (61K)
Doc #1216107: Click preview link for longer preview.
REMARKETING AGREEMENT
October 7, 2005
Banc of America Securities LLC
9 West 57th Street
New York, NY 10019
U.S. Bank National Association
100 Wall Street, Suite 1600
New York, NY 10005
Ladies and Gentlemen:
This Remarketing Agreement is dated as of October 7, 2005 (the �Agreement�) among PNM Resources, Inc., a New Mexico corporation (the �Company�), Banc of America Securities LLC, as the Remarketing Agent (the �Remarketing Agent�), and U.S. Bank National Association, a national banking association, not individually but solely as Purchase . . .
1216107
|
PNM Resources
As referenced in this Remarketing Agreement:
PNM Resources, Inc – U.S. Bank National Association
100 Wall Street, Suite 1600
New York, NY 10005
Ladies and Gentlemen:
This Remarketing Agreement is dated as of October 7, 2005 (the Agreement) among PNM Resources, Inc ., a New Mexico corporation (the Company), Banc of America Securities LLC, as the Remarketing Agent (the Remarketing Agent), and U.S. Bank National Association, a national banking association, not _____________
PNM Resources, Inc – New York, New York 10019
Telecopier No.: (212) 933-2217
Attention: Derek Dillon
(b) if to the Company, shall be delivered or sent by mail, telex or facsimile transmission to PNM Resources, Inc ., Alvarado Square MS-2704, Albuquerque, New Mexico 87158, Telephone No.: (505) 241-2700, Telecopier No.: (505) 241-2369; Attention: Treasurer; and
(c) if to the Purchase Contract Agent, shall _____________
PNM RESOURCES, INC – please indicate your acceptance in the space provided for that purpose below
[REMAINDER OF PAGE INTENTIONALLY LEFT BLANK;
SIGNATURE PAGE FOLLOWS]
18
[SIGNATURE PAGE TO REMARKETING AGREEMENT]
Very truly yours,
PNM RESOURCES, INC .
By: _/s/ Terry R. Horn_________________
Terry R. Horn,
Vice President, Corporate Secretary, and
Acting Chief Financial Officer
CONFIRMED AND ACCEPTED:
BANC OF AMERICA SECURITIES LLC,
not individually, but _____________
dt 1398179
;
Public Service
As referenced in this Remarketing Agreement:
Public Service Company of New Mexico – from time to time the Depositary effects book-entry transfers and pledges of securities deposited with the Depositary.
Most Recent Agreement means the underwriting agreement to which the Company or Public Service Company of New Mexico (PNM) is a party with respect to the issuance and sale by the Company or PNM, as the case may be, of its senior unsecured notes or securities comprised _____________
dt 1382531
;
BofA Securities
As referenced in this Remarketing Agreement:
Banc of America Securities LLC – Exhibit 4.9
EX-4.9 4 ex4_9a.htm EXHIBIT 4.9
Exhibit 4.9
EXECUTION COPY
REMARKETING AGREEMENT
October 7, 2005
Banc of America Securities LLC
9 West 57th Street
New York, NY 10019
U.S. Bank National Association
100 Wall Street, Suite 1600
New York, NY 10005
Ladies and Gentlemen:
This Remarketing Agreement is _____________
Banc of America Securities LLC – 1600
New York, NY 10005
Ladies and Gentlemen:
This Remarketing Agreement is dated as of October 7, 2005 (the Agreement) among PNM Resources, Inc., a New Mexico corporation (the Company), Banc of America Securities LLC , as the Remarketing Agent (the Remarketing Agent), and U.S. Bank National Association, a national banking association, not individually but solely as Purchase Contract Agent (the Purchase Contract Agent) _____________
Banc of America Securities LLC – remarketed in such Remarketing pursuant to the terms of the Purchase Contract Agreement.
Remarketing means the remarketing of the Remarketed Senior Notes pursuant to this Agreement.
2
Remarketing Agent means Banc of America Securities LLC or any successor remarketing agent appointed by the Company pursuant to Section 10 hereof.
Remarketing Date means either the Initial Remarketing Date (as defined herein) or the Final Remarketing _____________
Banc of America Securities LLC – Pledge Agreement and the Indenture, in each case as amended or supplemented from time to time.
Section 2. Appointment and Obligations of the Remarketing Agent.
(a) The Company hereby appoints Banc of America Securities LLC as the exclusive Remarketing Agent, and, subject to the terms and conditions set forth herein, Banc of America Securities LLC hereby accepts appointment as Remarketing Agent, for the purpose _____________
Banc of America Securities LLC – Obligations of the Remarketing Agent.
(a) The Company hereby appoints Banc of America Securities LLC as the exclusive Remarketing Agent, and, subject to the terms and conditions set forth herein, Banc of America Securities LLC hereby accepts appointment as Remarketing Agent, for the purpose of (i) Remarketing the Remarketed Senior Notes on behalf of the holders thereof, (ii) determining, in consultation with the Company, _____________
dt 1356559
;
|
U.S. Bank, NA
As referenced in this Remarketing Agreement:
U.S. Bank National Association
– 9 4 ex4_9a.htm EXHIBIT 4.9
Exhibit 4.9
EXECUTION COPY
REMARKETING AGREEMENT
October 7, 2005
Banc of America Securities LLC
9 West 57th Street
New York, NY 10019
U.S. Bank National Association
100 Wall Street, Suite 1600
New York, NY 10005
Ladies and Gentlemen:
This Remarketing Agreement is dated as of October 7, 2005 (the Agreement) among PNM Resources, Inc., a _____________
U.S. Bank National Association, – as of October 7, 2005 (the Agreement) among PNM Resources, Inc., a New Mexico corporation (the Company), Banc of America Securities LLC, as the Remarketing Agent (the Remarketing Agent), and U.S. Bank National Association, a national banking association, not individually but solely as Purchase Contract Agent (the Purchase Contract Agent) and as attorney-in-fact of the holders of Purchase Contracts (as defined _____________
U.S. Bank National Association, – terms used and not defined in this Agreement shall have the respective meanings set forth in the Purchase Contract Agreement, dated as of October 7, 2005, between the Company and U.S. Bank National Association, as Purchase Contract Agent, as amended from time to time (the Purchase Contract Agreement).
(b) As used in this Agreement, the following terms have the following meanings:
Agreement has _____________
U.S. Bank National Association, – 505) 241-2700, Telecopier No.: (505) 241-2369; Attention: Treasurer; and
(c) if to the Purchase Contract Agent, shall be delivered or sent by mail, telex or facsimile transmission to U.S. Bank National Association, 100 Wall Street, Suite 1600, New York, New York 10005, Telephone No.: (212) 361-2505, Telecopier No.: (212) 509-3384; Attention: Corporate Trust Administration.
Any such statements, requests, notices _____________
U.S. BANK NATIONAL ASSOCIATION, – and
Acting Chief Financial Officer
CONFIRMED AND ACCEPTED:
BANC OF AMERICA SECURITIES LLC,
not individually, but solely as Remarketing Agent
By: __/s/ Lily Chang_____
Name: Lily Chang
Title: Principal
U.S. BANK NATIONAL ASSOCIATION,
not individually but solely as Purchase Contract Agent and as attorney-in-fact for the Holders of the Purchase Contracts
By: ____/s/ Marlene J. Fahey_____
Name: Marlene J. _____________
dt 1342799
;
Troutman Sanders
As referenced in this Remarketing Agreement:
Troutman Sanders – Materials, if any, or to any changed circumstances or events occurring subsequent to the date of this Agreement, such adaptations being reasonably acceptable to counsel to the Remarketing Agent.
(g) Troutman Sanders LLP, or such other counsel reasonably acceptable to the Remarketing Agent, shall have furnished to the Remarketing Agent its written opinion, as special counsel to the Company, addressed to the _____________
dt 1487832
|