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Full Doc
 | 2003 |
Letter Agreement Re: Conversion Stock Marketing Services
Letter Agreement Re: Conversion Stock Marketing Services (10K)
Doc #161473: Click preview link for longer preview.
June 17, 2002
Board of Directors
Chesapeake Bank of Maryland
2001 E. Joppa Road
Baltimore, Maryland 21234
RE: Conversion Stock Marketing Services
Gentlemen:
This letter sets forth the terms of the proposed engagement between Trident
Securities, a division of McDonald Investments, Inc. ("Trident") and Chesapeake
Bank of Maryland, together with its successors and assigns, (the "Bank")
concerning our investment banking services in connection with the conversion of
the Bank from a mutual to a capital stock organization.
Trident is prepared to assist the Bank in connection with the offering of its
shares of common stock during the subscription offering and community offering
as such terms are defined in the Bank's Plan of Conversion. The specific terms
of the services contemplated hereunder shall be set forth in a definitive sales
agency agreement (the "Agreement") between Trident and the Bank to be executed
on the date the prospectus is declared effective by the appropriate regulatory
authorities. The price of the shares during the subscription offering and
community offering will be the price established by the Bank's Board of
Directors, based upon an independent appraisal as approved by the appropriate
regulatory authorities, provided such price is mutually acceptable to Trident
and the Bank.
In connection with the subscription offering and community offering, Trident
will act as financial advisor and exercise its best efforts to assist the Bank
in the sale of its common stock during the subscription offering and community
offering. Additionally, Trident may, as the Bank determines to be appropriate,
enter into agreements with other National Association of Securities Dealers,
Inc., ("NASD") member firms to act as selected dealers, assisting in the sale of
the common stock. Trident and the Bank will determine the selected dealers to
assist the Bank during the community offering. At the appropriate
161473
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 McDonald
As referenced in this Letter Agreement Re: Conversion Stock Marketing Services:
MCDONALD INVESTMENTS – dex11.txt
{DESCRIPTION}ENGAGEMENT LETTER
{TEXT}
{PAGE}
EXHIBIT 1.1
TRIDENT SECURITIES
A DIVISION OF MCDONALD INVESTMENTS INC.
4601 SIX FORKS ROAD, SUITE 400
RALEIGH, NORTH CAROLINA 27609
TELEPHONE (919) 781-8900
McDonald Investments, – letter sets forth the terms of the proposed engagement between Trident
Securities, a division of McDonald Investments, Inc. ("Trident") and Chesapeake
Bank of Maryland, together with its successors and assigns, (the "
McDonald Investments, – thirty (30) days from
the date hereof.
Yours very truly,
TRIDENT SECURITIES
A Division of McDonald Investments, Inc.
By: /s/ John A. Hitt
------------------------------------
John A. Hitt
Senior Vice President
Agreed and
dt 47222
;
| Trident Securities
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Preview
Full Doc
| 2002 |
Letter Agreement Re: Conversion Stock Marketing Services
Letter Agreement Re: Conversion Stock Marketing Services (10K)
Doc #128660: Click preview link for longer preview.
September 13, 2002
Board of Directors
Clay County Savings & Loan
134 N. Water Street
Liberty, MO 64068
RE: Conversion Stock Marketing Services
Gentlemen:
This letter sets forth the terms of the proposed engagement between Trident
Securities, a division of McDonald Investments, Inc. ("Trident") and Clay County
Savings & Loan, together with its successors and assigns, (the "Association")
concerning our investment banking services in connection with the conversion of
the Association from a mutual to a capital stock organization.
Trident is prepared to assist the Association in connection with the offering of
its shares of common stock during the subscription offering and community
offering as such terms are defined in the Association's Plan of Conversion. The
specific terms of the services contemplated hereunder shall be set forth in a
definitive sales agency agreement (the "Agreement") between Trident and the
Association to be executed on the date the prospectus is declared effective by
the appropriate regulatory authorities. The price of the shares during the
subscription offering and community offering will be the price established by
the Association's Board of Directors, based upon an independent appraisal as
approved by the appropriate regulatory authorities, provided such price is
mutually acceptable to both parties.
In connection with the subscription offering and community offering, Trident
will act as financial advisor and exercise its best efforts to assist the
Association in the sale of its common stock during the subscription offering and
community offering. Additionally, Trident may, as the Association determines to
be appropriate, enter into agreements with other National Association of
Securities Dealers, Inc., ("NASD") member firms to act as selected dealers,
assisting in the sale of the common stock. Trident and the Association will
determine the selected dealers to participate in the community offering. At the
appropriate time, Trident in conjunction with its counsel, will conduct an
examination of the relevant documents and records of the Association as Trident
deems necessary and appropriate. The Association will make all documents,
records and other information deemed necessary by Trident or its counsel
available to them upon request.
128660
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McDonald
As referenced in this Letter Agreement Re: Conversion Stock Marketing Services:
McDonald Investments, – letter sets forth the terms of the proposed engagement between Trident
Securities, a division of McDonald Investments, Inc. ("Trident") and Clay County
Savings & Loan, together with its successors and assigns, (the "
McDonald Investments, – thirty (30) days from
the date hereof.
Yours very truly,
TRIDENT SECURITIES,
A Division of McDonald Investments, Inc.
By: /s/ John Andrew Hitt
John Andrew Hitt
Senior Vice President
Agreed and
dt 47202
;
Clay County Savings & Loan;
| CCSB Financial Corp.
|
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| 2001 |
Conversion Stock Marketing Services
Conversion Stock Marketing Services (8K)
Doc #780005: Click preview link for longer preview.
[LETTERHEAD OF TRIDENT SECURITIES]
March 6, 2001
Board of Directors
Globe Homestead Federal Savings Association
4051 Veterans Boulevard
Metairie, LA 70002
RE: Conversion Stock Marketing Services
Dear Board of Directors:
This letter sets forth the terms of the proposed engagement between Trident
Securities, a division of McDonald Investments, Inc., ("Trident") and Globe
Homestead Federal Savings Association, Metairie, Louisiana, together with its
successors and assigns, (the "Association") concerning our investment banking
and . . .
780005
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McDonald
As referenced in this Conversion Stock Marketing Services:
McDonald Investments, Inc – Veterans Boulevard
Metairie, LA 70002
RE: Conversion Stock Marketing Services
Dear Board of Directors:
This letter sets forth the terms of the proposed engagement between Trident
Securities, a division of McDonald Investments, Inc ., ("Trident") and Globe
Homestead Federal Savings Association, Metairie, Louisiana, together with its
successors and assigns, (the "Association") concerning our investment banking
and marketing services in connection with the conversion
_____________
McDonald Investments Inc – payment of
$15,000. This proposal is open for your acceptance for a period of thirty (30)
days from the date hereof.
Yours very truly,
TRIDENT SECURITIES
A Division of McDonald Investments Inc .
By: /s/ CHARLES E. SLOANE
----------------------------------
Charles E. Sloane
Managing Director
Agreed and accepted to this 6th day
of March, 2001
GLOBE HOMESTEAD
FEDERAL SAVINGS ASSOCIATION
By: /s/ THOMAS J.
_____________
dt 1392836
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Preview
Full Doc
| 2000 |
Conversion Stock Marketing Services
Conversion Stock Marketing Services (9K)
Doc #1087141: Click preview link for longer preview.
[TRIDENT SECURITIES LETTERHEAD]
September 7, 2000
Board of Directors
First Bank & Trust, S. B.
206 South Central Avenue
Paris, Illinois 61944
RE: Conversion Stock Marketing Services
Gentlemen:
This letter sets forth the terms of the proposed engagement between Trident
Securities, a division of McDonald Investments, Inc. ("Trident") and First Bank
& Trust, S. B., together with its successors and assigns, (the "Bank")
concerning our investment banking services in connection with the conversion . . .
1087141
|
McDonald
As referenced in this Conversion Stock Marketing Services:
McDonald Investments, Inc – B.
206 South Central Avenue
Paris, Illinois 61944
RE: Conversion Stock Marketing Services
Gentlemen:
This letter sets forth the terms of the proposed engagement between Trident
Securities, a division of McDonald Investments, Inc . ("Trident") and First Bank
& Trust, S. B., together with its successors and assigns, (the "Bank")
concerning our investment banking services in connection with the conversion of
the Bank from
_____________
McDonald Investments, Inc – payment of
$10,000. This proposal is open for your acceptance for a period of thirty (30)
days from the date hereof.
Very truly yours,
TRIDENT SECURITIES, A Division
of McDonald Investments, Inc .
By: /s/ PETER A. TANNENBAUM
------------------------------
Peter A. Tannenbaum
Senior Vice President
Agreed and accepted to this _______ day
of ____________, 2000
First Bank & Trust, S. B.
By:
-------------------------------
Terry J.
_____________
dt 1721168
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