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Full Doc
 | 2006 |
Auction Agent Agreement
Auction Agent Agreement (54K)
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AUCTION AGENT AGREEMENT
Among
SLM STUDENT LOAN TRUST 2006-7
as Issuer
DEUTSCHE BANK TRUST COMPANY AMERICAS
as Indenture Trustee
And
THE BANK OF NEW YORK
as Auction Agent
Dated as of August 10, 2006
Relating to
SLM STUDENT LOAN TRUST 2006-7
STUDENT LOAN-BACKED NOTES
CONSISTING OF
AUCTION RATE CLASS A-6B AND AUCTION RATE CLASS A-6C NOTES
TABLE OF CONTENTS
Page
1.
Definitions and Rules of Construction.
. . .
2427067
|
 BofA Securities
As referenced in this Auction Agent Agreement:
Banc of America Securities LLC – and a Broker-Dealer substantially in the forms of (i) the Broker-Dealer Agreement, dated as of August 10, 2006, between The Bank of New York, as Auction Agent, and Banc of America Securities LLC , as Broker-Dealer, (ii) the Broker-Dealer Agreement, dated as of August 10, 2006, between The Bank of New York, as Auction Agent, and Citigroup Global Markets, Inc., as
_____________
Banc of America Securities LLC – c/o Sallie Mae, Inc.
11060 Sallie Mae Drive
Reston, Virginia 20193
Attention: Mark L. Heleen
Telephone: (703) 984-5677
Facsimile: (703) 984-6586
If to the Broker-Dealers, addressed:
Banc of America Securities LLC
214 North Tryon Street, 14th Floor
Charlotte, North Carolina 28255
Attention: Short Term Auction Desk
Telephone: 704/386-8508
Facsimile: 704/388-0393
Citigroup Global Markets, Inc.
390 Greenwich
_____________
Banc of America Securities LLC – but solely as Eligible Lender Trustee
By:
/S/ JOHN J. CASHIN
Name:
John J. Cashin
Title:
Vice President
2
EXHIBIT A
TO AUCTION AGENT AGREEMENT
List of Initial Broker-Dealers
Banc of America Securities LLC
Citigroup Global Markets, Inc.
Goldman, Sachs & Co.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
3
EXHIBIT B
TO AUCTION AGENT AGREEMENT
NOTICE OF CHANGE IN AUCTION DATE
SLM
_____________
dt 1572579
;
BNY
As referenced in this Auction Agent Agreement:
BANK OF NEW YORK – dex996.htm EXHIBIT 99.6
Exhibit 99.6
AUCTION AGENT AGREEMENT
Among
SLM STUDENT LOAN TRUST 2006-7
as Issuer
DEUTSCHE BANK TRUST COMPANY AMERICAS
as Indenture Trustee
And
THE BANK OF NEW YORK
as Auction Agent
Dated as of August 10, 2006
Relating to
SLM STUDENT LOAN TRUST 2006-7
STUDENT LOAN-BACKED NOTES
CONSISTING OF
AUCTION RATE CLASS A-6B AND
_____________
BANK OF NEW YORK, – the Indenture, dated as of August 1, 2006, by and among the Issuer, Chase Bank USA, National Association, as eligible lender trustee, and the Indenture Trustee (the Indenture), and THE BANK OF NEW YORK, a New York banking corporation (together with its successors and assigns, the Auction Agent), acting as Auction Agent pursuant to the provisions of the Indenture.
The Issuer proposes to
_____________
Bank of New York, – shall mean each agreement between the Auction Agent and a Broker-Dealer substantially in the forms of (i) the Broker-Dealer Agreement, dated as of August 10, 2006, between The Bank of New York, as Auction Agent, and Banc of America Securities LLC, as Broker-Dealer, (ii) the Broker-Dealer Agreement, dated as of August 10, 2006, between The Bank of New York,
_____________
Bank of New York, – The Bank of New York, as Auction Agent, and Banc of America Securities LLC, as Broker-Dealer, (ii) the Broker-Dealer Agreement, dated as of August 10, 2006, between The Bank of New York, as Auction Agent, and Citigroup Global Markets, Inc., as Broker-Dealer, (iii) the Broker-Dealer Agreement, dated as of August 10, 2006, between The Bank of New York, as
_____________
Bank of New York, – between The Bank of New York, as Auction Agent, and Citigroup Global Markets, Inc., as Broker-Dealer, (iii) the Broker-Dealer Agreement, dated as of August 10, 2006, between The Bank of New York, as Auction Agent, and Goldman, Sachs & Co., as Broker-Dealer and (iv) the Broker-Dealer Agreement, dated as of August 10, 2006, between The Bank of New York,
_____________
dt 1692398
;
|
Citigroup Global
As referenced in this Auction Agent Agreement:
Citigroup Global Markets, Inc – and Banc of America Securities LLC, as Broker-Dealer, (ii) the Broker-Dealer Agreement, dated as of August 10, 2006, between The Bank of New York, as Auction Agent, and Citigroup Global Markets, Inc ., as Broker-Dealer, (iii) the Broker-Dealer Agreement, dated as of August 10, 2006, between The Bank of New York, as Auction Agent, and Goldman, Sachs & Co., as
_____________
Citigroup Global Markets, Inc – Dealers, addressed:
Banc of America Securities LLC
214 North Tryon Street, 14th Floor
Charlotte, North Carolina 28255
Attention: Short Term Auction Desk
Telephone: 704/386-8508
Facsimile: 704/388-0393
Citigroup Global Markets, Inc .
390 Greenwich Street 6th Floor
New York, New York 10013
Attention: Mark Weadick
Telephone: (212) 816-4911
Facsimile: (212) 816-0913
Goldman, Sachs & Co.
85 Broad Street, 27th
_____________
Citigroup Global Markets, Inc – Trustee
By:
/S/ JOHN J. CASHIN
Name:
John J. Cashin
Title:
Vice President
2
EXHIBIT A
TO AUCTION AGENT AGREEMENT
List of Initial Broker-Dealers
Banc of America Securities LLC
Citigroup Global Markets, Inc .
Goldman, Sachs & Co.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
3
EXHIBIT B
TO AUCTION AGENT AGREEMENT
NOTICE OF CHANGE IN AUCTION DATE
SLM STUDENT LOAN TRUST 2006-
_____________
dt 1575144
;
DB Trust
As referenced in this Auction Agent Agreement:
DEUTSCHE BANK TRUST CO – EXHIBIT 99.6
EX-99.6 14 dex996.htm EXHIBIT 99.6
Exhibit 99.6
AUCTION AGENT AGREEMENT
Among
SLM STUDENT LOAN TRUST 2006-7
as Issuer
DEUTSCHE BANK TRUST CO MPANY AMERICAS
as Indenture Trustee
And
THE BANK OF NEW YORK
as Auction Agent
Dated as of August 10, 2006
Relating to
SLM STUDENT LOAN TRUST 2006-7
STUDENT LOAN-
_____________
DEUTSCHE BANK TRUST CO – trust (the Issuer), CHASE BANK USA, NATIONAL ASSOCIATION, a Delaware banking corporation, not in its individual capacity but solely as trustee on behalf of the Issuer (the Eligible Lender Trustee), DEUTSCHE BANK TRUST CO MPANY AMERICAS, a New York banking corporation, not in its individual capacity but solely in its capacity as Indenture Trustee (Indenture Trustee) under the Indenture, dated as of August 1,
_____________
Deutsche Bank Trust Co – including facsimile or similar writing) and shall be given to such party addressed to it at its address, or facsimile number set forth below:
If to the Indenture Trustee, addressed:
Deutsche Bank Trust Co mpany Americas
60 Wall Street, 26th Floor MS NYC60-2606
New York, New York 10005
Attention: Trust & Securities Services/Structured Finance Services
Telephone: (212) 250-8454
Facsimile: (212) 553-
_____________
DEUTSCHE BANK TRUST CO – IN WITNESS WHEREOF, the parties hereto have caused this agreement to be duly executed and delivered by their proper and duly authorized officers as of the date first above written.
DEUTSCHE BANK TRUST CO MPANY AMERICAS,
As Indenture Trustee
By:
/S/ MICHELE H.Y. VOON
Name:
Michele H.Y. Voon
Title:
Assistant Vice President
By:
/S/ NEFERTITI N. VERNON
Name:
Nefertiti N. Vernon
Title:
_____________
dt 1580755
|
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Full Doc
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Auction Agent Agreement
Auction Agent Agreement (49K)
Doc #1007447: Click preview link for longer preview.
AUCTION AGENT AGREEMENT
Dated as of August 1, 2005
among
EL PASO ELECTRIC COMPANY
and
UNION BANK OF CALIFORNIA, N.A.,
as Trustee
and
THE BANK OF NEW YORK,
as Auction Agent
Relating to
$63,500,000
Maricopa County, Arizona Pollution Control Corporation
Pollution Control Refunding Revenue Bonds, 2005 Series B
(El Paso Electric Company Palo Verde Project)
and
$37,100,000
Maricopa County, Arizona Pollution Control Corporation
Pollution Control Refunding . . .
1007447
|
El Paso Electric
As referenced in this Auction Agent Agreement:
EL PASO ELECTRIC CO – DATED AUGUST 1, 2005
EX-4.40 12 dex440.htm AUCTION AGENT AGREEMENT DATED AUGUST 1, 2005
EXHIBIT 4.40
AUCTION AGENT AGREEMENT
Dated as of August 1, 2005
among
EL PASO ELECTRIC CO MPANY
and
UNION BANK OF CALIFORNIA, N.A.,
as Trustee
and
THE BANK OF NEW YORK,
as Auction Agent
Relating to
$63,500,000
Maricopa County, Arizona Pollution Control Corporation
_____________
(El Paso Electric Co – as Trustee
and
THE BANK OF NEW YORK,
as Auction Agent
Relating to
$63,500,000
Maricopa County, Arizona Pollution Control Corporation
Pollution Control Refunding Revenue Bonds, 2005 Series B
(El Paso Electric Co mpany Palo Verde Project)
and
$37,100,000
Maricopa County, Arizona Pollution Control Corporation
Pollution Control Refunding Revenue Bonds, 2005 Series C
(El Paso Electric Company Palo Verde Project)
TABLE
_____________
(El Paso Electric Co – Revenue Bonds, 2005 Series B
(El Paso Electric Company Palo Verde Project)
and
$37,100,000
Maricopa County, Arizona Pollution Control Corporation
Pollution Control Refunding Revenue Bonds, 2005 Series C
(El Paso Electric Co mpany Palo Verde Project)
TABLE OF CONTENTS
Page
ARTICLE I
DEFINITIONS AND RULES OF CONSTRUCTION
Section 1.01.
Terms Defined by Reference to Each Indenture
1
Section 1.02.
Terms
_____________
EL PASO ELECTRIC CO – Form of Notice of Cure of ARS Payment Default
B-1
ii
AUCTION AGENT AGREEMENT
THIS AUCTION AGENT AGREEMENT, dated as of August 1, 2005 (the Auction Agent Agreement), among EL PASO ELECTRIC CO MPANY (the Borrower), THE BANK OF NEW YORK, as Auction Agent (the Auction Agent), and UNION BANK OF CALIFORNIA, N.A., as Trustee (the Trustee).
WITNESSETH
WHEREAS, concurrently with the
_____________
(El Paso Electric Co – Auction Agent Agreement, Maricopa County, Arizona Pollution Control Corporation (the Issuer) is offering $63,500,000 in aggregate principal amount of its Pollution Control Refunding Revenue Bonds, 2005 Series B (El Paso Electric Co mpany Palo Verde Project) and $37,100,000 in aggregate principal amount of its Pollution Control Refunding Revenue Bonds, 2005 Series C (El Paso Electric Company Palo Verde Project) (collectively,
_____________
dt 1699370
;
BNY
As referenced in this Auction Agent Agreement:
BANK OF NEW YORK, – 1, 2005
EXHIBIT 4.40
AUCTION AGENT AGREEMENT
Dated as of August 1, 2005
among
EL PASO ELECTRIC COMPANY
and
UNION BANK OF CALIFORNIA, N.A.,
as Trustee
and
THE BANK OF NEW YORK,
as Auction Agent
Relating to
$63,500,000
Maricopa County, Arizona Pollution Control Corporation
Pollution Control Refunding Revenue Bonds, 2005 Series B
(El Paso Electric Company Palo Verde Project)
_____________
BANK OF NEW YORK, – Payment Default
B-1
ii
AUCTION AGENT AGREEMENT
THIS AUCTION AGENT AGREEMENT, dated as of August 1, 2005 (the ?Auction Agent Agreement?), among EL PASO ELECTRIC COMPANY (the ?Borrower?), THE BANK OF NEW YORK, as Auction Agent (the ?Auction Agent?), and UNION BANK OF CALIFORNIA, N.A., as Trustee (the ?Trustee?).
WITNESSETH
WHEREAS, concurrently with the execution and delivery of this Auction Agent
_____________
Bank of New York – the Bonds that the Auction Agent determines to have resulted from the implementation of the Auction Procedures.
Pursuant to Section 3A.06 of each Indenture, the Trustee hereby appoints The Bank of New York to act as Auction Agent. The Bank of New York hereby accepts such appointment to perform the Auction Procedures, the Settlement Procedures and other duties herein, in the Broker-Dealer
_____________
Bank of New York – from the implementation of the Auction Procedures.
Pursuant to Section 3A.06 of each Indenture, the Trustee hereby appoints The Bank of New York to act as Auction Agent. The Bank of New York hereby accepts such appointment to perform the Auction Procedures, the Settlement Procedures and other duties herein, in the Broker-Dealer Agreement and in each Indenture specified to be performed by
_____________
Bank of New York
– 120 S. San Pedro, 4th Floor
Los Angeles, California 90012
Attention: Corporate Trust Department
Facsimile No.: (213) 972-5694
Telephone No.: (213) 972-5675
If to the Auction Agent,
The Bank of New York
101 Barclay Street ? 7W
Attention: Corporate Trust Department ? Dealing and Trading Group
Facsimile No.: (212) 815-3440
Telephone No.:(212) 815-3450
If to the Issuer,
Maricopa County, Arizona
_____________
dt 1725052
;
|
Citigroup Global
As referenced in this Auction Agent Agreement:
Citigroup Global Markets Inc – Each Broker-Dealer Agreement shall be substantially in the form of the Broker-Dealer Agreement, dated as of August 1, 2005, by and among the Auction Agent, the Borrower and Citigroup Global Markets Inc ., as Broker-Dealer relating to the Bonds.
Existing Owner means (a) with respect to and for the purpose of dealing with the Auction Agent in connection with an Auction,
_____________
Citigroup Global Markets Inc – given by the Auction Agent pursuant to this Article II.
Section 2.06. Broker-Dealer. On the date hereof, the Auction Agent shall enter into a Broker-Dealer Agreement with Citigroup Global Markets Inc . The Auction Agent shall from time to time enter into such other Broker-Dealer Agreements as the Borrower shall request with written notice to the Trustee, the Auction Agent
_____________
dt 1710542
;
Union Bank of CA
As referenced in this Auction Agent Agreement:
UNION BANK OF CALIFORNIA, N – 4.40 12 dex440.htm AUCTION AGENT AGREEMENT DATED AUGUST 1, 2005
EXHIBIT 4.40
AUCTION AGENT AGREEMENT
Dated as of August 1, 2005
among
EL PASO ELECTRIC COMPANY
and
UNION BANK OF CALIFORNIA, N .A.,
as Trustee
and
THE BANK OF NEW YORK,
as Auction Agent
Relating to
$63,500,000
Maricopa County, Arizona Pollution Control Corporation
Pollution Control Refunding Revenue Bonds, 2005
_____________
UNION BANK OF CALIFORNIA, N – AGREEMENT, dated as of August 1, 2005 (the Auction Agent Agreement), among EL PASO ELECTRIC COMPANY (the Borrower), THE BANK OF NEW YORK, as Auction Agent (the Auction Agent), and UNION BANK OF CALIFORNIA, N .A., as Trustee (the Trustee).
WITNESSETH
WHEREAS, concurrently with the execution and delivery of this Auction Agent Agreement, Maricopa County, Arizona Pollution Control Corporation (the Issuer) is offering $63,
_____________
Union Bank of California, N – acceptable to the parties) and shall be given to such party, addressed to it, at its address, facsimile number or e-mail address set forth below:
If to the Trustee,
Union Bank of California, N .A.
120 S. San Pedro, 4th Floor
Los Angeles, California 90012
Attention: Corporate Trust Department
Facsimile No.: (213) 972-5694
Telephone No.: (213) 972-5675
If to the Auction
_____________
UNION BANK OF CALIFORNIA, N – WHEREOF, the parties hereto have caused this Auction Agent Agreement to be duly executed and delivered by their proper and duly Authorized Representatives as of the date first above written.
UNION BANK OF CALIFORNIA, N .A., as Trustee
By:
Name:
Title:
EL PASO ELECTRIC COMPANY
By:
Name:
Title:
THE BANK OF NEW YORK, as Auction Agent
By:
Name:
Title:
16
EXHIBIT A
FORM OF
_____________
dt 1706777
|
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Auction Agent Agreement
Auction Agent Agreement (57K)
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AUCTION AGENT AGREEMENT
between
MUNIYIELD MICHIGAN INSURED FUND II, INC.
and
THE BANK OF NEW YORK
Dated as of [___], 2005
Relating to
AUCTION MARKET PREFERRED STOCK
("AMPS"),
Series C
of
MUNIYIELD . . .
2359028
|
BNY
As referenced in this Auction Agent Agreement:
BANK OF NEW YORK
– {DOCUMENT}
{TYPE}EX-99.2K3
{SEQUENCE}10
{FILENAME}efc5-1850_exhibit992k3.txt
{TEXT}
Exhibit (k)(3)
================================================================================
AUCTION AGENT AGREEMENT
between
MUNIYIELD MICHIGAN INSURED FUND II, INC.
and
THE BANK OF NEW YORK
Dated as of [___], 2005
Relating to
AUCTION MARKET PREFERRED STOCK
("AMPS"),
Series C
of
MUNIYIELD MICHIGAN INSURED FUND II, INC.
================================================================================
{PAGE}
THIS AUCTION AGENT AGREEMENT, dated as of [
_____________
BANK OF NEW YORK, – MICHIGAN INSURED FUND II, INC.
================================================================================
{PAGE}
THIS AUCTION AGENT AGREEMENT, dated as of [___], 2005, is between
MUNIYIELD MICHIGAN INSURED FUND II, INC., a Maryland corporation (the
"Company"), and THE BANK OF NEW YORK, a New York banking corporation.
The Company proposes to duly authorize and issue 400 shares of Auction
Market Preferred Stock, Series C ("Series C AMPS") with a par value
_____________
Bank of New York – defined below). The
Series C AMPS are sometimes referred to as the "AMPS." A separate Auction (as
defined below) will be conducted for the AMPS. The Company desires that The
Bank of New York perform certain duties as agent in connection with each
Auction of shares of AMPS (in such capacity, the "Auction Agent"), and as the
transfer agent, registrar, dividend disbursing agent and
_____________
Bank of New York – and redemption agent with
respect to the shares of AMPS (in such capacity, the "Paying Agent"), upon the
terms and conditions of this Agreement, and the Company hereby appoints The
Bank of New York as said Auction Agent and Paying Agent in accordance with
those terms and conditions (hereinafter generally referred to as the "Auction
Agent," except in Sections 3 and 4 below).
NOW,
_____________
Bank of New York – company or other financial institution
appointed by the Company advises results from implementation of the
Auction Procedures. The Board of Directors of the Company has
adopted a resolution appointing The Bank of New York as Auction
Agent for purposes of the Auction Procedures. The Auction Agent
hereby accepts such appointment and agrees that, on each Auction
Date, it shall follow the procedures set forth
_____________
dt 1659904
;
|
Cede
As referenced in this Auction Agent Agreement:
Cede &
Co. – Stock Certificates.
On the Date of Original Issue for any share of AMPS, one certificate for
the AMPS shall be issued by the Company and registered in the name of Cede &
Co. , as nominee of the Securities Depository, and countersigned by the Paying
Agent. The Company will give the Auction Agent prior written notice and
instruction as to the issuance and
_____________
dt 1632137
|
Preview
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Auction Agent Agreement
Auction Agent Agreement (58K)
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AUCTION AGENT AGREEMENT
between
MUNIYIELD CALIFORNIA FUND, INC.
and
THE BANK OF NEW YORK
Dated as of [___], 2005
Relating to
AUCTION MARKET PREFERRED STOCK
("AMPS"),
Series D
of
MUNIYIELD . . .
2359575
|
BNY
As referenced in this Auction Agent Agreement:
BANK OF NEW YORK
– {DOCUMENT}
{TYPE}EX-99.2(K)(4)
{SEQUENCE}17
{FILENAME}efc5-1682_5713156ex992k4.txt
{TEXT}
Exhibit (k)(4)
===============================================================================
AUCTION AGENT AGREEMENT
between
MUNIYIELD CALIFORNIA FUND, INC.
and
THE BANK OF NEW YORK
Dated as of [___], 2005
Relating to
AUCTION MARKET PREFERRED STOCK
("AMPS"),
Series D
of
MUNIYIELD CALIFORNIA FUND, INC.
===============================================================================
{PAGE}
THIS AUCTION AGENT AGREEMENT, dated as of [___], 2005,
_____________
BANK OF NEW YORK, – Series D
of
MUNIYIELD CALIFORNIA FUND, INC.
===============================================================================
{PAGE}
THIS AUCTION AGENT AGREEMENT, dated as of [___], 2005, is between
MUNIYIELD CALIFORNIA FUND, INC., a Maryland corporation (the
"Company"), and THE BANK OF NEW YORK, a New York banking corporation.
The Company proposes to duly authorize and issue 1,400 shares of Auction
Market Preferred Stock, Series D ("Series D AMPS") with a par
_____________
Bank of New York – defined below). The
Series D AMPS are sometimes referred to as the "AMPS." A separate Auction (as
defined below) will be conducted for the AMPS. The Company desires that The
Bank of New York perform certain duties as agent in connection with each
Auction of shares of AMPS (in such capacity, the "Auction Agent"), and as the
transfer agent, registrar, dividend disbursing agent and
_____________
Bank of New York – and redemption agent with
respect to the shares of AMPS (in such capacity, the "Paying Agent"), upon the
terms and conditions of this Agreement, and the Company hereby appoints The
Bank of New York as said Auction Agent and Paying Agent in accordance with
those terms and conditions (hereinafter generally referred to as the "Auction
Agent," except in Sections 3 and 4 below).
NOW,
_____________
Bank of New York – company or other financial institution
appointed by the Company advises results from implementation of the
Auction Procedures. The Board of Directors of the Company has
adopted a resolution appointing The Bank of New York as Auction
Agent for purposes of the Auction Procedures. The Auction Agent
hereby accepts such appointment and agrees that, on each Auction
Date, it shall follow the procedures set forth
_____________
dt 1659916
;
|
Cede
As referenced in this Auction Agent Agreement:
Cede &
Co. – Stock Certificates.
------------------------------------
On the Date of Original Issue for any share of AMPS, one certificate for
the AMPS shall be issued by the Company and registered in the name of Cede &
Co. , as nominee of the Securities Depository, and countersigned by the Paying
Agent. The Company will give the Auction Agent prior written notice and
instruction as to the issuance and
_____________
dt 1632147
|
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Auction Agent Agreement
Auction Agent Agreement (62K)
Doc #2359831: Click preview link for longer preview.
AUCTION AGENT AGREEMENT
between
THE MASSACHUSETTS HEALTH & EDUCATION TAX-EXEMPT TRUST
and
DEUTSCHE BANK TRUST COMPANY AMERICAS
Dated as of August __, 2005
Relating to
AUCTION PREFERRED SHARES
("APS"),
Series B
of
. . .
2359831
|
Cede
As referenced in this Auction Agent Agreement:
Cede & Co. – Issue of Share Certificates.
On the Date of Original Issue for any APS, one certificate for the APS
shall be issued by the Company and registered in the name of Cede & Co. , as
nominee of the Securities Depository, and countersigned by the Paying Agent. The
Company will give the Auction Agent prior written notice and instruction as to
the issuance and
_____________
dt 1632152
;
|
DB Trust
As referenced in this Auction Agent Agreement:
DEUTSCHE BANK TRUST CO – EX-99.(K)(4)
{SEQUENCE}18
{FILENAME}e21096ex99_k4.txt
{DESCRIPTION}AUCTION AGENT AGREEMENT
{TEXT}
Exhibit 99.(k)(4)
================================================================================
AUCTION AGENT AGREEMENT
between
THE MASSACHUSETTS HEALTH & EDUCATION TAX-EXEMPT TRUST
and
DEUTSCHE BANK TRUST CO MPANY AMERICAS
Dated as of August __, 2005
Relating to
AUCTION PREFERRED SHARES
("APS"),
Series B
of
THE MASSACHUSETTS HEALTH & EDUCATION TAX-EXEMPT TRUST
================================================================================
{PAGE}
THIS AUCTION AGENT AGREEMENT, dated
_____________
DEUTSCHE BANK TRUST CO – TAX-EXEMPT TRUST
================================================================================
{PAGE}
THIS AUCTION AGENT AGREEMENT, dated as of August __, 2005, is between THE
MASSACHUSETTS HEALTH & EDUCATION TAX-EXEMPT TRUST, a Massachusetts business
trust (the "Company"), and DEUTSCHE BANK TRUST CO MPANY AMERICAS, a New York
banking corporation ("Deutsche Bank").
The Company proposes to duly authorize and issue 200 shares of Auction
Preferred Shares, Series B (the "APS") with a par
_____________
Deutsche Bank Trust Co – the "Submission Processing Representation").
III. THE AUCTION AGENT AS PAYING AGENT.
9
{PAGE}
3.1. The Paying Agent.
The Board of Trustees of the Company has adopted a resolution appointing
Deutsche Bank Trust Co mpany Americas as transfer agent, registrar, dividend
disbursing agent and redemption agent for the Company in connection with the APS
(in such capacity, the "Paying Agent"). The Paying Agent hereby
_____________
Deutsche Bank Trust Co – addressed to: EDUCATION TAX-EXEMPT TRUST
800 Scudders Mill Road
Plainsboro, New Jersey 08536
Attention: Treasurer
Telephone No.: (609) 282-2800
Telecopier No.: (609) 282-3472
If to the Auction Deutsche Bank Trust Co mpany Americas
Agent, addressed to: Trust and Securities Services
60 Wall Street, 27th Floor
New York, New York 10005
Attention: Auction Rate Securities
Telephone No.: (212) 250-6645
Telecopier No.: (
_____________
DEUTSCHE BANK TRUST CO – be
duly executed and delivered by their proper and duly authorized officers as of
the date first above written.
THE MASSACHUSETTS HEALTH & EDUCATION
TAX-EXEMPT TRUST
By: ________________________________
Name:
Title:
DEUTSCHE BANK TRUST CO MPANY AMERICAS
By: ________________________________
Name:
Title:
By: ________________________________
Name:
Title:
20
{/TEXT}
{/DOCUMENT}
_____________
dt 1580648
|
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Auction Agent Agreement
Auction Agent Agreement (58K)
Doc #2359877: Click preview link for longer preview.
AUCTION AGENT AGREEMENT
between
MUNIYIELD FLORIDA FUND
and
THE BANK OF NEW YORK
Dated as of [___], 2005
Relating to
AUCTION MARKET PREFERRED SHARES
("AMPS"),
Series C
of
MUNIYIELD . . .
2359877
|
BNY
As referenced in this Auction Agent Agreement:
BANK OF NEW YORK
– {DOCUMENT}
{TYPE}EX-99.2K.3
{SEQUENCE}9
{FILENAME}efc5-1392_5713142ex992k3.txt
{TEXT}
Exhibit (k)(3)
==============================================================================
AUCTION AGENT AGREEMENT
between
MUNIYIELD FLORIDA FUND
and
THE BANK OF NEW YORK
Dated as of [___], 2005
Relating to
AUCTION MARKET PREFERRED SHARES
("AMPS"),
Series C
of
MUNIYIELD FLORIDA FUND
==============================================================================
{PAGE}
THIS AUCTION AGENT AGREEMENT, dated as of [___], 2005, is
_____________
BANK OF NEW YORK, – AMPS"),
Series C
of
MUNIYIELD FLORIDA FUND
==============================================================================
{PAGE}
THIS AUCTION AGENT AGREEMENT, dated as of [___], 2005, is between
MUNIYIELD FLORIDA FUND, a Massachusetts business trust (the "Company"), and
THE BANK OF NEW YORK, a New York banking corporation.
The Company proposes to duly authorize and issue 600 shares of Auction
Market Preferred Shares, Series C (the "AMPS") with a par value of $.
_____________
Bank of
New York – Designation (as defined below). A
separate Auction (as defined below) will be conducted for the AMPS and each
series of Other AMPS (as defined below). The Company desires that The Bank of
New York perform certain duties as agent in connection with each Auction of
AMPS (in such capacity, the "Auction Agent"), and as the transfer agent,
registrar, dividend disbursing agent and redemption agent
_____________
Bank of New York – disbursing agent and redemption agent with respect to the
AMPS (in such capacity, the "Paying Agent"), upon the terms and conditions of
this Agreement, and the Company hereby appoints The Bank of New York as said
Auction Agent and Paying Agent in accordance with those terms and conditions
(hereinafter generally referred to as the "Auction Agent," except in Sections
3 and 4 below).
NOW,
_____________
Bank of New York – company or other financial institution
appointed by the Company advises results from implementation of
the Auction Procedures. The Board of Trustees of the Company has
adopted a resolution appointing The Bank of New York as Auction
Agent for purposes of the Auction Procedures. The Auction Agent
hereby accepts such appointment and agrees that, on each Auction
Date, it shall follow the procedures set forth
_____________
dt 1659919
;
|
Cede
As referenced in this Auction Agent Agreement:
Cede & Co. – Issue of Share Certificates.
On the Date of Original Issue for any AMPS, one certificate for the AMPS
shall be issued by the Company and registered in the name of Cede & Co. , as
nominee of the Securities Depository, and countersigned by the Paying Agent.
The Company will give the Auction Agent prior written notice and instruction
as to the issuance and
_____________
dt 1632154
|
Preview
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Auction Agent Agreement
Auction Agent Agreement (58K)
Doc #2360070: Click preview link for longer preview.
AUCTION AGENT AGREEMENT
between
MUNIYIELD CALIFORNIA INSURED FUND, INC.
and
THE BANK OF NEW YORK
Dated as of [___], 2005
Relating to
AUCTION MARKET PREFERRED STOCK
("AMPS"),
Series F
of
MUNIYIELD . . .
2360070
|
BNY
As referenced in this Auction Agent Agreement:
BANK OF NEW YORK
– {DOCUMENT}
{TYPE}EX-99.2(K)(4)
{SEQUENCE}11
{FILENAME}efc5-1590_5713156ex992k4.txt
{TEXT}
EXHIBIT (k)(4)
------------------------------------------------------------------------------
AUCTION AGENT AGREEMENT
between
MUNIYIELD CALIFORNIA INSURED FUND, INC.
and
THE BANK OF NEW YORK
Dated as of [___], 2005
Relating to
AUCTION MARKET PREFERRED STOCK
("AMPS"),
Series F
of
MUNIYIELD CALIFORNIA INSURED FUND, INC.
------------------------------------------------------------------------------
{PAGE}
THIS AUCTION AGENT AGREEMENT, dated as of [___],
_____________
BANK OF NEW YORK, – of
MUNIYIELD CALIFORNIA INSURED FUND, INC.
------------------------------------------------------------------------------
{PAGE}
THIS AUCTION AGENT AGREEMENT, dated as of [___], 2005, is between
MUNIYIELD CALIFORNIA INSURED FUND, INC., a Maryland corporation (the
"Company"), and THE BANK OF NEW YORK, a New York banking corporation.
The Company proposes to duly authorize and issue 1,800 shares of
Auction Market Preferred Stock, Series F ("Series F AMPS") with a par
_____________
Bank of New York – defined
below). The Series F AMPS are sometimes referred to as the "AMPS." A separate
Auction (as defined below) will be conducted for the AMPS. The Company desires
that The Bank of New York perform certain duties as agent in connection with
each Auction of shares of AMPS (in such capacity, the "Auction Agent"), and as
the transfer agent, registrar, dividend disbursing agent and
_____________
Bank of New York – and redemption agent
with respect to the shares of AMPS (in such capacity, the "Paying Agent"),
upon the terms and conditions of this Agreement, and the Company hereby
appoints The Bank of New York as said Auction Agent and Paying Agent in
accordance with those terms and conditions (hereinafter generally referred to
as the "Auction Agent," except in Sections 3 and 4 below).
NOW,
_____________
Bank of New York – company or other financial institution
appointed by the Company advises results from implementation of the
Auction Procedures. The Board of Directors of the Company has
adopted a resolution appointing The Bank of New York as Auction
Agent for purposes of the Auction Procedures. The Auction Agent
hereby accepts such appointment and agrees that, on each Auction
Date, it shall follow the procedures set forth
_____________
dt 1659921
;
|
Cede
As referenced in this Auction Agent Agreement:
Cede
& Co. – Stock Certificates.
------------------------------------
On the Date of Original Issue for any share of AMPS, one certificate
for the AMPS shall be issued by the Company and registered in the name of Cede
& Co. , as nominee of the Securities Depository, and countersigned by the
Paying Agent. The Company will give the Auction Agent prior written notice and
instruction as to the issuance and
_____________
dt 1632157
|
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Auction Agent Agreement
Auction Agent Agreement (59K)
Doc #2360729: Click preview link for longer preview.
AUCTION AGENT AGREEMENT
between
MUNIYIELD QUALITY FUND II, INC.
and
THE BANK OF NEW YORK
Dated as of [__], 2005
Relating to
AUCTION MARKET PREFERRED STOCK
("AMPS"),
Series D
of
MUNIYIELD . . .
2360729
|
BNY
As referenced in this Auction Agent Agreement:
BANK OF NEW YORK
– DOCUMENT}
{TYPE}EX-99.2(K)(4)
{SEQUENCE}13
{FILENAME}efc5-1589_5719417992k4.txt
{TEXT}
Exhibit 99.2(k)(4)
------------------------------------------------------------------------------
AUCTION AGENT AGREEMENT
between
MUNIYIELD QUALITY FUND II, INC.
and
THE BANK OF NEW YORK
Dated as of [__], 2005
Relating to
AUCTION MARKET PREFERRED STOCK
("AMPS"),
Series D
of
MUNIYIELD QUALITY FUND II, INC.
------------------------------------------------------------------------------
{PAGE}
THIS AUCTION AGENT AGREEMENT, dated as of [__],
_____________
BANK OF NEW YORK, – of
MUNIYIELD QUALITY FUND II, INC.
------------------------------------------------------------------------------
{PAGE}
THIS AUCTION AGENT AGREEMENT, dated as of [__], 2005, is between
MUNIYIELD QUALITY FUND II, INC., a Maryland corporation (the "Company"), and
THE BANK OF NEW YORK, a New York banking corporation.
The Company proposes to duly authorize and issue 400 shares of Auction
Market Preferred Stock, Series D ("Series D AMPS") with a par value
_____________
Bank of New York – defined below). The
Series D AMPS are sometimes referred to as the "AMPS." A separate Auction (as
defined below) will be conducted for the AMPS. The Company desires that The
Bank of New York perform certain duties as agent in connection with each
Auction of shares of AMPS (in such capacity, the "Auction Agent"), and as the
transfer agent, registrar, dividend disbursing agent and
_____________
Bank of New York – and redemption agent with
respect to the shares of AMPS (in such capacity, the "Paying Agent"), upon the
terms and conditions of this Agreement, and the Company hereby appoints The
Bank of New York as said Auction Agent and Paying Agent in accordance with
those terms and conditions (hereinafter generally referred to as the "Auction
Agent," except in Sections 3 and 4 below).
NOW,
_____________
Bank of New York – company or other financial institution
appointed by the Company advises results from implementation of
the Auction Procedures. The Board of Directors of the Company has
adopted a resolution appointing The Bank of New York as Auction
Agent for purposes of the Auction Procedures. The Auction Agent
hereby accepts such appointment and agrees that, on each Auction
Date, it shall follow the procedures set forth
_____________
dt 1659923
;
|
Cede
As referenced in this Auction Agent Agreement:
Cede &
Co. – Stock Certificates.
------------------------------------
On the Date of Original Issue for any share of AMPS, one certificate for
the AMPS shall be issued by the Company and registered in the name of Cede &
Co. , as nominee of the Securities Depository, and countersigned by the Paying
Agent. The Company will give the Auction Agent prior written notice and
instruction as to the issuance and
_____________
dt 1632162
|
Preview
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Auction Agent Agreement
Auction Agent Agreement (56K)
Doc #2360803: Click preview link for longer preview.
AUCTION AGENT AGREEMENT
between
MUNIYIELD QUALITY FUND, INC.
and
THE BANK OF NEW YORK
Dated as of [__], 2005
Relating to
AUCTION MARKET PREFERRED STOCK
("AMPS"),
Series E
of
MUNIYIELD . . .
2360803
|
BNY
As referenced in this Auction Agent Agreement:
BANK OF NEW YORK
– {DOCUMENT}
{TYPE}EX-99.2K3
{SEQUENCE}13
{FILENAME}efc5-1587_ex992k3.txt
{TEXT}
Exhibit (k)(3)
================================================================================
AUCTION AGENT AGREEMENT
between
MUNIYIELD QUALITY FUND, INC.
and
THE BANK OF NEW YORK
Dated as of [__], 2005
Relating to
AUCTION MARKET PREFERRED STOCK
("AMPS"),
Series E
of
MUNIYIELD QUALITY FUND, INC.
================================================================================
{PAGE}
THIS AUCTION AGENT AGREEMENT, dated as of [__], 2005,
_____________
BANK OF NEW YORK, – Series E
of
MUNIYIELD QUALITY FUND, INC.
================================================================================
{PAGE}
THIS AUCTION AGENT AGREEMENT, dated as of [__], 2005, is between
MUNIYIELD QUALITY FUND, INC., a Maryland corporation (the "Company"), and THE
BANK OF NEW YORK, a New York banking corporation.
The Company proposes to duly authorize and issue 2,000 shares of Auction
Market Preferred Stock, Series E ("Series E AMPS") with a par
_____________
Bank of New York – defined below). The
Series E AMPS are sometimes referred to as the "AMPS." A separate Auction (as
defined below) will be conducted for the AMPS. The Company desires that The
Bank of New York perform certain duties as agent in connection with each
Auction of shares of AMPS (in such capacity, the "Auction Agent"), and as the
transfer agent, registrar, dividend disbursing agent and
_____________
Bank of New York – and redemption agent with
respect to the shares of AMPS (in such capacity, the "Paying Agent"), upon the
terms and conditions of this Agreement, and the Company hereby appoints The
Bank of New York as said Auction Agent and Paying Agent in accordance with
those terms and conditions (hereinafter generally referred to as the "Auction
Agent," except in Sections 3 and 4 below).
NOW,
_____________
Bank of New York – company or other financial institution
appointed by the Company advises results from implementation of the
Auction Procedures. The Board of Directors of the Company has
adopted a resolution appointing The Bank of New York as Auction
Agent for purposes of the Auction Procedures. The Auction Agent
hereby accepts such appointment and agrees that, on each Auction
Date, it shall follow the procedures set forth
_____________
dt 1659925
;
|
Cede
As referenced in this Auction Agent Agreement:
Cede &
Co. – Stock Certificates.
On the Date of Original Issue for any share of AMPS, one certificate for
the AMPS shall be issued by the Company and registered in the name of Cede &
Co. , as nominee of the Securities Depository, and countersigned by the Paying
Agent. The Company will give the Auction Agent prior written notice and
instruction as to the issuance and
_____________
dt 1632164
|
Preview
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Auction Agent Agreement
Auction Agent Agreement (60K)
Doc #2360852: Click preview link for longer preview.
AUCTION AGENT AGREEMENT
between
MUNIYIELD NEW YORK INSURED FUND, INC.
and
THE BANK OF NEW YORK
Dated as of [___], 2005
Relating to
AUCTION MARKET PREFERRED STOCK
("AMPS"),
Series F
of
MUNIYIELD . . .
2360852
|
BNY
As referenced in this Auction Agent Agreement:
BANK OF NEW YORK
– {DOCUMENT}
{TYPE}EX-99.2K4
{SEQUENCE}11
{FILENAME}efc5-1585_exhibit992k4.txt
{TEXT}
Exhibit (k)(4)
==============================================================================
AUCTION AGENT AGREEMENT
between
MUNIYIELD NEW YORK INSURED FUND, INC.
and
THE BANK OF NEW YORK
Dated as of [___], 2005
Relating to
AUCTION MARKET PREFERRED STOCK
("AMPS"),
Series F
of
MUNIYIELD NEW YORK INSURED FUND, INC.
==============================================================================
{PAGE}
THIS AUCTION AGENT AGREEMENT, dated as of [
_____________
BANK OF NEW YORK, – NEW YORK INSURED FUND, INC.
==============================================================================
{PAGE}
THIS AUCTION AGENT AGREEMENT, dated as of [___], 2005, is between
MUNIYIELD NEW YORK INSURED FUND, INC., a Maryland corporation (the "Company"),
and THE BANK OF NEW YORK, a New York banking corporation.
The Company proposes to duly authorize and issue 1,800 shares of
Auction Market Preferred Stock, Series F ("Series F AMPS") with a par
_____________
Bank of New York – defined
below). The Series F AMPS are sometimes referred to as the "AMPS." A separate
Auction (as defined below) will be conducted for the AMPS. The Company desires
that The Bank of New York perform certain duties as agent in connection with
each Auction of shares of AMPS (in such capacity, the "Auction Agent"), and as
the transfer agent, registrar, dividend disbursing agent and
_____________
Bank of New York – and redemption agent
with respect to the shares of AMPS (in such capacity, the "Paying Agent"),
upon the terms and conditions of this Agreement, and the Company hereby
appoints The Bank of New York as said Auction Agent and Paying Agent in
accordance with those terms and conditions (hereinafter generally referred to
as the "Auction Agent," except in Sections 3 and 4 below).
NOW,
_____________
Bank of New York – company or other financial
institution appointed by the Company advises results from
implementation of the Auction Procedures. The Board of
Directors of the Company has adopted a resolution appointing
The Bank of New York as Auction Agent for purposes of the
Auction Procedures. The Auction Agent hereby accepts such
appointment and agrees that, on each Auction Date, it shall
follow the procedures set forth
_____________
dt 1659927
;
|
Cede
As referenced in this Auction Agent Agreement:
Cede
& Co. – Stock Certificates.
On the Date of Original Issue for any share of AMPS, one certificate
for the AMPS shall be issued by the Company and registered in the name of Cede
& Co. , as nominee of the Securities Depository, and countersigned by the
Paying Agent. The Company will give the Auction Agent prior written notice and
instruction as to the issuance and
_____________
dt 1632166
|
Preview
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Auction Agent Agreement
Auction Agent Agreement (64K)
Doc #2362486: Click preview link for longer preview.
AUCTION AGENT AGREEMENT
between
MUNIHOLDINGS FUND, INC.
and
THE BANK OF NEW YORK
Dated as of [__], 2005
Relating to
AUCTION MARKET PREFERRED STOCK
("AMPS"),
Series C
of
. . .
2362486
|
BNY
As referenced in this Auction Agent Agreement:
BANK OF NEW YORK
– {DOCUMENT}
{TYPE}EX-99.2K4
{SEQUENCE}5
{FILENAME}efc5-1896_5746078992k4.txt
{TEXT}
Exhibit (k)(4)
==============================================================================
AUCTION AGENT AGREEMENT
between
MUNIHOLDINGS FUND, INC.
and
THE BANK OF NEW YORK
Dated as of [__], 2005
Relating to
AUCTION MARKET PREFERRED STOCK
("AMPS"),
Series C
of
MUNIHOLDINGS FUND, INC.
==============================================================================
{PAGE}
THIS AUCTION AGENT AGREEMENT, dated as of [__], 2005, is
_____________
BANK
OF NEW YORK, – STOCK
("AMPS"),
Series C
of
MUNIHOLDINGS FUND, INC.
==============================================================================
{PAGE}
THIS AUCTION AGENT AGREEMENT, dated as of [__], 2005, is between
MUNIHOLDINGS FUND, INC., a Maryland corporation (the "Company"), and THE BANK
OF NEW YORK, a New York banking corporation.
The Company proposes to duly authorize and issue 600 shares of
Auction Market Preferred Stock, Series C ("Series C AMPS") with a par value
_____________
Bank of New York – defined
below). The Series C AMPS are sometimes referred to as the "AMPS." A separate
Auction (as defined below) will be conducted for the AMPS. The Company desires
that The Bank of New York perform certain duties as agent in connection with
each Auction of shares of AMPS (in such capacity, the "Auction Agent"), and as
the transfer agent, registrar, dividend disbursing agent and
_____________
Bank of New York – and redemption agent
with respect to the shares of AMPS (in such capacity, the "Paying Agent"),
upon the terms and conditions of this Agreement, and the Company hereby
appoints The Bank of New York as said Auction Agent and Paying Agent in
accordance with those terms and conditions (hereinafter generally referred to
as the "Auction Agent," except in Sections 3 and 4 below).
NOW,
_____________
Bank of New York – company or other
financial institution appointed by the Company advises
results from implementation of the Auction Procedures. The
Board of Directors of the Company has adopted a resolution
appointing The Bank of New York as Auction Agent for
purposes of the Auction Procedures. The Auction Agent hereby
accepts such appointment and agrees that, on each Auction
Date, it shall follow the procedures set forth
_____________
dt 1659938
;
|
Cede
As referenced in this Auction Agent Agreement:
Cede
& Co. – Stock Certificates.
------------------------------------
On the Date of Original Issue for any share of AMPS, one certificate
for the AMPS shall be issued by the Company and registered in the name of Cede
& Co. , as nominee of the Securities Depository, and countersigned by the
Paying Agent. The Company will give the Auction Agent prior written notice and
instruction as to the issuance and
_____________
dt 1632180
|
Preview
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Auction Agent Agreement
Auction Agent Agreement (60K)
Doc #2362547: Click preview link for longer preview.
AUCTION AGENT AGREEMENT
between
MUNIYIELD ARIZONA FUND, INC.
and
THE BANK OF NEW YORK
Dated as of [ ], 2005
Relating to
AUCTION MARKET PREFERRED STOCK
("AMPS"),
Series C
of
. . .
2362547
|
BNY
As referenced in this Auction Agent Agreement:
BANK OF NEW YORK
– {DOCUMENT}
{TYPE}EX-99.2(K)(4)
{SEQUENCE}13
{FILENAME}efc5-1443_5725089exh992k4.txt
{TEXT}
Exhibit (k)(4)
==============================================================================
AUCTION AGENT AGREEMENT
between
MUNIYIELD ARIZONA FUND, INC.
and
THE BANK OF NEW YORK
Dated as of [ ], 2005
Relating to
AUCTION MARKET PREFERRED STOCK
("AMPS"),
Series C
of
MUNIYIELD ARIZONA FUND, INC.
==============================================================================
{PAGE}
THIS AUCTION AGENT AGREEMENT, dated as of [ ], 2005, is
between
_____________
BANK OF NEW YORK, – AMPS"),
Series C
of
MUNIYIELD ARIZONA FUND, INC.
==============================================================================
{PAGE}
THIS AUCTION AGENT AGREEMENT, dated as of [ ], 2005, is
between MUNIYIELD ARIZONA FUND, INC., a Maryland corporation (the "Company"),
and THE BANK OF NEW YORK, a New York banking corporation.
The Company proposes to duly authorize and issue 400 shares of Auction
Market Preferred Stock, Series C ("Series C AMPS") with a par value
_____________
Bank of New York – defined below). The
Series C AMPS are sometimes referred to as the "AMPS." A separate Auction (as
defined below) will be conducted for the AMPS. The Company desires that The
Bank of New York perform certain duties as agent in connection with each
Auction of shares of AMPS (in such capacity, the "Auction Agent"), and as the
transfer agent, registrar, dividend disbursing agent and
_____________
Bank of New York – and redemption agent with
respect to the shares of AMPS (in such capacity, the "Paying Agent"), upon the
terms and conditions of this Agreement, and the Company hereby appoints The
Bank of New York as said Auction Agent and Paying Agent in accordance with
those terms and conditions (hereinafter generally referred to as the "Auction
Agent," except in Sections 3 and 4 below).
NOW,
_____________
Bank of New York – company or other financial institution
appointed by the Company advises results from implementation of
the Auction Procedures. The Board of Directors of the Company has
adopted a resolution appointing The Bank of New York as Auction
Agent for purposes of the Auction Procedures. The Auction Agent
hereby accepts such appointment and agrees that, on each Auction
Date, it shall follow the procedures set forth
_____________
dt 1659940
;
|
Cede
As referenced in this Auction Agent Agreement:
Cede &
Co. – Stock Certificates.
------------------------------------
On the Date of Original Issue for any share of AMPS, one certificate for
the AMPS shall be issued by the Company and registered in the name of Cede &
Co. , as nominee of the Securities Depository, and countersigned by the Paying
Agent. The Company will give the Auction Agent prior written notice and
instruction as to the issuance and
_____________
dt 1632182
|
Preview
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Auction Agent Agreement
Auction Agent Agreement (60K)
Doc #2403516: Click preview link for longer preview.
AUCTION AGENT AGREEMENT
between
MUNI INTERMEDIATE DURATION FUND, INC.
and
THE BANK OF NEW YORK
Dated as of [__], 2005
Relating to
AUCTION MARKET PREFERRED STOCK
("AMPS"),
Series [ ]28
of
. . .
2403516
|
BNY
As referenced in this Auction Agent Agreement:
BANK OF NEW YORK
– {DOCUMENT}
{TYPE}EX-99.2K4
{SEQUENCE}4
{FILENAME}efc5-1315_exhibit992k4.txt
{TEXT}
Exhibit (k)(4)
===============================================================================
AUCTION AGENT AGREEMENT
between
MUNI INTERMEDIATE DURATION FUND, INC.
and
THE BANK OF NEW YORK
Dated as of [__], 2005
Relating to
AUCTION MARKET PREFERRED STOCK
("AMPS"),
Series [ ]28
of
MUNI INTERMEDIATE DURATION FUND, INC.
===============================================================================
{PAGE}
THIS AUCTION AGENT AGREEMENT, dated as of [__],
_____________
BANK OF NEW YORK, – of
MUNI INTERMEDIATE DURATION FUND, INC.
===============================================================================
{PAGE}
THIS AUCTION AGENT AGREEMENT, dated as of [__], 2005, is between MUNI
INTERMEDIATE DURATION FUND, INC., a Maryland corporation (the "Company"), and
THE BANK OF NEW YORK, a New York banking corporation.
The Company proposes to duly authorize and issue 1,400 shares of
Auction Market Preferred Stock, Series [ ]28 ("Series [ ]28 AMPS") with a par
_____________
Bank of New York – defined below).
The Series [ ]28 AMPS are sometimes referred to as the "AMPS." A separate
Auction (as defined below) will be conducted for the AMPS. The Company desires
that The Bank of New York perform certain duties as agent in connection with
each Auction of shares of AMPS (in such capacity, the "Auction Agent"), and as
the transfer agent, registrar, dividend disbursing agent and
_____________
Bank of New York – and redemption agent
with respect to the shares of AMPS (in such capacity, the "Paying Agent"), upon
the terms and conditions of this Agreement, and the Company hereby appoints The
Bank of New York as said Auction Agent and Paying Agent in accordance with those
terms and conditions (hereinafter generally referred to as the "Auction Agent,"
except in Sections 3 and 4 below).
NOW,
_____________
Bank of New York – company or other
financial institution appointed by the Company advises results
from implementation of the Auction Procedures. The Board of
Directors of the Company has adopted a resolution appointing
The Bank of New York as Auction Agent for purposes of the
Auction Procedures. The Auction Agent hereby accepts such
appointment and agrees that, on each Auction Date, it shall
follow the procedures set forth
_____________
dt 1692008
;
|
Cede
As referenced in this Auction Agent Agreement:
Cede &
Co. – Stock Certificates.
On the Date of Original Issue for any share of AMPS, one certificate
for the AMPS shall be issued by the Company and registered in the name of Cede &
Co. , as nominee of the Securities Depository, and countersigned by the Paying
Agent. The Company will give the Auction Agent prior written notice and
instruction as to the issuance and
_____________
dt 1632377
|
Preview
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Auction Agent Agreement
Auction Agent Agreement (66K)
Doc #2048482: Click preview link for longer preview.
AUCTION AGENT AGREEMENT
by and among
EDUCATION LOANS INCORPORATED,
as Issuer,
U.S. BANK NATIONAL ASSOCIATION,
as Trustee,
and
DEUTSCHE BANK TRUST COMPANY AMERICAS,
as Auction Agent
Dated as of August 1, 2004
Relating to
$431,500,000
EDUCATION LOANS INCORPORATED
STUDENT LOAN ASSET-BACKED NOTES
SENIOR SERIES 2004-C1, C2, C3, C4 and C5
SUBORDINATE SERIES 2004-D
TABLE OF CONTENTS
. . .
2048482
|
DB Trust
As referenced in this Auction Agent Agreement:
DEUTSCHE BANK TRUST CO – 4.3 5 dex43.htm AUCTION AGENT AGREEMENT
Exhibit 4.3
AUCTION AGENT AGREEMENT
by and among
EDUCATION LOANS INCORPORATED,
as Issuer,
U.S. BANK NATIONAL ASSOCIATION,
as Trustee,
and
DEUTSCHE BANK TRUST CO MPANY AMERICAS,
as Auction Agent
Dated as of August 1, 2004
Relating to
$431,500,000
EDUCATION LOANS INCORPORATED
STUDENT LOAN ASSET-BACKED NOTES
SENIOR SERIES 2004-C1, C2, C3,
_____________
DEUTSCHE BANK TRUST CO – of the United States of America, as Trustee (together with any successors or assigns, the Trustee) under a certain First Supplemental Indenture of Trust, as hereinafter defined and described, and DEUTSCHE BANK TRUST CO MPANY AMERICAS, a New York banking corporation (together with its successors and assigns, the Auction Agent), acting not in its individual capacity but solely as agent for the Issuer.
W
_____________
Deutsche Bank Trust Co – with Sections 3 through 12 of the First Supplemental Indenture (not to exceed 18% per annum). Pursuant to Section 8 of the First Supplemental Indenture, the Issuer has duly appointed Deutsche Bank Trust Co mpany Americas as Auction Agent for purposes of the Auction Procedures and to perform such other obligations and duties as are herein set forth. Deutsche Bank Trust Company Americas hereby
_____________
Deutsche Bank Trust Co – has duly appointed Deutsche Bank Trust Company Americas as Auction Agent for purposes of the Auction Procedures and to perform such other obligations and duties as are herein set forth. Deutsche Bank Trust Co mpany Americas hereby accepts such appointment and agrees that, on each Auction Date, it shall follow the procedures set forth in this Section 2 and the Auction Procedures for the
_____________
Deutsche Bank Trust Co – addressed:
Education Loans Incorporated
105 First Avenue Southwest, Suite 200
Aberdeen, South Dakota 57401
Attn: President
Telephone: (605) 622-4555
Facsimile: (605) 622-4547
If to the Auction Agent, addressed:
Deutsche Bank Trust Co mpany Americas Trust & Securities Services
60 Wall Street, 27th Floor
New York, New York 10005
Attention: Auction Rate Securities
Telephone: (212) 250-6645
Facsimile: (212) 797-8600
If to
_____________
dt 1391668
;
|
RBC
As referenced in this Auction Agent Agreement:
RBC Dain Rauscher Inc – set forth herein.
2.2 Preparation of Each Auction; Maintenance of Existing Holder Registry.
(a) A list of Broker-Dealers with respect to the Series 2004-C/D Notes (showing RBC Dain Rauscher Inc . as the sole initial Broker-Dealer) is attached as Exhibit A to this Auction Agent Agreement. Not later than seven days prior to any
-4-
Auction Date for which
_____________
RBC Dain Rauscher Inc – the most recent Order in any Auction which resulted in such Existing Holder continuing to hold or purchasing the Series 2004-C/D Notes. Pursuant to its Broker-Dealer Agreement, RBC Dain Rauscher Inc ., as the sole initial Broker-Dealer with respect to the Series 2004-C/D Notes, has agreed to provide to the Auction Agent on the Closing Date the names
_____________
RBC Dain Rauscher Inc – the direction of an Authorized Issuer Officer, shall have consented, it shall enter into such Broker-Dealer Agreement with such person. The Issuer hereby directs the Trustee to consent to RBC Dain Rauscher Inc . as the sole initial Broker-Dealer with respect to the Series 2004-C/D Notes.
(b) The Auction Agent may, at the written direction of an Authorized Issuer Officer,
_____________
RBC Dain Rauscher Inc – Broker-Dealer with respect to the Series 2004-C/D Notes.
(b) The Auction Agent may, at the written direction of an Authorized Issuer Officer, and with the approval of RBC Dain Rauscher Inc ., so long as RBC Dain Rauscher Inc. is acting as a Broker-Dealer with respect to such series, enter into a Broker-Dealer Agreement with respect to one or
_____________
RBC Dain Rauscher Inc – 2004-C/D Notes.
(b) The Auction Agent may, at the written direction of an Authorized Issuer Officer, and with the approval of RBC Dain Rauscher Inc., so long as RBC Dain Rauscher Inc . is acting as a Broker-Dealer with respect to such series, enter into a Broker-Dealer Agreement with respect to one or more series of the Series 2004-C/
_____________
dt 1438006
;
U.S. Bank, NA
As referenced in this Auction Agent Agreement:
U.S. BANK NATIONAL ASSOCIATION, – Auction Agent Agreement
EX-4.3 5 dex43.htm AUCTION AGENT AGREEMENT
Exhibit 4.3
AUCTION AGENT AGREEMENT
by and among
EDUCATION LOANS INCORPORATED,
as Issuer,
U.S. BANK NATIONAL ASSOCIATION,
as Trustee,
and
DEUTSCHE BANK TRUST COMPANY AMERICAS,
as Auction Agent
Dated as of August 1, 2004
Relating to
$431,500,000
EDUCATION LOANS INCORPORATED
STUDENT LOAN ASSET-BACKED
_____________
U.S. BANK NATIONAL ASSOCIATION, – as of August 1, 2004 (this Auction Agent Agreement), is being entered into by and among EDUCATION LOANS INCORPORATED, a Delaware corporation (together with any successors or assigns, the Issuer), U.S. BANK NATIONAL ASSOCIATION, Minneapolis, Minnesota, a national banking association duly established and existing under the laws of the United States of America, as Trustee (together with any successors or assigns, the Trustee)
_____________
U.S. Bank National Association
– in writing (including facsimile or similar writing) and shall be given to such party addressed to it at its address, or facsimile number set below:
If to the Trustee, addressed:
U.S. Bank National Association
60 Livingston Avenue
St. Paul, Minnesota 55107
Attn: Corporate Trust
Telephone: (651) 495-3907
Facsimile: (651) 495-8096
If to the Issuer, addressed:
Education Loans Incorporated
105 First Avenue
_____________
U.S. BANK NATIONAL ASSOCIATION, – duly executed and delivered by their proper and duly authorized officers as of the date first above written.
EDUCATION LOANS INCORPORATED,
as Issuer
By:
/s/ Michael A. Gort
Title: President
U.S. BANK NATIONAL ASSOCIATION,
as Trustee
By:
/s/ Cynthia S. Woodward
Title: Vice President
DEUTSCHE BANK TRUST COMPANY
AMERICAS,
as Auction Agent
By:
/s/ Lisa McDermid
Title: Assistant Vice President
[Signature page to
_____________
U.S. BANK NATIONAL ASSOCIATION, – be available on the next Auction scheduled to be held on .
Terms used herein have the meanings set forth in the First Supplemental Indenture relating to the above-referenced issue.
U.S. BANK NATIONAL ASSOCIATION,
as Trustee
By:
Title:
Date:
D-1
EXHIBIT E
TO AUCTION AGENT AGREEMENT
NOTICE OF FEE RATE CHANGE
EDUCATION LOANS INCORPORATED
STUDENT LOAN
ASSET-BACKED NOTES
SENIOR SERIES 2004-
_____________
dt 1344768
|
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Auction Agent Agreement
Auction Agent Agreement (83K)
Doc #2048509: Click preview link for longer preview.
AUCTION AGENT AGREEMENT
by and among
EDUCATION LOANS INCORPORATED,
as Issuer,
U.S. BANK NATIONAL ASSOCIATION,
as Trustee,
and
DEUTSCHE BANK TRUST COMPANY AMERICAS,
as Auction Agent
----------
Dated as of February 1, 2004
. . .
2048509
|
DB Trust
As referenced in this Auction Agent Agreement:
DEUTSCHE BANK TRUST CO – dex43.txt
{DESCRIPTION}AUCTION AGENT AGREEMENT
{TEXT}
{PAGE}
Exhibit 4.3
================================================================================
AUCTION AGENT AGREEMENT
by and among
EDUCATION LOANS INCORPORATED,
as Issuer,
U.S. BANK NATIONAL ASSOCIATION,
as Trustee,
and
DEUTSCHE BANK TRUST CO MPANY AMERICAS,
as Auction Agent
----------
Dated as of February 1, 2004
----------
Relating to
$462,000,000
EDUCATION LOANS INCORPORATED
STUDENT LOAN ASSET-BACKED NOTES
SENIOR SERIES 2004-A1, A2, A3,
_____________
DEUTSCHE BANK TRUST CO – of the
United States of America, as Trustee (together with any successors or assigns,
the "Trustee") under a certain First Supplemental Indenture of Trust, as
hereinafter defined and described, and DEUTSCHE BANK TRUST CO MPANY AMERICAS, a
New York banking corporation (together with its successors and assigns, the
"Auction Agent"), acting not in its individual capacity but solely as agent for
the Issuer.
W
_____________
Deutsche Bank Trust Co – with
Sections 3 through 12 of the First Supplemental Indenture (not to exceed
18% per annum). Pursuant to Section 8 of the First Supplemental Indenture,
the Issuer has duly appointed Deutsche Bank Trust Co mpany Americas as
Auction Agent for purposes of the Auction Procedures and to perform such
other obligations and duties as are herein set forth. Deutsche Bank Trust
Company Americas hereby
_____________
Deutsche Bank Trust
Co – has duly appointed Deutsche Bank Trust Company Americas as
Auction Agent for purposes of the Auction Procedures and to perform such
other obligations and duties as are herein set forth. Deutsche Bank Trust
Co mpany Americas hereby accepts such appointment and agrees that, on each
Auction Date, it shall follow the procedures set forth in this Section 2
and the Auction Procedures for the
_____________
Deutsche Bank Trust Co – addressed: Education Loans Incorporated
105 First Avenue Southwest, Suite 200
Aberdeen, South Dakota 57401
Attn: President
Telephone: (605) 622-4555
Facsimile: (605) 622-4547
If to the Auction Agent, addressed: Deutsche Bank Trust Co mpany Americas
Trust & Securities Services
60 Wall Street, 27th Floor
New York, New York 10005
Attention: Auction Rate Securities
Telephone: (212) 250-6645
Facsimile: (212) 797-8600
If to the
_____________
dt 1391670
;
|
RBC
As referenced in this Auction Agent Agreement:
RBC Dain Rauscher Inc – fully set forth herein.
2.2 Preparation of Each Auction; Maintenance of Existing Holder Registry.
(a) A list of Broker-Dealers with respect to the Series 2004-1 Notes
(showing RBC Dain Rauscher Inc . as the sole initial Broker-Dealer) is
attached as Exhibit A to this Auction Agent Agreement. Not later than seven
days prior to any Auction Date for which any
_____________
RBC Dain
Rauscher Inc – submitted the most recent Order in any Auction which resulted in
such Existing Holder continuing to hold or purchasing the Series
2004-1 Notes. Pursuant to its Broker-Dealer Agreement, RBC Dain
Rauscher Inc ., as the sole initial Broker-Dealer with respect to the
Series 2004-1 Notes, has agreed to provide to the Auction Agent on the
Closing Date the names and
_____________
RBC Dain Rauscher Inc – the direction of
an Authorized Issuer Officer, shall have consented, it shall enter into
such Broker-Dealer Agreement with such person. The Issuer hereby directs
the Trustee to consent to RBC Dain Rauscher Inc . as the sole initial
Broker-Dealer with respect to the Series 2004-1 Notes.
(b) The Auction Agent may, at the written direction of an Authorized
Issuer Officer, and
_____________
RBC Dain Rauscher Inc – initial
Broker-Dealer with respect to the Series 2004-1 Notes.
(b) The Auction Agent may, at the written direction of an Authorized
Issuer Officer, and with the approval of RBC Dain Rauscher Inc ., so long as
RBC Dain Rauscher Inc. is acting as a Broker-Dealer with respect to such
series, enter into a Broker-Dealer Agreement with respect to one or
_____________
RBC Dain Rauscher Inc – Series 2004-1 Notes.
(b) The Auction Agent may, at the written direction of an Authorized
Issuer Officer, and with the approval of RBC Dain Rauscher Inc., so long as
RBC Dain Rauscher Inc . is acting as a Broker-Dealer with respect to such
series, enter into a Broker-Dealer Agreement with respect to one or more
series of the Series 2004-1
_____________
dt 1438009
;
U.S. Bank, NA
As referenced in this Auction Agent Agreement:
U.S. BANK NATIONAL ASSOCIATION, – DOCUMENT}
{TYPE}EX-4.3
{SEQUENCE}6
{FILENAME}dex43.txt
{DESCRIPTION}AUCTION AGENT AGREEMENT
{TEXT}
{PAGE}
Exhibit 4.3
================================================================================
AUCTION AGENT AGREEMENT
by and among
EDUCATION LOANS INCORPORATED,
as Issuer,
U.S. BANK NATIONAL ASSOCIATION,
as Trustee,
and
DEUTSCHE BANK TRUST COMPANY AMERICAS,
as Auction Agent
----------
Dated as of February 1, 2004
----------
Relating to
$462,000,000
EDUCATION LOANS INCORPORATED
STUDENT LOAN ASSET-BACKED
_____________
U.S. BANK NATIONAL ASSOCIATION, – as of February 1, 2004 (this "Auction
Agent Agreement"), is being entered into by and among EDUCATION LOANS
INCORPORATED, a Delaware corporation (together with any successors or assigns,
the "Issuer"), U.S. BANK NATIONAL ASSOCIATION, Minneapolis, Minnesota, a
national banking association duly established and existing under the laws of the
United States of America, as Trustee (together with any successors or assigns,
the "Trustee")
_____________
U.S. Bank National Association
– in writing (including facsimile or similar writing)
and shall be given to such party addressed to it at its address, or facsimile
number set below:
If to the Trustee, addressed: U.S. Bank National Association
60 Livingston Avenue
St. Paul, Minnesota 55107
Attn: Corporate Trust
Telephone: (651) 495-3907
Facsimile: (651) 495-8096
If to the Issuer, addressed: Education Loans Incorporated
105 First Avenue
_____________
U.S. BANK NATIONAL ASSOCIATION, – duly executed and delivered by their proper and duly authorized
officers as of the date first above written.
EDUCATION LOANS INCORPORATED,
as Issuer
By: /s/ Michael A. Gort
-----------------------------------
Title: President
U.S. BANK NATIONAL ASSOCIATION,
as Trustee
By: /s/ Cynthia S. Woodward
-----------------------------------
Title: Vice President
DEUTSCHE BANK TRUST COMPANY AMERICAS,
as Auction Agent
By: /s/ Lisa McDermid
-----------------------------------
Title: Assistant Vice President
[Signature Page for
_____________
U.S. BANK NATIONAL ASSOCIATION, – be available on the next Auction scheduled to be held on .
---------------
Terms used herein have the meanings set forth in the First Supplemental
Indenture relating to the above-referenced issue.
U.S. BANK NATIONAL ASSOCIATION,
as Trustee
By:
-----------------------------------
Title:
-----------------------------
Date:
-----------------------------
D-1
{PAGE}
EXHIBIT E
TO AUCTION AGENT AGREEMENT
NOTICE OF FEE RATE CHANGE
EDUCATION LOANS INCORPORATED
STUDENT LOAN
ASSET-BACKED NOTES
SENIOR SERIES
_____________
dt 1344772
|
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Auction Agent Agreement
Auction Agent Agreement (50K)
Doc #2158773: Click preview link for longer preview.
AUCTION AGENT AGREEMENT
among
MANUFACTURERS AND TRADERS TRUST COMPANY,
as Trustee
PHEAA STUDENT LOAN TRUST I
as Issuer
and
THE BANK OF NEW YORK,
as Auction Agent
Dated as of July 1, 2004
Relating to
$200,000,000
PHEAA STUDENT LOAN TRUST
AUCTION RATE STUDENT LOAN ASSET-BACKED NOTES
SERIES 2004-1A-2 CLASS SENIOR AUCTION RATE NOTES
SERIES 2004-1A-3 CLASS SENIOR AUCTION RATE NOTES
SERIES 2004-1 CLASS B-1 SUBORDINATE AUCTION RATE NOTES
1. . . .
2158773
| |
BNY
As referenced in this Auction Agent Agreement:
BANK OF NEW YORK, – 7 a04-9767_1ex99d4.htm EX-99.4
Exhibit 99.4
AUCTION AGENT AGREEMENT
among
MANUFACTURERS AND TRADERS TRUST COMPANY,
as Trustee
PHEAA STUDENT LOAN TRUST I
as Issuer
and
THE BANK OF NEW YORK,
as Auction Agent
Dated as of July 1, 2004
Relating to
$200,000,000
PHEAA STUDENT LOAN TRUST
AUCTION RATE STUDENT LOAN ASSET-BACKED NOTES
SERIES 2004-1A-2
_____________
Bank of New York, – amended by that certain First Amendment to Indenture and Second Supplemental Indenture of Trust, dated June 30, 2004, each as between the Issuer and the Trustee (the Indenture), and The Bank of New York, a New York banking corporation (together with its successors and assigns, the Auction Agent), acting not in its individual capacity, but solely as agent for the Issuer.
Background
The
_____________
Bank of New York, – Agreement shall mean each agreement between the Auction Agent and a Broker-Dealer substantially in the form of the Broker-Dealer Agreement, dated as of July 1, 2004 between The Bank of New York, as Auction Agent, and UBS Financial Services Inc., as Broker-Dealer.
(g) Broker-Dealer Fee shall have the meaning specified in Section 3.6(a) hereof.
(h) Existing Owner
_____________
Bank of New York – certain exceptions, equal to the Auction Rate that the Auction Agent advises has resulted on the Auction Date from the implementation of the Auction Procedures. The Issuer hereby appoints The Bank of New York as Auction Agent to perform all duties and obligations of the Auction Agent set forth herein. The Bank of New York hereby accepts such appointment as Auction Agent and agrees
_____________
Bank of New York – of the Auction Procedures. The Issuer hereby appoints The Bank of New York as Auction Agent to perform all duties and obligations of the Auction Agent set forth herein. The Bank of New York hereby accepts such appointment as Auction Agent and agrees it will perform such duties and obligations, including, without limitation, on each Auction Date, the procedures set forth in this Section
_____________
dt 1594850
|
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Auction Agent Agreement
Auction Agent Agreement (55K)
Doc #2311784: Click preview link for longer preview.
AUCTION AGENT AGREEMENT
between
MUNIVEST FUND, INC.
and
THE BANK OF NEW YORK
Dated as of ___________ __, 2004
Relating to
AUCTION MARKET PREFERRED STOCK
("AMPS"),
Series F
of
MUNIVEST FUND, INC. . . .
2311784
|
BNY
As referenced in this Auction Agent Agreement:
BANK OF NEW YORK
– {DOCUMENT}
{TYPE}EX-99.2(K)(4)
{SEQUENCE}17
{FILENAME}efc4-1273_5567309exh992k4.txt
{TEXT}
Exhibit (k)(4)
==============================================================================
AUCTION AGENT AGREEMENT
between
MUNIVEST FUND, INC.
and
THE BANK OF NEW YORK
Dated as of ___________ __, 2004
Relating to
AUCTION MARKET PREFERRED STOCK
("AMPS"),
Series F
of
MUNIVEST FUND, INC.
==============================================================================
{PAGE}
THIS AUCTION AGENT AGREEMENT, dated as of ________ ___,
_____________
BANK
OF NEW YORK, – AMPS"),
Series F
of
MUNIVEST FUND, INC.
==============================================================================
{PAGE}
THIS AUCTION AGENT AGREEMENT, dated as of ________ ___, 2004, is between
MUNIVEST FUND, INC. , a Maryland corporation (the "Company"), and THE BANK
OF NEW YORK, a New York banking corporation.
The Company proposes to duly authorize and issue 3,000 shares of Auction
Market Preferred Stock, Series F ("Series F AMPS") with a par
_____________
Bank of New York – The
Series F AMPS are sometimes referred to as the "AMPS." A separate Auction (as
defined below) will be conducted for each series of AMPS. The Company desires
that The Bank of New York perform certain duties as agent in connection with
each Auction of shares of AMPS (in such capacity, the "Auction Agent"), and as
the transfer agent, registrar, dividend disbursing agent and
_____________
Bank of New York – and redemption agent
with respect to the shares of AMPS (in such capacity, the "Paying Agent"),
upon the terms and conditions of this Agreement, and the Company hereby
appoints The Bank of New York as said Auction Agent and Paying Agent in
accordance with those terms and conditions (hereinafter generally referred to
as the "Auction Agent," except in Sections 3 and 4 below).
NOW,
_____________
Bank of New York – company or other financial institution
appointed by the Company advises results from implementation of the
Auction Procedures. The Board of Directors of the Company has
adopted a resolution appointing The Bank of New York as Auction
Agent for purposes of the Auction Procedures. The Auction Agent
hereby accepts such appointment and agrees that, on each Auction
Date, it shall follow the procedures set forth
_____________
dt 1659496
;
|
Cede
As referenced in this Auction Agent Agreement:
Cede & Co. – On the Date of Original Issue for any share of AMPS, one certificate for
each series of AMPS shall be issued by the Company and registered in the name
of Cede & Co. , as nominee of the Securities Depository, and countersigned by
the Paying Agent. The Company will give the Auction Agent prior written notice
and instruction as to the issuance and
_____________
dt 1631966
|
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Auction Agent Agreement
Auction Agent Agreement (55K)
Doc #2359227: Click preview link for longer preview.
AUCTION AGENT AGREEMENT
between
MUNIENHANCED FUND, INC.
and
THE BANK OF NEW YORK
Dated as of ___________ __, 2004
Relating to
AUCTION MARKET PREFERRED STOCK
("AMPS"),
Series D
of
MUNIENHANCED . . .
2359227
|
BNY
As referenced in this Auction Agent Agreement:
BANK OF NEW YORK
– {DOCUMENT}
{TYPE}EX-99.2(K)(4)
{SEQUENCE}15
{FILENAME}efc4-1276_5567309exh992k4.txt
{TEXT}
EXHIBIT 99.2(k)(4)
==============================================================================
AUCTION AGENT AGREEMENT
between
MUNIENHANCED FUND, INC.
and
THE BANK OF NEW YORK
Dated as of ___________ __, 2004
Relating to
AUCTION MARKET PREFERRED STOCK
("AMPS"),
Series D
of
MUNIENHANCED FUND, INC.
==============================================================================
{PAGE}
THIS AUCTION AGENT AGREEMENT, dated as of ________ ___,
_____________
BANK
OF NEW YORK, – AMPS"),
Series D
of
MUNIENHANCED FUND, INC.
==============================================================================
{PAGE}
THIS AUCTION AGENT AGREEMENT, dated as of ________ ___, 2004, is between
MUNIENHANCED FUND, INC. , a Maryland corporation (the "Company"), and THE BANK
OF NEW YORK, a New York banking corporation.
The Company proposes to duly authorize and issue 2,000 shares of Auction
Market Preferred Stock, Series D ("Series D AMPS") with a par
_____________
Bank of New York – The
Series D AMPS are sometimes referred to as the "AMPS." A separate Auction (as
defined below) will be conducted for each series of AMPS. The Company desires
that The Bank of New York perform certain duties as agent in connection with
each Auction of shares of AMPS (in such capacity, the "Auction Agent"), and as
the transfer agent, registrar, dividend disbursing agent and
_____________
Bank of New York – and redemption agent
with respect to the shares of AMPS (in such capacity, the "Paying Agent"),
upon the terms and conditions of this Agreement, and the Company hereby
appoints The Bank of New York as said Auction Agent and Paying Agent in
accordance with those terms and conditions (hereinafter generally referred to
as the "Auction Agent," except in Sections 3 and 4 below).
NOW,
_____________
Bank of New York – company or other financial institution
appointed by the Company advises results from implementation of the
Auction Procedures. The Board of Directors of the Company has
adopted a resolution appointing The Bank of New York as Auction
Agent for purposes of the Auction Procedures. The Auction Agent
hereby accepts such appointment and agrees that, on each Auction
Date, it shall follow the procedures set forth
_____________
dt 1659907
;
|
Cede
As referenced in this Auction Agent Agreement:
Cede & Co. – On the Date of Original Issue for any share of AMPS, one certificate for
each series of AMPS shall be issued by the Company and registered in the name
of Cede & Co. , as nominee of the Securities Depository, and countersigned by
the Paying Agent. The Company will give the Auction Agent prior written notice
and instruction as to the issuance and
_____________
dt 1632140
|
Preview
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Auction Agent Agreement
Auction Agent Agreement (57K)
Doc #2359253: Click preview link for longer preview.
AUCTION AGENT AGREEMENT
between
MUNIVEST FUND II, INC.
and
THE BANK OF NEW YORK
Dated as of , 2005
Relating to
AUCTION MARKET PREFERRED STOCK
("AMPS"),
Series D
of
MUNIVEST . . .
2359253
|
BNY
As referenced in this Auction Agent Agreement:
BANK OF NEW YORK
– {DOCUMENT}
{TYPE}EX-99.2(K)(4)
{SEQUENCE}12
{FILENAME}efc4-1994_5621251ex992k4.txt
{TEXT}
Exhibit (k)(4)
==============================================================================
AUCTION AGENT AGREEMENT
between
MUNIVEST FUND II, INC.
and
THE BANK OF NEW YORK
Dated as of , 2005
Relating to
AUCTION MARKET PREFERRED STOCK
("AMPS"),
Series D
of
MUNIVEST FUND II, INC.
==============================================================================
{PAGE}
THIS AUCTION AGENT AGREEMENT, dated as of , 2005, is between
_____________
BANK OF
NEW YORK, – AMPS"),
Series D
of
MUNIVEST FUND II, INC.
==============================================================================
{PAGE}
THIS AUCTION AGENT AGREEMENT, dated as of , 2005, is between
MUNIVEST FUND II, INC., a Maryland corporation (the "Company"), and THE BANK OF
NEW YORK, a New York banking corporation.
The Company proposes to duly authorize and issue 1,600 shares of Auction
Market Preferred Stock, Series D ("Series D AMPS") with a par
_____________
Bank of New York – The
Series D AMPS are sometimes referred to as the "AMPS." A separate Auction (as
defined below) will be conducted for each series of AMPS. The Company desires
that The Bank of New York perform certain duties as agent in connection with
each Auction of shares of AMPS (in such capacity, the "Auction Agent"), and as
the transfer agent, registrar, dividend disbursing agent and
_____________
Bank of New York – and redemption agent
with respect to the shares of AMPS (in such capacity, the "Paying Agent"),
upon the terms and conditions of this Agreement, and the Company hereby
appoints The Bank of New York as said Auction Agent and Paying Agent in
accordance with those terms and conditions (hereinafter generally referred to
as the "Auction Agent," except in Sections 3 and 4 below).
NOW,
_____________
Bank of New York – company or other financial institution
appointed by the Company advises results from implementation of the
Auction Procedures. The Board of Directors of the Company has
adopted a resolution appointing The Bank of New York as Auction
Agent for purposes of the Auction Procedures. The Auction Agent
hereby accepts such appointment and agrees that, on each Auction
Date, it shall follow the procedures set forth
_____________
dt 1659908
;
|
Cede
As referenced in this Auction Agent Agreement:
Cede & Co. – On the Date of Original Issue for any share of AMPS, one certificate for
each series of AMPS shall be issued by the Company and registered in the name
of Cede & Co. , as nominee of the Securities Depository, and countersigned by
the Paying Agent. The Company will give the Auction Agent prior written notice
and instruction as to the issuance and
_____________
dt 1632142
|
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Auction Agent Agreement
Auction Agent Agreement (56K)
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AUCTION AGENT AGREEMENT
between
MUNIYIELD NEW JERSEY INSURED FUND, INC.
and
THE BANK OF NEW YORK
Dated as of ___________ __, 2004
Relating to
AUCTION MARKET PREFERRED STOCK
("AMPS"),
Series B
of
MUNIYIELD NEW . . .
2359736
|
BNY
As referenced in this Auction Agent Agreement:
BANK OF NEW YORK
– 99.2(K)(4)
{SEQUENCE}17
{FILENAME}efc4-1326_5571140ex992k4.txt
{DESCRIPTION}EXHIBIT (K)(4)
{TEXT}
EXHIBIT (k)(4)
===============================================================================
AUCTION AGENT AGREEMENT
between
MUNIYIELD NEW JERSEY INSURED FUND, INC.
and
THE BANK OF NEW YORK
Dated as of ___________ __, 2004
Relating to
AUCTION MARKET PREFERRED STOCK
("AMPS"),
Series B
of
MUNIYIELD NEW JERSEY INSURED FUND, INC.
===============================================================================
{PAGE}
THIS AUCTION AGENT AGREEMENT, dated as
_____________
BANK OF NEW YORK, – JERSEY INSURED FUND, INC.
===============================================================================
{PAGE}
THIS AUCTION AGENT AGREEMENT, dated as of ________ ___, 2004, is
between MUNIYIELD NEW JERSEY INSURED FUND, INC., a Maryland corporation (the
"Company"), and THE BANK OF NEW YORK, a New York banking corporation.
The Company proposes to duly authorize and issue 800 shares of
Auction Market Preferred Stock, Series B ("Series B AMPS") with a par value
_____________
Bank of New York – The Series B AMPS are sometimes referred to as the "AMPS." A separate
Auction (as defined below) will be conducted for each series of AMPS. The
Company desires that The Bank of New York perform certain duties as agent in
connection with each Auction of shares of AMPS (in such capacity, the "Auction
Agent"), and as the transfer agent, registrar, dividend disbursing agent and
_____________
Bank of New York – and
redemption agent with respect to the shares of AMPS (in such capacity, the
"Paying Agent"), upon the terms and conditions of this Agreement, and the
Company hereby appoints The Bank of New York as said Auction Agent and Paying
Agent in accordance with those terms and conditions (hereinafter generally
referred to as the "Auction Agent," except in Sections 3 and 4 below).
NOW,
_____________
Bank of New York – company or other financial institution
appointed by the Company advises results from implementation of the
Auction Procedures. The Board of Directors of the Company has
adopted a resolution appointing The Bank of New York as Auction
Agent for purposes of the Auction Procedures. The Auction Agent
hereby accepts such appointment and agrees that, on each Auction
Date, it shall follow the procedures set forth
_____________
dt 1659918
;
|
Cede
As referenced in this Auction Agent Agreement:
Cede & Co. – On the Date of Original Issue for any share of AMPS, one certificate for
each series of AMPS shall be issued by the Company and registered in the name
of Cede & Co. , as nominee of the Securities Depository, and countersigned by
the Paying Agent. The Company will give the Auction Agent prior written notice
and instruction as to the issuance and
_____________
dt 1632149
|