Preview
Full Doc
 | 2000 |
Agreement and Plan of Merger
Agreement and Plan of Merger (191K)
Doc #363056: Click preview link for longer preview.
AGREEMENT AND PLAN OF MERGER
among
UNITED TECHNOLOGIES CORPORATION,
SOLAR ACQUISITION CORP.
and
SPECIALTY EQUIPMENT COMPANIES, INC.
dated as of
October 13, 2000
================================================================================
{PAGE}
Table of Contents
{TABLE}
{CAPTION}
Page
No.
---
{S} {C}
ARTICLE I THE OFFER............................................................................................2
Section 1.01. The Offer..................................................................................2
Section 1.02. Company Action.............................................................................3
Section 1.03. Directors..................................................................................4
ARTICLE II THE MERGER..........................................................................................5
Section 2.01. The Merger.................................................................................5
Section 2.02. Closing; Effective Time....................................................................5
Section 2.03. Effect of the Merger.......................................................................6
Section 2.04. Certificate of Incorporation; By-Laws; Directors and Officers..............................6
Section 2.05. Conversion of Shares.......................................................................6
Section 2.06. Dissenting Shares..........................................................................7
Section 2.07. Surrender of Shares; Stock Transfer Books..................................................7
Section 2.08. Stock Plans................................................................................9
ARTICLE III REPRESENTATIONS AND WARRANTIES OF PARENT
AND PURCHASER.................................................................................9
Section 3.01. Corporate Organization.....................................................................9
Section 3.02. Authority Relative to this Agreement.......................................................9
Section 3.03. No Conflict; Required Filings and Consents................................................10
Section 3.04. Financing Arrangements....................................................................10
Section 3.05. Brokers...................................................................................10
Section 3.06. Offer Documents; Proxy Statement..........................................................10
ARTICLE IV REPRESENTATIONS AND WARRANTIES OF THE COMPANY......................................................11
Section 4.01. Organization and Qualification; Subsidiaries..............................................11
Section 4.02. Capitalization............................................................................12
Section 4.03. Authority Relative to this Agreement......................................................13
Section 4.04. No Conflict; Required Filings and Consents................................................13
Section 4.05. SEC Filings; Financial Statements.........................................................14
Section 4.06. Absence of Certain Changes or Events......................................................14
Section 4.07. Litigation................................................................................15
Section 4.08. Employee Benefit Plans....................................................................15
Section 4.09. Labor and Employment......................................................................18
{/TABLE}
-i-
{PAGE}
{TABLE}
{CAPTION}
{S} {C}
Section 4.10. Environmental Matters.....................................................................18
Section 4.11. Licenses and Permits; Compliance with Laws................................................18
Section 4.12. Taxes.....................................................................................18
Section 4.13. Offer Documents; Proxy Statement..........................................................19
Section 4.14. Brokers...................................................................................20
Section 4.15. Takeover Statutes.........................................................................20
Section 4.16. Opinion of Financial Advisor..............................................................20
Section 4.17. Material Contracts........................................................................20
Section 4.18. Real Property.............................................................................21
Section 4.19. Intellectual Property.....................................................................21
Section 4.20. Related Party Transactions................................................................22
Section 4.21. Required Vote of Company Stockholders.....................................................23
ARTICLE V COVENANTS...........................................................................................23
Section 5.01. Conduct of Business by the Company Pending the Closing....................................23
Section 5.02. No Solicitation...........................................................................26
Section 5.03. Access to Information.....................................................................28
Section 5.04. Stockholders Approval of the Merger.......................................................28
Section 5.05. Proxy Statement...........................................................................28
Section 5.06. Public Announcements......................................................................29
Section 5.07. Reasonable Best Efforts; Cooperation......................................................29
Section 5.08. Indemnification...........................................................................29
Section 5.09. Takeover Statutes.........................................................................30
Section 5.10. Employee Benefits.........................................................................30
Section 5.11. Notification of Certain Matters...........................................................31
Section 5.12. Subsequent Filings........................................................................31
ARTICLE VI CONDITIONS TO THE MERGER...........................................................................31
Section 6.01. Conditions................................................................................31
363056
|
Citibank
As referenced in this Agreement and Plan of Merger:
Citibank N.A. – may be, its costs and expenses (including attorneys' fees and expenses)
in connection with such suit, together with interest on the amount of the fee at
the prime rate of Citibank N.A. in effect on the date such payment was required
to be made.
Section 7.03. Amendment. Subject to Section 1.03, this Agreement may be
--------- ------------
amended by the parties
_____________
dt 803509
;
|
 Cleary Gottlieb
As referenced in this Agreement and Plan of Merger:
Cleary, Gottlieb – notice):
(a) If to Parent or Purchaser:
United Technologies Corporation
United Technologies Building
One Financial Plaza
Hartford, Connecticut 06101
Attention: General Counsel
Facsimile: 860-728-7862
With a copy to:
Cleary, Gottlieb , Steen & Hamilton
One Liberty Plaza
New York, NY 10006
Attention: Christopher E. Austin
Facsimile: (212) 225-3999
(b) If to the Company:
Specialty Equipment Companies, Inc.
1245 Corporate Blvd.,
_____________
dt 789340
;
Sonnenschein
As referenced in this Agreement and Plan of Merger:
Sonnenschein Nath – specified by the parties, which shall be no
later than the second business day after satisfaction or waiver of the
conditions set forth in Article VI, at the offices of Sonnenschein Nath &
----------
Rosenthal, 8000 Sears Tower, Chicago, Illinois 60606, unless another date, time
or place is agreed to in writing between Parent and the Company. The date on
which the Closing
_____________
Sonnenschein Nath – 3999
(b) If to the Company:
Specialty Equipment Companies, Inc.
1245 Corporate Blvd., Suite 401
Aurora, Illinois 60504
Attention: Jeffrey P. Rhodenbaugh
Facsimile: (630) 585-9450
With a copy to:
Sonnenschein Nath & Rosenthal
8000 Sears Tower
Chicago, Illinois 60606
Attention: Andrew L. Weil
Michael D. Rosenthal
Facsimile: (312) 876-7934
Section 8.08. Governing Law. This Agreement shall be governed by,
_____________
dt 797589
|
Preview
Full Doc
| 2001 |
Aircraft Lease Agreement
Aircraft Lease Agreement (263K)
Doc #142571: Click preview link for longer preview.
AIRCRAFT LEASE AGREEMENT
THIS AIRCRAFT LEASE AGREEMENT is made and entered into as of July 16, 2001.
BETWEEN:
HAWAIIAN AIRLINES, INC., a Hawaii corporation whose address and principal place of business is at 3375 Koapaka Street, Suite G350, Honolulu, Hawaii 96819 ("LESSEE") and
INTERNATIONAL LEASE FINANCE CORPORATION, a California corporation whose address and principal place of business is at 1999 Avenue of the Stars, 39th Floor, Los Angeles, California 90067 ("LESSOR").
The subject matter of this Lease is one (1) used B767-3G5ER aircraft. In consideration of and subject to the mutual covenants, terms and conditions contained in this Lease, LESSOR hereby agrees to lease to LESSEE and LESSEE hereby agrees to lease from LESSOR the Aircraft (as defined below) and the parties further agree as follows:
ARTICLE 1 DEFINITIONS
Except where the context otherwise requires, the following words have the following meanings for all purposes of this Lease. The defi1nitions are equally applicable to the singular and plural forms of the words. Any agreement defined below includes each amendment, modification, supplement and waiver thereto in effect from time to time.
1.1 General Definitions.
"Aircraft" means the Airframe, two (2) Engines, Parts and Aircraft Documentation, collectively. As the context requires, "Aircraft" may also mean the Airframe, any Engine, any Part, the Aircraft Documentation or any part thereof individually. For example, in the context of return to LESSOR the term "Aircraft" means the Airframe, Engines, Parts and Aircraft Documentation collectively, yet in the context of LESSEE not creating any Security Interests other than Permitted Liens on the Aircraft, the term "Aircraft" means any of the Airframe, any Engine, any Part or the Aircraft Documentation individually.
"Aircraft Documentation" means all (a) log books, Aircraft records, manuals and other documents provided to LESSEE in connection with the Aircraft, (b) documents listed in Exhibits G and M and (c) any other documents required to be maintained during the Lease Term by the Aviation Authority, LESSEE's Maintenance Program and this Lease.
"Airframe" means the airframe listed in the Estoppel and Acceptance Certificate executed at Delivery together with all Parts relating thereto (except Engines or engines).
"Airworthiness Directives" or "ADs" means all airworthiness directives of the FAA.
"APU" means the auxiliary power unit of the Aircraft.
"Aviation Authority" means the FAA or any Government Entity which under the Laws of the U.S. from time to time has control over civil aviation or the registration, airworthiness or operation of aircraft in the U.S. If the Aircraft is registered in a country other than the U.S., "Aviation Authority" means the agency which regulates civil aviation in such other country.
"Aviation Documents" means any or all of the following which at any time may be obtainable from the Aviation Authority: (a) the certificate of registration for the Aircraft issued by the State of Registration, (b) a full certificate of airworthiness for the Aircraft specifying transport category (passenger), (c) an air transport license, (d) an air operator's certificate, (e) such recordation of LESSOR's title to the Aircraft and interest in this Lease as may be available in the State of Registration and (f) all such other authorizations, approvals, consents and certificates in the State of Registration as may be required to enable LESSEE lawfully to operate the Aircraft.
"Basic Engine" means those units and components of the Engine which are used to induce and convert fuel/air mixture into thrust/power; to transmit power to the fan and accessory drives; to supplement the function of other defined systems external to the Engine; and to control and direct the flow of internal lubrication, plus all essential accessories as supplied by the Engine manufacturer. The nacelle, installed components related to the Aircraft systems, thrust reversers, QEC and the primary exhaust nozzle are excluded.
"Business Day" means a day other than a Saturday or Sunday on which the banks in the city where LESSOR's Bank is located are open for the transaction of business of the type required by this Lease.
"Creditor" means any lessor, owner, bank, lender, mortgagee or other Person which is the owner of or has any interest in an aircraft engine or aircraft operated by LESSEE.
"Creditor Agreement" means the applicable agreement between a Creditor and LESSEE or between Creditors pursuant to which such Creditor owns, leases or has an interest in either an aircraft operated by LESSEE on which an Engine may be installed or in an aircraft engine which may be installed on the Airframe.
"Default" means any event which, upon the giving of notice, the lapse of time and/or a relevant determination, would constitute an Event of Default.
"Delivery" means the delivery of the Aircraft from LESSOR to LESSEE pursuant to Articles 2 and 5.
142571
|
 Chase Manhattan
As referenced in this Aircraft Lease Agreement:
Chase Manhattan Bank – incorporated or unincorporated, whether having distinct legal personality or not.
"Prime Rate" means the rate of interest from time to time announced by Chase Manhattan Bank in New York as its prime commercial lending rate.
"Prior Lessee" means LTU Lufttransport-Unternehmen GmbH.
"Prior Lessee Lease Agreement" means the aircraft
_____________
Chase Manhattan Bank – transfer of immediately available U.S. Dollar funds to LESSOR's bank account at:
International Lease Finance
Corporation Account No. 910-274-9067
Chase Manhattan Bank
55 Water Street
New York, NY 10041
ABA# 021000021
or to such other bank account as LESSOR may from time to time
_____________
Chase Manhattan Bank – Maintenance Program
12. Agreed Value of Aircraft
US$[redacted]
13. LESSOR's Bank Account
International Lease Finance Corporation
Account No. 910-274-9067
Chase Manhattan Bank
55 Water Street
New York, NY 10041
ABA# 021000021
EXHIBIT D COMMERCIAL TERMS
1. Security Deposit.
(a) [Redacted]
(b) The Security Deposit
_____________
dt 101726
;
| International Lease Finance Corporation;
Hawaiian Airlines Inc.
|
Preview
Full Doc
| 2000 |
Aircraft Lease Agreement
Aircraft Lease Agreement (279K)
Doc #142593: Click preview link for longer preview.
AIRCRAFT LEASE AGREEMENT
Dated as of May 25, 2000
BETWEEN
FRONTIER AIRLINES, INC.
as LESSEE
and
INTERNATIONAL LEASE FINANCE CORPORATION
as LESSOR
Aircraft Make and Model: New Airbus A318-100
Aircraft Manufacturer's Serial Number: Per Exhibit E
Aircraft Registration Mark: Per Exhibit E
Make and Model of Engines: PW 6124
Serial Numbers of Engines: Per Exhibit E
NEW AIRCRAFT NO. 1
{PAGE}
TABLE OF CONTENTS
ARTICLE 1 SUMMARY OF TRANSACTION.........................................2
1.1 Description of Aircraft........................................2
1.2 Scheduled Delivery Date and Location...........................2
1.3 Initial Lease Term.............................................2
1.4 Lease Extension Options........................................2
1.5 Security Deposit...............................................2
1.6 Transaction Fee................................................3
1.7 Rent During Initial Lease Term.................................3
1.8 Rent During Lease Extension Term...............................3
1.9 Reserves.......................................................4
1.10 Country of Aircraft Registration...............................5
1.11 Maintenance Program............................................5
1.12 Agreed Value of Aircraft.......................................5
1.13 LESSOR's Bank Account..........................................5
ARTICLE 2 DEFINITIONS....................................................7
2.1 General Definitions............................................7
2.2 Specific Definitions..........................................12
ARTICLE 3 PLACE AND DATE OF DELIVERY....................................14
3.1 Place of Delivery.............................................14
3.2 Scheduled Delivery Date.......................................14
3.3 Delivery subject to Manufacturer Delivery.....................14
3.4 No LESSOR Liability...........................................14
3.5 Total Loss of Aircraft prior to Delivery......................14
3.6 Cancellation for Delay........................................14
3.7 Delay.........................................................15
ARTICLE 4 LEASE TERM AND EXTENSION OPTION...............................16
4.1 Initial Lease Term............................................16
4.2 Lease Extension Options.......................................16
4.3 "Lease Term" and "Expiration Date"............................16
4.4 "Termination Date"............................................16
ARTICLE 5 SECURITY DEPOSIT, TRANSACTION FEE, RENT,
RESERVES AND OTHER PAYMENTS...................................18
5.1 Security Deposit..............................................18
5.2 Transaction Fee...............................................19
5.3 Rent..........................................................19
5.4 Reserves......................................................21
5.5 LESSOR's Bank Account.........................................22
5.6 Default Interest..............................................23
5.7 No Deductions or Withholdings.................................23
5.8 Value Added Taxes.............................................23
5.9 Wire Transfer Disbursement Report.............................24
5.10 Net Lease.....................................................24
5.11 LESSOR Performance of LESSEE Obligation.......................25
5.12 Consideration for Rent and other Amounts......................25
ARTICLE 6 INVOLVEMENT WITH AIRCRAFT MANUFACTURER........................26
6.1 LESSEE Selection of Aircraft..................................26
6.2 Participation Agreement.......................................26
6.3 Procurement of BFE............................................26
6.4 LESSEE Inspection of Aircraft.................................26
6.5 Aircraft at Delivery..........................................26
6.6 Delivery of the Aircraft to LESSEE............................27
6.7 LESSEE Acceptance of Aircraft.................................27
ARTICLE 7 PRE-DELIVERY, DELIVERY AND POST-DELIVERY DOCUMENTARY
AND OTHER REQUIREMENTS........................................28
7.1 Pre-Delivery Requirements.....................................28
7.2 LESSOR's Pre-Delivery Requirements............................29
7.3 Delivery Requirements.........................................29
7.4 Post-Delivery Requirements....................................30
ARTICLE 8 DISCLAIMERS...................................................31
8.1 "As Is, Where Is".............................................31
8.2 Waiver of Warranty of Description.............................31
8.3 LESSEE Waiver.................................................32
8.4 Conclusive Proof..............................................32
8.5 No LESSOR Liability for Losses................................32
8.6 No Liability to Repair or Replace.............................33
8.7 No Waiver.....................................................33
ARTICLE 9 MANUFACTURERS' AND VENDORS' WARRANTIES........................34
9.1 Warranties....................................................34
9.2 Non-Assignable Warranties.....................................34
9.3 Reassignment..................................................34
9.4 Warranty Claims...............................................34
ARTICLE 10 OPERATION OF AIRCRAFT.........................................35
10.1 Costs of Operation............................................35
10.2 Compliance with Laws..........................................35
10.3 Training......................................................35
10.4 No Violation of Insurance Policies............................35
10.5 Flight Charges................................................35
ARTICLE 11 SUBLEASES.....................................................37
11.1 No Sublease without LESSOR Consent............................37
11.2 LESSOR Costs..................................................37
11.3 Any Approved Sublease.........................................37
11.4 Assignment of Sublease........................................38
11.5 Continued Responsibility of LESSEE............................38
ARTICLE 12 MAINTENANCE OF AIRCRAFT.......................................39
12.1 General Obligation............................................39
12.2 Specific Obligations..........................................39
12.3 Replacement of Parts..........................................41
12.4 Removal of Engines............................................42
12.5 Pooling of Engines and Parts..................................42
12.6 Installation of Engines on other aircraft.....................42
12.7 Engine Thrust Rating..........................................43
12.8 Modifications.................................................43
12.9 Performance of Work by Third Parties..........................45
12.10 Reporting Requirements........................................45
12.11 Information Regarding Maintenance Program.....................45
12.12 LESSOR Rights to Inspect Aircraft.............................45
ARTICLE 13 USE OF RESERVES...............................................46
13.1 Airframe Reserves.............................................46
13.2 Engine Performance Restoration Reserves.......................46
13.3 Engine LLP Reserves...........................................47
13.4 Landing Gear Reserves.........................................47
13.5 Reimbursement.................................................47
13.6 Reimbursement Adjustment......................................48
13.7 Costs in Excess of Reserves...................................48
13.8 Reimbursement after Termination Date..........................48
ARTICLE 14 TITLE AND REGISTRATION........................................49
14.1 Title to the Aircraft During Lease Term.......................49
14.2 Registration of Aircraft......................................49
14.3 Filing of this Lease..........................................49
14.4 Evidence of Registration and Filings..........................49
ARTICLE 15 IDENTIFICATION PLATES.........................................50
15.1 Airframe Identification Plates................................50
15.2 Engine Identification Plates..................................50
ARTICLE 16 TAXES.........................................................51
16.1 General Obligation of LESSEE..................................51
16.2 Exceptions to Indemnity.......................................51
16.3 After-Tax Basis...............................................52
16.4 Timing of Payment.............................................52
16.5 Contests......................................................53
16.6 Refunds.......................................................53
16.7 Cooperation in Filing Tax Returns.............................53
16.8 Survival of Obligations.......................................53
ARTICLE 17 INDEMNITIES...................................................54
17.1 General Indemnity.............................................54
17.2 Exceptions to General Indemnities.............................55
17.3 After-Tax Basis...............................................56
17.4 Timing of Payment.............................................56
17.5 Subrogation...................................................56
17.6 Notice........................................................56
17.7 Refunds.......................................................56
17.8 Defense of Claims.............................................56
17.9 Survival of Obligation........................................57
ARTICLE 18 INSURANCE.....................................................58
18.1 Categories of Insurance.......................................58
18.2 Write-back of any Date Recognition Exclusion..................58
18.3 Insurance for Indemnities.....................................58
18.4 Insurance required by Manufacturer............................58
18.5 Renewal.......................................................58
18.6 Assignment of Rights by LESSOR................................58
18.7 Other Insurance...............................................59
18.8 Information...................................................59
18.9 Currency......................................................59
18.10 Grounding of Aircraft.........................................59
18.11 Failure to Insure.............................................59
18.12 Reinsurance...................................................59
18.13 Limit on Hull in favor of LESSEE..............................60
ARTICLE 19 LOSS, DAMAGE AND REQUISITION..................................61
19.1 Definitions...................................................61
19.2 Notice of Total Loss..........................................62
19.3 Total Loss of Aircraft or Airframe............................62
19.4 Surviving Engine(s)...........................................63
19.5 Total Loss of Engine and not Airframe.........................63
19.6 Other Loss or Damage..........................................64
19.7 Copy of Insurance Policy......................................65
19.8 Government Requisition........................................65
19.9 LESSOR Retention of Reserves; Return of Security
Deposit and Prepaid Rent................65
ARTICLE 20 REPRESENTATIONS, WARRANTIES AND COVENANTS OF LESSEE...........67
20.1 Representations and Warranties................................67
20.2 Covenants.....................................................68
ARTICLE 21 REPRESENTATIONS, WARRANTIES AND COVENANTS OF LESSOR...........71
21.1 Representations and Warranties................................71
21.2 Covenant of Quiet Enjoyment...................................72
ARTICLE 22 FINANCIAL AND RELATED INFORMATION.............................73
ARTICLE 23 RETURN OF AIRCRAFT............................................74
23.1 Date of Return................................................74
23.2 Technical Report..............................................74
23.3 Return Location...............................................74
23.4 Full Aircraft Documentation Review............................74
23.5 Aircraft Inspection...........................................74
23.6 Certificate of Airworthiness Matters..........................75
23.7 General Condition of Aircraft at Return.......................76
23.8 Checks Prior to Return........................................79
23.9 Part Lives....................................................81
23.10 Export and Deregistration of Aircraft.........................83
23.11 LESSEE's Continuing Obligations...............................83
23.12 Airport and Navigation Charges................................84
23.13 Return Acceptance Certificate.................................84
23.14 Indemnities and Insurance.....................................85
23.15 Civil Reserve Air Fleet.......................................85
ARTICLE 24 ASSIGNMENT....................................................87
24.1 No Assignment by LESSEE.......................................87
24.2 Sale or Assignment by LESSOR..................................87
24.3 LESSOR's Lender...............................................87
24.4 LESSEE Cooperation............................................87
24.5 Protections...................................................88
ARTICLE 25 DEFAULT OF LESSEE.............................................89
25.1 LESSEE Notice to LESSOR.......................................89
25.2 Events of Default.............................................89
25.3 LESSOR's General Rights.......................................91
25.4 Deregistration and Export of Aircraft.........................91
25.5 LESSEE Liability for Damages..................................91
25.6 Waiver of Default.............................................92
25.7 Present Value of Payments.....................................92
25.8 Use of "Termination Date".....................................93
25.9 LESSEE's Remedies.............................................93
25.10 Waiver of Consequential Damages...............................93
ARTICLE 26 NOTICES.......................................................94
26.1 Manner of Sending Notices.....................................94
26.2 Notice Information............................................94
ARTICLE 27 GOVERNING LAW AND JURISDICTION................................95
27.1 California Law................................................95
27.2 Non-Exclusive Jurisdiction in California......................95
27.3 Service of Process............................................95
27.4 Prevailing Party in Dispute...................................95
27.5 Waiver........................................................95
ARTICLE 28 MISCELLANEOUS.................................................96
28.1 Transportation of Personnel...................................96
28.2 Press Releases................................................96
28.3 Power of Attorney.............................................96
28.4 LESSOR Performance for LESSEE.................................96
28.5 LESSOR's Payment Obligations..................................96
28.6 Application of Payments.......................................96
28.7 Usury Laws....................................................96
28.8 Delegation by LESSOR..........................................97
28.9 Confidentiality...............................................97
28.10 Rights of Parties.............................................97
28.11 Further Assurances............................................97
28.12 Use of Word "including".......................................98
28.13 Headings......................................................98
28.14 Invalidity of any Provision...................................98
28.15 Time is of the Essence........................................98
28.16 Amendments in Writing.........................................98
28.17 Counterparts..................................................98
28.18 Delivery of Documents by Fax..................................98
28.19 Entire Agreement..............................................98
28.20 Expenses......................................................99
EXHIBIT A AIRCRAFT DESCRIPTION.........................................101
EXHIBIT B PARTICIPATION AGREEMENT......................................102
EXHIBIT C CERTIFICATE OF INSURANCE.....................................112
EXHIBIT D BROKERS' LETTER OF UNDERTAKING...............................119
EXHIBIT E ESTOPPEL AND ACCEPTANCE CERTIFICATE..........................121
EXHIBIT F OPINION OF COUNSEL...........................................123
EXHIBIT G FORM OF POWER OF ATTORNEY....................................124
EXHIBIT H ASSIGNMENT OF RIGHTS (AIRFRAME)..............................126
EXHIBIT I ASSIGNMENT OF RIGHTS (ENGINES)...............................133
EXHIBIT J RETURN ACCEPTANCE RECEIPT....................................135
EXHIBIT K MONTHLY REPORT...............................................145
EXHIBIT L AIRCRAFT DOCUMENTATION.......................................148
EXHIBIT M TECHNICAL EVALUATION REPORT..................................150
{PAGE}
AIRCRAFT LEASE AGREEMENT
THIS AIRCRAFT LEASE AGREEMENT is made and entered into as of May 25, 2000.
BETWEEN:
FRONTIER AIRLINES, INC., a Colorado corporation whose address and principal
place of business is at 12015 East 46th Avenue, Suite 200, Denver, Colorado
80239 ("LESSEE") and ------
INTERNATIONAL LEASE FINANCE CORPORATION, a California corporation whose
address and principal place of business is at 1999 Avenue of the Stars, 39th
Floor, Los Angeles, California 90067, United States of America ("LESSOR").
The subject matter of this Lease is one (1) new Airbus A318-100 aircraft as
more particularly described on Exhibit A attached hereto. In consideration of
and subject to the mutual covenants, terms and conditions contained in this
Lease, LESSOR hereby agrees to lease to LESSEE and LESSEE hereby agrees to lease
from LESSOR the aircraft and the parties further agree as follows:
142593
|
Frontier
As referenced in this Aircraft Lease Agreement:
FRONTIER AIRLINES, – EX-10.54
{SEQUENCE}11
{FILENAME}0011.txt
{DESCRIPTION}AIRCRAFT LEASE AGREEMENT
{TEXT}
AIRCRAFT LEASE AGREEMENT
Dated as of May 25, 2000
BETWEEN
FRONTIER AIRLINES, INC.
as LESSEE
and
INTERNATIONAL LEASE FINANCE CORPORATION
as LESSOR
Aircraft Make and Model: New Airbus A318-100
Aircraft Manufacturer's Serial
_____________
FRONTIER AIRLINES, – TECHNICAL EVALUATION REPORT..................................150
{PAGE}
AIRCRAFT LEASE AGREEMENT
THIS AIRCRAFT LEASE AGREEMENT is made and entered into as of May 25, 2000.
BETWEEN:
FRONTIER AIRLINES, INC., a Colorado corporation whose address and principal
place of business is at 12015 East 46th Avenue, Suite 200, Denver, Colorado
80239 ("
_____________
FRONTIER AIRLINES, – 39th Floor Los Angeles,
California 90067, U.S.A.
Attention: Legal Department
Fax: 310-788-1990
Telephone: 310-788-1999
If to LESSEE: FRONTIER AIRLINES, INC.
12015 East 46th Avenue
Suite 200
Denver, CO 80239
Attention: General Counsel
Fax: 303- 371-7007
Telephone: 303-371-7400
or
_____________
FRONTIER AIRLINES, – LESSEE and LESSOR have caused this Lease to be executed by
their respective officers as of May 25, 2000.
INTERNATIONAL LEASE FINANCE CORPORATION FRONTIER AIRLINES, INC.
By: By:
Its: Its:
{PAGE}
{TABLE}
{S} {C} {C}
EXHIBIT A AIRCRAFT DESCRIPTION
Aircraft Manufacturer and Model: Airbus A318-100
Specification (
_____________
FRONTIER AIRLINES, – its principal corporate offices located at 1999 Avenue of
the Stars, 39th Floor, Los Angeles, California 90067, U.S.A. ("ILFC"); and
(2) FRONTIER AIRLINES, INC., a Colorado corporation whose address and principal
place of business is at 12015 East 46th Avenue, Suite 200, Denver, Colorado
80239,
_____________
dt 92034
;
|
Chase Manhattan
As referenced in this Aircraft Lease Agreement:
Chase Manhattan Bank – incorporated or unincorporated, whether having distinct legal personality
or not.
"Prime Rate" means the rate of interest from time to time
announced by Chase Manhattan Bank in New York as its prime commercial lending
rate.
"Security Interest" means any encumbrance or security interest,
however and wherever created or arising
_____________
dt 101728
;
International Lease Finance Corporation
|
Preview
Full Doc
| 2004 |
Bylaws
Bylaws (44K)
Doc #362976: Click preview link for longer preview.
BYLAWS
OF
UNITED TECHNOLOGIES CORPORATION
AS RESTATED AND AMENDED EFFECTIVE MARCH 10, 2004
SECTION 1 - Meetings of Shareholders
SECTION 1.1 Annual Meetings.
Annual meetings of shareholders shall be held on or prior to April 30 in each year for the purpose of electing directors and transacting such other proper business as may come before the meeting.
SECTION 1.2 Special Meetings.
Special meetings of shareholders may be called from time to time by the Board of Directors or by the chief executive officer of the Corporation. Special . . .
362976
| | |
Preview
Full Doc
| 2001 |
Bylaws
Bylaws (46K)
Doc #363032: Click preview link for longer preview.
BYLAWS
OF
UNITED TECHNOLOGIES CORPORATION
AS AMENDED AND RESTATED EFFECTIVE MARCH 21, 2001
SECTION 1 - Meetings of Shareholders
SECTION 1.1 Annual Meetings.
Annual meetings of shareholders shall be held on or prior to April 30 in each
year for the purpose of electing directors and transacting such other proper
business as may come before the meeting.
SECTION 1.2 Special Meetings.
Special meetings of shareholders may be called from time to time by the Board . . .
363032
| | |
Preview
Full Doc
| 2003 |
Deferred Compensation Plan
Deferred Compensation Plan (27K)
Doc #363005: Click preview link for longer preview.
UNITED TECHNOLOGIES CORPORATION
DEFERRED COMPENSATION PLAN
(As amended and restated effective September 1, 2002)
ARTICLE I - PREAMBLE
United Technologies Corporation established the United Technologies Deferred Compensation Plan effective April 1, 1985. Pursuant to such Plan, certain eligible executives of the Corporation deferred all or a portion of their compensation earned with respect to 1985 and 1986. No compensation earned after 1986 was deferred under the Plan until the Plan was amended and restated effective December 15, 1993 to offer eligible executives the opportunity to defer all or . . .
363005
| | |
Preview
Full Doc
| 2003 |
Employee Stock Option Plan
Employee Stock Option Plan (18K)
Doc #363008: Click preview link for longer preview.
UNITED TECHNOLOGIES CORPORATION
EMPLOYEE STOCK OPTION PLAN
1. INTRODUCTION AND PURPOSE. The purpose of this Plan is to benefit the shareowners of the Corporation by (i) encouraging high levels of performance by employees of the Corporation by increasing the proprietary interests of such individuals in the Corporation�s growth and success; and (ii) recognizing those employees who demonstrate outstanding performance and potential through Awards designed to strengthen the relationship between the Corporation and such employees. To accomplish these objectives, the Plan authorizes the Award of non- . . .
363008
| | |
Preview
Full Doc
| 2001 |
Indenture [Amended and Restated]
Indenture [Amended and Restated] (353K)
Doc #363035: Click preview link for longer preview.
UNITED TECHNOLOGIES CORPORATION
TO
THE BANK OF NEW YORK,
Trustee
_________________________
Amended and Restated Indenture
Dated as of May 1, 2001
_________________________
-------------------------------------------------------------------------------
{PAGE}
UNITED TECHNOLOGIES CORPORATION
Reconciliation and tie between Trust Indenture Act
of 1939, as amended, and Amended and Restated Indenture, dated as of May 1, 2001
Trust Indenture
Act Section Indenture Section
{TABLE}
{S} {C}
(S)310(a)*(1)........................................................ 609
(a)(2)......................................................... 609
(a)(3)......................................................... Not Applicable
(a)(4)......................................................... Not Applicable
(a)(5)......................................................... 608
(b)............................................................ 608, 610
(S)311(a)............................................................ 613(a)
(b)............................................................ 613(b)
(b)(2)......................................................... 703(a)(2), 703(b)
(S)312(a)............................................................ 701, 702(a)
(b)............................................................ 702(b)
(c)............................................................ 702(c)
(S)313(a)............................................................ 703(a)
(b)............................................................ 703(b)
(c)............................................................ 703(a), 703(b)
(d)............................................................ 703(c)
(S)314(a)............................................................ 704, 1004
(b)............................................................ Not Applicable
(c)(1)......................................................... 102
(c)(2)......................................................... 102
(c)(3)......................................................... Not Applicable
(d)............................................................ Not Applicable
(e)............................................................ 102
(S)315(a)............................................................ 601(a)
(b)............................................................ 602, 703(a)(6)
(c)............................................................ 601(b)
(d)............................................................ 601(c)
(d)(1)......................................................... 601(a)(1)
(d)(2)......................................................... 601(c)(2)
(d)(3)......................................................... 601(c)(3)
(e)............................................................ 514
(S)316(a)*(1)(A)..................................................... 502, 512
(a)(1)(B)...................................................... 513
(a)(2)......................................................... Not Applicable
(b)............................................................ 508
(c)............................................................ 1501
{/TABLE}
1
{PAGE}
{TABLE}
{S} {C}
(S)317(a)*(1)........................................................ 503
(a)(2)......................................................... 504
(b)............................................................ 1003
(S)318(a)............................................................ 107
{/TABLE}
Note: This reconciliation and tie shall not, for any purpose, be deemed to be a
part of the Indenture.
2
{PAGE}
TABLE OF CONTENTS
{TABLE}
{CAPTION}
Page
{S} {C}
PARTIES................................................................................................ 1
RECITALS OF THE COMPANY................................................................................ 1
ARTICLE ONE
DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION
Section 101. Definitions............................................................................ 1
Section 102. Compliance Certificates and Opinions................................................... 11
Section 103. Form of Documents Delivered to Trustee................................................. 11
Section 104. Acts of Holders........................................................................ 12
Section 105. Notices, Etc. to Trustee and Company.................................................. 13
Section 106. Notice to Holders; Waiver.............................................................. 13
Section 107. Conflict with Trust Indenture Act...................................................... 14
Section 108. Effect of Headings and Table of Contents............................................... 14
Section 109. Successors and Assigns................................................................. 14
Section 110. Separability Clause.................................................................... 14
Section 111. Benefits of Indenture.................................................................. 14
Section 112. Governing Law.......................................................................... 15
Section 113. Legal Holidays......................................................................... 15
ARTICLE TWO
SECURITY FORMS
Section 201. Forms Generally........................................................................ 15
Section 202. Form of Trustee's Certificate of Authentication........................................ 15
Section 203. Securities Issuable in Global Form..................................................... 16
ARTICLE THREE
THE SECURITIES
Section 301. Amount Unlimited; Issuable in Series................................................... 17
Section 302. Denominations.......................................................................... 20
Section 303. Execution, Authentication, Delivery and Dating......................................... 20
Section 304. Temporary Securities................................................................... 22
Section 305. Registration, Registration of Transfer and Exchange.................................... 24
{/TABLE}
-i-
{PAGE}
TABLE OF CONTENTS
(continued)
{TABLE}
{CAPTION}
Page
{S} {C}
Section 306. Mutilated, Destroyed, Lost and Stolen Securities....................................... 27
Section 307. Payment of Interest; Interest Rights Preserved; Optional Interest Reset................ 28
Section 308. Optional Extension of Maturity......................................................... 30
Section 309. Persons Deemed Owners.................................................................. 31
Section 310. Cancellation........................................................................... 32
Section 311. Computation of Interest................................................................ 32
Section 312. Currency and Manner of Payments in Respect of Securities............................... 32
Section 313. Appointment and Resignation of Successor Exchange Rate Agent........................... 36
ARTICLE FOUR
SATISFACTION AND DISCHARGE
Section 401. Satisfaction and Discharge of Indenture................................................ 36
Section 402. Application of Trust Money............................................................. 38
ARTICLE FIVE
REMEDIES
Section 501. Events of Default...................................................................... 38
Section 502. Acceleration of Maturity; Rescission and Annulment..................................... 39
Section 503. Collection of Indebtedness and Suits for Enforcement by Trustee........................ 40
Section 504. Trustee May File Proofs of Claim....................................................... 41
Section 505. Trustee May Enforce Claims Without Possession of Securities............................ 41
Section 506. Application of Money Collected......................................................... 42
Section 507. Limitation on Suits.................................................................... 42
Section 508. Unconditional Right of Holders to Receive Principal, Premium and Interest.............. 43
Section 509. Restoration of Rights and Remedies..................................................... 43
Section 510. Rights and Remedies Cumulative......................................................... 43
Section 511. Delay or Omission Not Waiver........................................................... 43
Section 512. Control By Holders..................................................................... 44
{/TABLE}
-ii-
{PAGE}
TABLE OF CONTENTS
(continued)
{TABLE}
{CAPTION}
Page
{S} {C}
Section 513. Waiver of Past Defaults................................................................ 44
Section 514. Undertaking for Costs.................................................................. 44
Section 515. Waiver of Stay or Extension Laws....................................................... 45
ARTICLE SIX
THE TRUSTEE
Section 601. Certain Duties and Responsibilities.................................................... 45
Section 602. Notice of Defaults..................................................................... 46
Section 603. Certain Rights of Trustee.............................................................. 46
Section 604. Trustee Not Responsible for Recitals or Issuance of Securities......................... 47
Section 605. May Hold Securities.................................................................... 48
Section 606. Money Held in Trust.................................................................... 48
Section 607. Compensation and Reimbursement......................................................... 48
Section 608. Disqualification; Conflicting Interests................................................ 48
Section 609. Corporate Trustee Required; Eligibility................................................ 53
Section 610. Resignation and Removal; Appointment of Successor...................................... 54
363035
| |
BNY
As referenced in this Indenture [Amended and Restated]:
BANK OF NEW YORK, – DOCUMENT}
{TYPE}EX-4.(A)
{SEQUENCE}3
{FILENAME}dex4a.txt
{DESCRIPTION}AMENDED AND RESTATED INDENTURE UTC AND BANK OF NY
{TEXT}
{PAGE}
EXHIBIT 4(a)
--------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION
TO
THE BANK OF NEW YORK,
Trustee
_________________________
Amended and Restated Indenture
Dated as of May 1, 2001
_________________________
-------------------------------------------------------------------------------
{PAGE}
UNITED TECHNOLOGIES CORPORATION
Reconciliation and tie between Trust Indenture Act
of 1939, as amended, and
_____________
BANK OF NEW YORK, – corporation duly organized and existing under
the laws of the State of Delaware (herein called the "Company"), having its
principal office at United Technologies Building, Hartford, Connecticut 06101,
and THE BANK OF NEW YORK, a New York banking corporation, as Trustee (herein
called the "Trustee"), amending and restating the Indenture, dated April 1,
1990, between the Company and The Connecticut National Bank.
RECITALS
_____________
Bank of New York – Currency, the noon (New York City time) buying rate for such Foreign
Currency for cable transfers quoted in New York City as certified for customs
purposes by the Federal Reserve Bank of New York and (iii) for any conversion of
one Foreign Currency into Dollars or another Foreign Currency, the spot rate at
noon local time in the relevant market at which, in accordance
_____________
Bank of New York – in the foregoing clauses (i), (ii) and
(iii) the Exchange Rate Agent shall use, in its sole discretion and without
liability on its part, such quotation of the Federal Reserve Bank of New York as
of the most recent available date, or quotations from one or more major banks in
New York City, London or other principal market for such currency or currency
unit
_____________
BANK OF NEW YORK, – or coupons.
SECTION 202. Form of Trustee's Certificate of Authentication. This is
-----------------------------------------------
one of the Securities of the series designated therein referred to in the within
mentioned Indenture.
THE BANK OF NEW YORK,
as Trustee
By __________________________
Authorized Signatory
SECTION 203. Securities Issuable in Global Form. If Securities of or
----------------------------------
of or within a series are issuable in global form, as specified
_____________
dt 761682
|
| Full Doc
| 2000 |
Joint Filing Agreement
Joint Filing Agreement (1K)
Doc #363059: This document is immediately available for purchase, but does not have a preview available for viewing.
363059
| | |
| Full Doc
| 2004 |
Long Term Incentive Plan
Long Term Incentive Plan (35K)
Doc #362970: This document is immediately available for purchase, but does not have a preview available for viewing.
362970
| | |
Preview
Full Doc
| 1998 |
Manufacturing and Sales Agreement
Manufacturing and Sales Agreement (45K)
Doc #146072: Click preview link for longer preview.
MANUFACTURING AND SALES AGREEMENT
THIS MANUFACTURING AND SALES AGREEMENT (the "Agreement") is entered into as of
June ___, 1998 by and between BRAINTECH, INC. a Nevada corporation, with offices
located at 930 West 1st Street, Unit 102, North Vancouver, BC, Canada V7P 3N4
("BrainTech") and UTMC MICROELECTRONIC SYSTEMS INC., a Delaware corporation,
with offices located at 4350 Centennial Boulevard, Colorado Springs, CO 80907
("UTMC" and, together with BrainTech, the "Parties").
WHEREAS:
A. The Parties recognize that each of them possesses unique and complementary
skills, they have developed an understanding of each other's strengths, they
wish to exploit this relationship and for that purpose the Parties have entered
into a Product Development Agreement dated June _____, 1998 (the "Product
Development Agreement");
B. Pursuant to the Product Development Agreement, the Parties will develop an
image processing accelerator card for commercial sale (the "IMPAC Product" as
hereinafter defined); and
C. The Parties wish to enter into this Agreement to provide for the terms upon
which the IMPAC Product will be manufactured, marketed, distributed and sold
following development of the IMPAC Product pursuant to the Product Development
Agreement.
Now therefore, in consideration of the premises and the mutual benefits to be
derived hereunder, the Parties agree as follows:
ARTICLE 1
INTERPRETATION
1.1 DEFINITIONS
In this Agreement:
"BrainTech Products" has the meaning set out in Section 3.1;
"BrainTech Technology" means the BrainTech Technology as defined in the Product
Development Agreement;
"Business Day" means a calendar day which is not a Saturday, Sunday or statutory
holiday in Colorado Springs, Colorado or Vancouver, British Columbia, Canada.
146072
|
Braintech
As referenced in this Manufacturing and Sales Agreement:
BRAINTECH, INC. – EXHIBIT 10.3
{TEXT}
{PAGE}
Exhibit 10.3
MANUFACTURING AND SALES AGREEMENT
THIS MANUFACTURING AND SALES AGREEMENT (the "Agreement") is entered into as of
June ___, 1998 by and between BRAINTECH, INC. a Nevada corporation, with offices
located at 930 West 1st Street, Unit 102, North Vancouver, BC, Canada V7P 3N4
("BrainTech") and UTMC MICROELECTRONIC SYSTEMS INC., a Delaware corporation,
with
_____________
Braintech, Inc. – day next following the mailing thereof. In the event
of disruptions in the postal system, all communications shall be given by one of
the other methods described in this Section.
Braintech, Inc. UTMC
102 - 930 West 1st Street 4350 Centennial Boulevard
North Vancouver, BC Colorado Springs, CO 80907
Canada V7P 3N4 USA
Attention: The President Attention: The President
Facsimile: (604) 980-
_____________
BRAINTECH, INC. – of which shall be
deemed an original, but all of which together shall constitute one and the same
instrument.
Executed as of the day and year first above written.
UTMC/
BRAINTECH, INC. MICROELECTRONIC SYSTEMS INC.
Per: /S/ Owen Jones Per: /S/ C.H. Ide
-------------------------- ----------------------------
Owen Jones President
President
-16-
{PAGE}
SCHEDULE A
QUALIFICATION OF CUSTOMERS FOR IMPAC PRODUCT
Caller's Name:
_____________
dt 1484617
;
| UTMC Microelectronic Systems Inc.
|
Preview
Full Doc
| 2001 |
Opinion Letter
Opinion Letter (10K)
Doc #363036: Click preview link for longer preview.
[Cleary, Gottlieb, Steen & Hamilton Letterhead]
May 4, 2001
United Technologies Corporation
One Financial Plaza
Hartford, Connecticut 06101
Ladies and Gentlemen:
We have acted as special counsel to United Technologies Corporation, a
Delaware corporation (the "Company"), in connection with the preparation and
filing with the Securities and Exchange Commission (the "Commission") under the
Securities Act of 1933, as amended (the "Securities Act"), of the Company's
registration statement on Form S-3 (the "Registration Statement") relating to
the offering from time to time, together or separately and in one or more series
(if applicable), of (i) unsubordinated debt securities (which may be convertible
into shares of the Company's common stock, par value $1.00 per share (the
"Common Stock")) (the "Debt Securities"), (ii) warrants to purchase Debt
Securities (the "Debt Warrants"), (iii) warrants, the value of which is related
to the value of various currencies (the "Currency Warrants"), (iv) warrants, the
value of which is related to various stock or other indices (the "Stock-Index
Warrants") and (v) Common Stock. The Debt Warrants, Currency Warrants and
Stock-Index Warrants are referred to herein collectively as the "Warrant
Securities," and the Debt Securities, the Warrant Securities and the Common
Stock are referred to herein collectively as the "Offered Securities." The
Offered Securities being registered under the Registration Statement, together
with securities registered under a previously filed registration statement
(Registration No. 333-51830), will have an aggregate initial offering price of
up to $2,000,000,000 or the equivalent thereof in foreign currencies or
composite currencies and will be offered on a continuous or delayed basis
pursuant to the provisions of Rule 415 under the Securities Act.
The Debt Securities are to be issued under an amended and restated
indenture dated as of May 1, 2001 (the "Indenture") between the Company and The
Bank of New York, as trustee (the "Trustee"). The Debt Warrants are to be
issued from time to time under one or more debt warrant agreements (each a "Debt
Warrant Agreement"), the Currency Warrants are to be issued from time to time
under one or more currency warrant agreements (each a "Currency
{PAGE}
Warrant Agreement") and the Stock-Index Warrants are to be issued from time to
time under one or more stock-index warrant agreements (each a "Stock-Index
Warrant Agreement" and, together with the Debt Warrant Agreements and the
Currency Warrant Agreements, the "Warrant Agreements"), each to be entered into
by the Company and one or more institutions, as warrant agents (each a "Warrant
Agent"), each as identified in the applicable Warrant Agreement.
We have reviewed the originals or copies certified or otherwise
identified to our satisfaction of all such corporate records of the Company and
363036
|
BNY
As referenced in this Opinion Letter:
Bank of New York, – under the Securities Act.
The Debt Securities are to be issued under an amended and restated
indenture dated as of May 1, 2001 (the "Indenture") between the Company and The
Bank of New York, as trustee (the "Trustee"). The Debt Warrants are to be
issued from time to time under one or more debt warrant agreements (each a "Debt
Warrant Agreement"), the Currency
_____________
dt 761683
;
|
Cleary Gottlieb
As referenced in this Opinion Letter:
CLEARY GOTTLIEB
– {DOCUMENT}
{TYPE}EX-5
{SEQUENCE}4
{FILENAME}dex5.txt
{DESCRIPTION}OPINION OF CLEARY GOTTLIEB
{TEXT}
{PAGE}
EXHIBIT 5
[Cleary, Gottlieb, Steen & Hamilton Letterhead]
May 4, 2001
United Technologies Corporation
One Financial Plaza
Hartford, Connecticut 06101
Ladies and Gentlemen:
We have acted as special
_____________
[Cleary, Gottlieb – {DOCUMENT}
{TYPE}EX-5
{SEQUENCE}4
{FILENAME}dex5.txt
{DESCRIPTION}OPINION OF CLEARY GOTTLIEB
{TEXT}
{PAGE}
EXHIBIT 5
[Cleary, Gottlieb , Steen & Hamilton Letterhead]
May 4, 2001
United Technologies Corporation
One Financial Plaza
Hartford, Connecticut 06101
Ladies and Gentlemen:
We have acted as special counsel to United Technologies Corporation, a
_____________
CLEARY, GOTTLIEB – we are within
the category of persons whose consent is required under Section 7 of the
Securities Act or the Rules and Regulations of the Commission thereunder.
Very truly yours,
CLEARY, GOTTLIEB , STEEN & HAMILTON
By /s/ David Lopez
--------------------------------
David Lopez, a Partner
4
{/TEXT}
{/DOCUMENT}
_____________
dt 789329
|
Preview
Full Doc
| 2000 |
Opinion Letter
Opinion Letter (10K)
Doc #363043: Click preview link for longer preview.
[Letterhead of Cleary, Gottlieb, Steen & Hamilton]
December 13, 2000
United Technologies Corporation
One Financial Plaza
Hartford, Connecticut 06101
Ladies and Gentlemen:
We have acted as special counsel to United Technologies Corporation, a
Delaware corporation (the "Company"), in connection with the preparation and
filing with the Securities and Exchange Commission (the "Commission") under the
Securities Act of 1933, as amended (the "Securities Act"), of the Company's
Registration Statement on Form S-3 (the "Registration Statement") relating to
the offering from time to time, together or separately and in one or more
series, of (i) unsubordinated, non-convertible debt securities (the "Debt
Securities"), (ii) warrants to purchase Debt Securities (the "Debt Warrants"),
(iii) warrants, the value of which is related to the value of various currencies
(the "Currency Warrants") and (iv) warrants, the value of which is related to
various stock or other indices (the "Stock-Index Warrants"). The Debt Warrants,
Currency Warrants and Stock-Index Warrants are referred to herein collectively
as the "Warrant Securities", and the Debt Securities and Warrant Securities are
referred to herein collectively as the "Offered Securities." The Offered
Securities being registered under the Registration Statement, together with
securities registered under previously filed registration statements
(Registration Nos. 333-91959 and 333-89041), will have an aggregate initial
offering price of up to $1,000,000,000 or the equivalent thereof in foreign
currencies or composite currencies and will be offered on a continuous or
delayed basis pursuant to the provisions of Rule 415 under the Securities Act.
363043
| |
Cleary Gottlieb
As referenced in this Opinion Letter:
CLEARY, GOTTLIEB – {DOCUMENT}
{TYPE}EX-5
{SEQUENCE}3
{FILENAME}0003.txt
{DESCRIPTION}OPINION OF CLEARY, GOTTLIEB , STEEN & HAMILTON
{TEXT}
{PAGE}
Exhibit 5
[Letterhead of Cleary, Gottlieb, Steen & Hamilton]
December 13, 2000
United Technologies Corporation
One Financial Plaza
Hartford, Connecticut 06101
Ladies and Gentlemen:
We have
_____________
Cleary, Gottlieb – {DOCUMENT}
{TYPE}EX-5
{SEQUENCE}3
{FILENAME}0003.txt
{DESCRIPTION}OPINION OF CLEARY, GOTTLIEB, STEEN & HAMILTON
{TEXT}
{PAGE}
Exhibit 5
[Letterhead of Cleary, Gottlieb , Steen & Hamilton]
December 13, 2000
United Technologies Corporation
One Financial Plaza
Hartford, Connecticut 06101
Ladies and Gentlemen:
We have acted as special counsel to United Technologies Corporation, a
Delaware
_____________
CLEARY, GOTTLIEB – we are within the category of persons whose consent is required under
Section 7 of the Securities Act or the Rules and Regulations of the Commission
thereunder.
Very truly yours,
CLEARY, GOTTLIEB , STEEN & HAMILTON
By /s/ David Lopez
----------------------------------
David Lopez, a Partner
4
{/TEXT}
{/DOCUMENT}
_____________
dt 789333
|
Preview
Full Doc
| 2000 |
Letter Agreement
Letter Agreement (20K)
Doc #363058: Click preview link for longer preview.
August 14, 2000
PRIVATE AND CONFIDENTIAL
------------------------
United Technologies Corporation
United Technologies Building
Hartford, CT 06101
Attn: Ari Bousbib, Vice President
Corporate Strategy and Development
Ladies and Gentlemen:
1. In connection with your consideration of a possible transaction with
Specialty Equipment Companies, Inc., a Delaware corporation (the "Company"), you
have requested information concerning the company. As a condition of your being
furnished such information, you agree to treat any information (whether written
or oral) concerning the Company or its affiliates which is furnished to you or
your Representatives (as defined below) by or on behalf of the Company for the
purposes of assisting your evaluation of a Potential Transaction (as defined
below) after the date of this letter agreement (herein collectively referred to
as the "Evaluation Material") in accordance with the provisions of this letter
agreement. "Evaluation Material" also shall be deemed to include all notes,
analyses, compilations, studies, interpretations or other documents prepared by
you or your Representatives which contain, reflect or are based upon, in whole
or in part, the information furnished to you or your Representatives which is
otherwise Evaluation Material pursuant hereto; provided, however, that the
foregoing shall not require you to reveal or disclose to the Company in any
manner any such notes, analyses, complications, studies, interpretations or
other documents prepared by you or your Representatives. The term "Evaluation
Material" does not include information which (a) was or becomes generally
available to the public other than as a result of a disclosure by you or your
Representatives, (b) was or becomes available to you on a non-confidential basis
from a source other than the Company or its Representatives, provided that to
your knowledge such source is not bound by a confidentiality agreement with the
Company, (c) was within your possession prior to its being furnished to you by
or on behalf of the Company, provided that to your knowledge the source of such
information was not bound by a confidentiality agreement with the Company in
respect thereof, or (d) is independently developed by you or your
Representatives without reference to and/or reliance upon any Evaluation
Material.
2. As used in this letter agreement, the term "Representatives" means,
as to any person, such person's affiliates and its and their directors,
officers, members, employees, agents or advisors (including, without
limitation, attorneys, accountants, consultants and financial advisors) and its
potential sources of financing (collectively, the "Representatives"). As used in
this letter agreement, (i) the term "affiliate" has the meaning provided in Rule
12b-2 under the
{PAGE}
Securities Exchange Art of 1934 (the "Exchange Act") and includes persons or
entities who become affiliates after the date hereof, (ii) the terms "own" and
363058
| | |
Preview
Full Doc
| 2004 |
For Immediate Release
For Immediate Release (12K)
Doc #362973: Click preview link for longer preview.
Contact: Paul Jackson
FOR IMMEDIATE RELEASE
(860) 728-7912
www.utc.com
UTC REPORTS 13 PERCENT INCREASE IN THIRD QUARTER EPS TO $1.43;
2004 EPS GUIDANCE TIGHTENED TO HIGH END OF PREVIOUS RANGE
HARTFORD, Conn., October 20, 2004 ? United Technologies Corp. (NYSE:UTX) today reported third quarter diluted earnings per share of $1.43 and net income of $722 million, both up 13 percent from the prior year. Revenues increased 17 percent to $9.3 . . .
362973
| | |
Preview
Full Doc
| 2004 |
For Immediate Release
For Immediate Release (9K)
Doc #362979: Click preview link for longer preview.
Contact:
Paul Jackson
FOR IMMEDIATE RELEASE
(860) 728-7912
www.utc.com
UTC?S FIRST QUARTER EARNINGS PER SHARE INCREASE 14 PERCENT
WITH REVENUE GROWTH IN ALL BUSINESSES; 2004 OUTLOOK AFFIRMED
HARTFORD, Conn., April 21, 2004 ? United Technologies Corp. (NYSE:UTX) today reported first quarter 2004 earnings per share increased 14 percent to $1.14 compared with the year ago quarter. Consolidated revenues increased 29 percent to $8.6 billion, reflecting the addition of Chubb, organic . . .
362979
| | |
Preview
Full Doc
| 2004 |
For Immediate Release
For Immediate Release (2K)
Doc #362991: Click preview link for longer preview.
Contact:
Peter Murphy
FOR IMMEDIATE . . .
362991
| |
Virginia
As referenced in this For Immediate Release:
University of Virginia – Whitney unit, and later served as the corporations director, investor relations before heading up UTCs FP&A function. He earned an MBA degree from the Darden School at the University of Virginia in 1993 and previously a bachelors degree in business administration from the University of Kentucky.
Hayes joined UTC with the Sundstrand merger in 1999. He had held several financial positions
_____________
dt 788329
|
Preview
Full Doc
| 2004 |
For Immediate Release
For Immediate Release (12K)
Doc #362992: Click preview link for longer preview.
Contact: Paul Jackson
FOR IMMEDIATE RELEASE
(860) 728-7912
www.utc.com
UTC's FOURTH QUARTER EARNINGS PER SHARE INCREASE 9 PERCENT; FULL-YEAR UP 6 PERCENT TO $4.69 PER SHARE WITH CASH FLOW FROM OPERATIONS OF $2.9 BILLION; 2004 OUTLOOK AFFIRMED
HARTFORD, Conn., January 20, 2004 - United Technologies Corp. (NYSE:UTX) today reported fourth quarter 2003 earnings per share increased 9 percent to $1.16 compared with the year ago quarter. Consolidated revenues increased 19 percent to $8.6 billion, primarily reflecting the Chubb acquisition and favorable foreign . . .
362992
| | |
Preview
Full Doc
| 2004 |
For Immediate Release
For Immediate Release (12K)
Doc #362993: Click preview link for longer preview.
Contact: Paul Jackson
FOR IMMEDIATE RELEASE
(860) 728-7912
www.utc.com
UTC's FOURTH QUARTER EARNINGS PER SHARE INCREASE 9 PERCENT; FULL-YEAR UP 6 PERCENT TO $4.69 PER SHARE WITH CASH FLOW FROM OPERATIONS OF $2.9 BILLION; 2004 OUTLOOK AFFIRMED
HARTFORD, Conn., January 20, 2004 - United Technologies Corp. (NYSE:UTX) today reported fourth quarter 2003 earnings per share increased 9 percent to $1.16 compared with the year ago quarter. Consolidated revenues increased 19 percent to $8.6 billion, primarily reflecting the Chubb acquisition and favorable foreign . . .
362993
| | |
Preview
Full Doc
| 2003 |
For Immediate Release
For Immediate Release (9K)
Doc #362996: Click preview link for longer preview.
Contact: Paul Jackson
FOR IMMEDIATE RELEASE
(860) 728-7912
www.utc.com
UTC REPORTS 3RD QUARTER EARNINGS PER SHARE 5% HIGHER AND $1 BILLION IN CASH FLOW FROM OPERATIONS; CONFIRMS CONSENSUS ESTIMATE OF $4.65 FOR FULL YEAR EARNINGS PER SHARE
HARTFORD, Conn., October 16, 2003 - United Technologies Corp. (NYSE: UTX) today reported third quarter 2003 earnings per share increased to $1.27, up 6 cents or 5% from the same quarter last year. Net income rose 4 percent to $639 million. Consolidated revenues rose 9 percent to $8.0 billion, primarily due to the . . .
362996
| | |