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Auction Agency Agreement
Auction Agency Agreement (62K)
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NEUBERGER BERMAN DIVIDEND ADVANTAGE FUND INC.
----------------------------
AUCTION AGENCY AGREEMENT
dated as of ________, 2004
Relating to Auction Preferred Shares (Preferred Shares)
Series A and Series B
of
NEUBERGER BERMAN DIVIDEND ADVANTAGE FUND INC.
----------------------------
THE BANK OF NEW YORK
. . .
2477989
|
 Cede
As referenced in this Auction Agency Agreement:
Cede & Co. – Share Certificates.
------------------------------------
On the Date of Original Issue for any Preferred Shares, one certificate
for the Preferred Shares shall be issued by the Fund and registered in the name
of Cede & Co. , as nominee of the Securities Depository, and countersigned by the
Paying Agent.
7
{PAGE}
4.2 Registration of Transfer or Exchange of Shares.
----------------------------------------------
Except as provided in this Section
_____________
dt 1632659
;
|
BNY
As referenced in this Auction Agency Agreement:
BANK OF NEW YORK
– FUND INC.
----------------------------
AUCTION AGENCY AGREEMENT
dated as of ________, 2004
Relating to Auction Preferred Shares (Preferred Shares)
Series A and Series B
of
NEUBERGER BERMAN DIVIDEND ADVANTAGE FUND INC.
----------------------------
THE BANK OF NEW YORK
as Auction Agent
{PAGE}
This Auction Agency Agreement (this "Agreement"), dated as of ________,
2004, is between NEUBERGER BERMAN DIVIDEND ADVANTAGE FUND INC. (the "Fund") and
The Bank of
_____________
Bank of New York, – OF NEW YORK
as Auction Agent
{PAGE}
This Auction Agency Agreement (this "Agreement"), dated as of ________,
2004, is between NEUBERGER BERMAN DIVIDEND ADVANTAGE FUND INC. (the "Fund") and
The Bank of New York, a New York banking corporation.
The Fund proposes to issue three series of auction preferred shares,
par value $.0001 per share, designated Series A Preferred Shares and Series B
_____________
Bank of New York – Preferred Shares and Series B
Preferred Shares, liquidation preference $25,000 per share, ("Preferred
Shares"), pursuant to the Fund's Articles Supplementary (as defined below).
The Fund desires that The Bank of New York perform certain duties as
agent in connection with each Auction (as defined below) of Preferred Shares (in
such capacity, the "Auction Agent"), and as the transfer agent, registrar,
dividend
_____________
Bank of New York – agent and redemption agent with respect to the Preferred Shares
(in such capacity, the "Paying Agent"), upon the terms and conditions of this
Agreement, and the Fund hereby appoints The Bank of New York as said Auction
Agent and Paying Agent in accordance with those terms and conditions
(hereinafter generally referred to as the "Auction Agent," except in Sections 3
and 4 below).
NOW,
_____________
Bank of New York – this Agreement as a whole.
(d) All references herein to a particular time of day shall be to
New York City time.
(e) Regardless of the capacity in which The Bank of New York is
acting under this Agreement, the provisions of this Agreement that are of
general applicability (e.g. Sections I, V, VI and VII) shall apply to The Bank
of New
_____________
dt 1693002
;
 Kirkpatrick
As referenced in this Auction Agency Agreement:
Kirkpatrick & Lockhart
– number set forth below:
If to the Fund, Neuberger Berman Management Inc.
addressed to: Attn: Peter E. Sundman
605 Third Avenue
New York, New York 10158-0180
cc: Art Delibert
Kirkpatrick & Lockhart
1800 Massachusetts Avenue NW
Washington, DC 20036
If to the Auction Agent, The Bank of New York
addressed to: Corporate Trust Administration
100 Church Street, 8th Floor
New York,
_____________
dt 1524779
|
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Auction Agency Agreement
Auction Agency Agreement (88K)
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COHEN & STEERS PREMIUM INCOME REALTY FUND, INC.
----------
AUCTION AGENCY AGREEMENT
dated as of November ___, 2004
Relating
to Auction Market Preferred Shares (AMPS),
Series W28
of
COHEN & STEERS PREMIUM INCOME REALTY FUND, INC.
----------
THE BANK . . .
2517371
|
Cede
As referenced in this Auction Agency Agreement:
Cede & Co. – Share Certificates.
On the Date of Original Issue of the AMPS, one certificate for the series
of AMPS shall be issued by the Fund and registered in the name of Cede & Co. , as
nominee of the Securities Depository, and countersigned by the Paying Agent.
4.2 Registration of Transfer or Exchange of Shares.
Except as provided in this Section 4.2,
_____________
dt 1632732
;
|
BNY
As referenced in this Auction Agency Agreement:
BANK OF NEW YORK
– REALTY FUND, INC.
----------
AUCTION AGENCY AGREEMENT
dated as of November ___, 2004
Relating
to Auction Market Preferred Shares (AMPS),
Series W28
of
COHEN & STEERS PREMIUM INCOME REALTY FUND, INC.
----------
THE BANK OF NEW YORK
as Auction Agent
{Page}
This Auction Agency Agreement (this "Agreement"), dated as of November ___,
2004, is between COHEN & STEERS PREMIUM INCOME REALTY FUND, INC. (the "Fund")
and The
_____________
Bank of New York, – YORK
as Auction Agent
{Page}
This Auction Agency Agreement (this "Agreement"), dated as of November ___,
2004, is between COHEN & STEERS PREMIUM INCOME REALTY FUND, INC. (the "Fund")
and The Bank of New York, a New York banking corporation.
The Fund proposes to issue one series of preferred shares, par value $.001
per share, designated Series W28 Taxable Auction Market Preferred Shares,
liquidation
_____________
Bank of New York – Series W28 Taxable Auction Market Preferred Shares,
liquidation preference $25,000 per share (the "AMPS"), pursuant to the Fund's
Articles Supplementary (as defined below).
The Fund desires that The Bank of New York perform certain duties as agent
in connection with each Auction (as defined below) of AMPS (in such capacity,
the "Auction Agent"), and as the transfer agent, registrar, dividend paying
agent
_____________
Bank of New York – paying
agent and redemption agent with respect to the AMPS (in such capacity, the
"Paying Agent"), upon the terms and conditions of this Agreement, and the Fund
hereby appoints The Bank of New York as said Auction Agent and Paying Agent in
accordance with those terms and conditions (hereinafter generally referred to as
the "Auction Agent," except in Sections 3 and 4 below).
NOW,
_____________
Bank of New York – or other
financial institution appointed by the Fund advises results from the
implementation of the Auction Procedures. The Board of Directors of the Fund has
adopted a resolution appointing The Bank of New York as Auction Agent for
purposes of the Auction Procedures. The Auction Agent hereby accepts such
appointment and agrees that, on each Auction Date, it shall follow the
procedures set forth
_____________
dt 1693390
|
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Auction Agency Agreement
Auction Agency Agreement (56K)
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COHEN & STEERS PREMIUM INCOME REALTY FUND, INC.
----------
AUCTION AGENCY AGREEMENT
dated as of September ___, 2003
Relating
to Auction Market Preferred Shares (AMPS)
Series M28
of
COHEN & STEERS PREMIUM INCOME REALTY FUND, INC.
----------
THE BANK . . .
2517389
|
Cede
As referenced in this Auction Agency Agreement:
Cede & Co. – Certificates.
On the Date of Original Issue for any Preferred Share, one certificate for
each series of AMPS shall be issued by the Fund and registered in the name of
Cede & Co. , as nominee of the Securities Depository, and countersigned by the
Paying Agent.
4.2 Registration of Transfer or Exchange of Shares.
Except as provided in this Section 4.2,
_____________
dt 1632733
;
|
BNY
As referenced in this Auction Agency Agreement:
BANK OF NEW YORK
– REALTY FUND, INC.
----------
AUCTION AGENCY AGREEMENT
dated as of September ___, 2003
Relating
to Auction Market Preferred Shares (AMPS)
Series M28
of
COHEN & STEERS PREMIUM INCOME REALTY FUND, INC.
----------
THE BANK OF NEW YORK
as Auction Agent
{PAGE}
This Auction Agency Agreement (this "Agreement"), dated as of September ,
2003, is between COHEN & STEERS PREMIUM INCOME REALTY FUND, INC. (the "Fund")
and The Bank
_____________
Bank of New York, – NEW YORK
as Auction Agent
{PAGE}
This Auction Agency Agreement (this "Agreement"), dated as of September ,
2003, is between COHEN & STEERS PREMIUM INCOME REALTY FUND, INC. (the "Fund")
and The Bank of New York, a New York banking corporation.
The Fund proposes to issue one series of auction market preferred shares,
par value $.001 per share, designated Series M28 AMPS, liquidation preference
$25,
_____________
Bank of New York – 001 per share, designated Series M28 AMPS, liquidation preference
$25,000 per share (the "AMPS"), pursuant to the Fund's Articles Supplementary
(as defined below).
The Fund desires that The Bank of New York perform certain duties as agent
in connection with each Auction (as defined below) of AMPS (in such capacity,
the "Auction Agent"), and as the transfer agent, registrar, dividend paying
agent
_____________
Bank of New York – paying
agent and redemption agent with respect to the AMPS (in such capacity, the
"Paying Agent"), upon the terms and conditions of this Agreement, and the Fund
hereby appoints The Bank of New York as said Auction Agent and Paying Agent in
accordance with those terms and conditions (hereinafter generally referred to as
the "Auction Agent," except in Sections 3 and 4 below).
NOW,
_____________
Bank of
New York – or other financial institution appointed by the
Fund advises results from the implementation of the Auction Procedures. The
Board of Directors of the Fund has adopted a resolution appointing The Bank of
New York as Auction Agent for purposes of the Auction Procedures. The Auction
Agent hereby accepts such appointment and agrees that, on each Auction Date, it
shall follow the procedures set forth
_____________
dt 1693391
|
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Auction Agency Agreement
Auction Agency Agreement (57K)
Doc #2517399: Click preview link for longer preview.
COHEN & STEERS PREMIUM INCOME REALTY FUND, INC.
----------------------------
AUCTION AGENCY AGREEMENT
dated as of [ ], 2002
Relating
to Auction Market Preferred Shares (AMPS)
Series M, Series T, Series F and Series TH
of
COHEN & STEERS PREMIUM INCOME REALTY FUND, INC.
---------------------------- . . .
2517399
|
Cede
As referenced in this Auction Agency Agreement:
Cede & Co. – Certificates.
On the Date of Original Issue for any Preferred Share, one certificate
for each series of AMPS shall be issued by the Fund and registered in the name
of Cede & Co. , as nominee of the Securities Depository, and countersigned by the
Paying Agent.
7
{PAGE}
4.2 Registration of Transfer or Exchange of Shares.
Except as provided in this Section
_____________
dt 1632734
;
|
BNY
As referenced in this Auction Agency Agreement:
BANK OF NEW YORK
– AGREEMENT
dated as of [ ], 2002
Relating
to Auction Market Preferred Shares (AMPS)
Series M, Series T, Series F and Series TH
of
COHEN & STEERS PREMIUM INCOME REALTY FUND, INC.
----------------------------
THE BANK OF NEW YORK
as Auction Agent
{PAGE}
This Auction Agency Agreement (this "Agreement"), dated as of [ ],
2002, is between COHEN & STEERS PREMIUM INCOME REALTY, INC. (the "Fund") and The
Bank of New
_____________
Bank of New York, – BANK OF NEW YORK
as Auction Agent
{PAGE}
This Auction Agency Agreement (this "Agreement"), dated as of [ ],
2002, is between COHEN & STEERS PREMIUM INCOME REALTY, INC. (the "Fund") and The
Bank of New York, a New York banking corporation.
The Fund proposes to issue four series of auction market preferred shares,
par value $.001 per share, designated Series M Preferred Shares, liquidation
preference $
_____________
Bank of New York – share, and Series TH Preferred Shares, liquidation preference $25,000 per share
(collectively, the "AMPS"), pursuant to the Fund's Articles Supplementary (as
defined below).
The Fund desires that The Bank of New York perform certain duties as agent
in connection with each Auction (as defined below) of AMPS (in such capacity,
the "Auction Agent"), and as the transfer agent, registrar, dividend paying
agent
_____________
Bank of New York – paying
agent and redemption agent with respect to the AMPS (in such capacity, the
"Paying Agent"), upon the terms and conditions of this Agreement, and the Fund
hereby appoints The Bank of New York as said Auction Agent and Paying Agent in
accordance with those terms and conditions (hereinafter generally referred to as
the "Auction Agent," except in Sections 3 and 4 below).
NOW,
_____________
Bank of
New York – or other financial institution appointed by the
Fund advises results from the implementation of the Auction Procedures. The
Board of Directors of the Fund has adopted a resolution appointing The Bank of
New York as Auction Agent for purposes of the Auction Procedures. The Auction
Agent hereby accepts such appointment and agrees that, on each Auction Date, it
shall follow the procedures set forth
_____________
dt 1693394
|
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Auction Agent Agreement
Auction Agent Agreement (58K)
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AUCTION AGENT AGREEMENT
between
EATON VANCE TAX-ADVANTAGED DIVIDEND INCOME FUND
and
DEUTSCHE BANK TRUST COMPANY AMERICAS
Dated as of November [ ], 2003
Relating to
AUCTION PREFERRED SHARES
SERIES A, SERIES B, SERIES C, SERIES D, SERIES E
SERIES F & SERIES G
of
EATON VANCE TAX-ADVANTAGED DIVIDEND INCOME FUND
{PAGE}
TABLE OF CONTENTS
{TABLE}
{CAPTION}
Page
----
{S} {C} {C}
1. DEFINITIONS AND RULES OF CONSTRUCTION..........................................................2
1.1 Terms Defined by Reference to the Amended By-laws.....................................2
1.2 Terms Defined Herein..................................................................2
1.3 Rules of Construction.................................................................3
2. THE AUCTION....................................................................................3
2.1 Purpose; Incorporation by Reference of Auction Procedures and Settlement Procedures..3
2.2 Preparation for Each Auction; Maintenance of Registry of Existing Holders.............4
2.3 Auction Schedule......................................................................8
2.4 Notice of Auction Results.............................................................9
2.5 Broker-Dealers........................................................................9
2.6 Ownership of Shares of APS and Submission of Bids by the Trust and its Affiliates....10
2.7 Access to and Maintenance of Auction Records.........................................10
3. THE AUCTION AGENT AS PAYING AGENT.............................................................11
3.1 The Paying Agent.....................................................................11
3.2 The Trust's Notices to the Paying Agent..............................................11
3.3 The Trust to Provide Funds for Dividends, Redemptions and Additional Dividends.......12
3.4 Disbursing Dividends, Redemption Price and Additional Dividends......................12
4. THE PAYING AGENT AS TRANSFER AGENT AND REGISTRAR..............................................13
4.1 Original Issue of Stock Certificates.................................................13
4.2 Registration of Transfer or Exchange of Shares.......................................13
4.3 Removal of Legend....................................................................13
4.4 Lost, Stolen or Destroyed Stock Certificates.........................................14
4.5 Disposition of Canceled Certificates; Record Retention...............................14
4.6 Stock Register.......................................................................15
4.7 Return of Funds......................................................................15
5. REPRESENTATIONS AND WARRANTIES................................................................15
5.1 Representations and Warranties of the Trust..........................................15
5.2 Representations and Warranties of the Auction Agent..................................16
6. THE AUCTION AGENT.............................................................................17
6.1 Duties and Responsibilities..........................................................17
6.2 Rights of the Auction Agent..........................................................17
6.3 Auction Agent's Disclaimer...........................................................18
6.4 Compensation, Expenses and Indemnification...........................................18
7. MISCELLANEOUS.................................................................................19
7.1 Term of Agreement....................................................................19
7.2 Communications.......................................................................19
{/TABLE}
i
{PAGE}
{TABLE}
{S} {C} {C}
7.3 Entire Agreement.....................................................................19
7.4 Benefits.............................................................................20
7.5 Amendment; Waiver....................................................................20
7.6 Successors and Assigns...............................................................20
7.7 Severability.........................................................................20
7.8 Execution in Counterparts............................................................21
7.9 Governing Law........................................................................21
7.10 Limitation of Liability..............................................................21
{/TABLE}
ii
{PAGE}
THIS AUCTION AGENT AGREEMENT, dated as of November [ ], 2003, is between
EATON VANCE TAX-ADVANTAGED DIVIDEND INCOME FUND, a Massachusetts business trust
(the "Trust"), and DEUTSCHE BANK TRUST COMPANY AMERICAS, a New York banking
corporation.
The Trust proposes to issue [ ] preferred shares of beneficial interest,
par value $.01 per share, liquidation preference $25,000 per share, designated
Series A Auction Preferred Shares, [ ] preferred shares of beneficial interest,
par value $.01 per share, designated Series B Auction Preferred Shares, [ ]
preferred shares of beneficial interest, par value $.01 per share, designated
Series C Auction Preferred Share, [ ] preferred shares of beneficial interest,
par value $.01 per share, designated Series D Auction Preferred Shares, [ ]
preferred shares of beneficial interest, par value $.01 per share, designated
Series E Auction Preferred Shares, [ ] preferred shares of beneficial interest,
par value $.01 per share, designated Series F Auction Preferred Shares, and [ ]
preferred shares of beneficial interest, par value $.01 per share, designated
Series G Auction Preferred Shares (collectively, the "APS"), pursuant to the
Trust's Amended By-laws (as defined below). The Trust desires that Deutsche Bank
Trust Company Americas perform certain duties as agent in connection with each
Auction of shares of APS (in such capacity, the "Auction Agent"), and as the
transfer agent, registrar, dividend disbursing agent and redemption agent with
respect to the shares of APS (in such capacity, the "Paying Agent"), upon the
terms and conditions of this Agreement, and the Trust hereby appoints Deutsche
Bank Trust Company Americas as said Auction Agent and Paying Agent in accordance
with those terms and conditions (hereinafter generally referred to as the
"Auction Agent," except in Sections 3 and 4 below).
A separate Auction (as defined below) will be conducted for each series of
APS. The Trust desires that Deutsche Bank Trust Company Americas perform certain
duties as agent in connection with each Auction of shares of APS (in such
capacity, the "Auction Agent"), and as the transfer agent, registrar, dividend
disbursing agent and redemption agent with respect to the shares of APS (in such
capacity, the "Paying Agent"), upon the terms and conditions of this Agreement,
and the Trust hereby appoints Deutsche Bank Trust Company Americas as said
Auction Agent and Paying Agent in accordance with those terms and conditions
(hereinafter generally referred to as the "Auction Agent," except in Sections 3
and 4 below).
NOW, THEREFORE, in consideration of the premises and the mutual covenants
contained herein, the Trust and the Auction Agent agree as follows:
169033
|
Cede
As referenced in this Auction Agent Agreement:
Cede & Co – any, of APS shall be issued by the Trust and registered in the
name of Cede & Co ., as nominee of the Securities Depository, and countersigned
by the Paying Agent. The Trust
dt 38935
;
DB Trust
As referenced in this Auction Agent Agreement:
DEUTSCHE BANK TRUST CO – txt
{DESCRIPTION}FORM OF AUCTION AGREEMENT
{TEXT}
{PAGE}
Exhibit (k)(6)
AUCTION AGENT AGREEMENT
between
EATON VANCE TAX-ADVANTAGED DIVIDEND INCOME FUND
and
DEUTSCHE BANK TRUST CO MPANY AMERICAS
Dated as of November [ ], 2003
Relating to
AUCTION PREFERRED SHARES
SERIES A, SERIES B, SERIES C, SERIES D, SERIES E
SERIES
_____________
DEUTSCHE BANK TRUST CO – AGENT AGREEMENT, dated as of November [ ], 2003, is between
EATON VANCE TAX-ADVANTAGED DIVIDEND INCOME FUND, a Massachusetts business trust
(the "Trust"), and DEUTSCHE BANK TRUST CO MPANY AMERICAS, a New York banking
corporation.
The Trust proposes to issue [ ] preferred shares of beneficial interest,
par value $.01 per share, liquidation
_____________
Deutsche Bank
Trust Co – Series G Auction Preferred Shares (collectively, the "APS"), pursuant to the
Trust's Amended By-laws (as defined below). The Trust desires that Deutsche Bank
Trust Co mpany Americas perform certain duties as agent in connection with each
Auction of shares of APS (in such capacity, the "Auction Agent"), and
_____________
Deutsche
Bank Trust Co – the shares of APS (in such capacity, the "Paying Agent"), upon the
terms and conditions of this Agreement, and the Trust hereby appoints Deutsche
Bank Trust Co mpany Americas as said Auction Agent and Paying Agent in accordance
with those terms and conditions (hereinafter generally referred to as the
"Auction
_____________
Deutsche Bank Trust Co – Sections 3 and 4 below).
A separate Auction (as defined below) will be conducted for each series of
APS. The Trust desires that Deutsche Bank Trust Co mpany Americas perform certain
duties as agent in connection with each Auction of shares of APS (in such
capacity, the "Auction Agent"), and
_____________
dt 113825
;
Salomon
As referenced in this Auction Agent Agreement:
Salomon Smith Barney, – without the prior
written approval of the Auction Agent, which approval shall not be withheld
unreasonably. The Trust may designate an Affiliate or Salomon Smith Barney, Inc.
to act as a Broker-Dealer.
9
{PAGE}
(3) The Auction Agent shall terminate any Broker-Dealer Agreement as set
forth
_____________
dt 87479
;
|
Smith Barney
As referenced in this Auction Agent Agreement:
Smith Barney, Inc – the prior
written approval of the Auction Agent, which approval shall not be withheld
unreasonably. The Trust may designate an Affiliate or Salomon Smith Barney, Inc .
to act as a Broker-Dealer.
9
{PAGE}
(3) The Auction Agent shall terminate any Broker-Dealer Agreement as set
forth therein
_____________
dt 143301
;
Eaton Vance Tax-Advantaged Dividend Income Fund;
Eaton Vance Tax Advantaged Dividend Income Fund
|
Preview
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Auction Agent Agreement
Auction Agent Agreement (58K)
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AUCTION AGENT AGREEMENT
between
EATON VANCE INSURED [STATE] MUNICIPAL BOND FUND
and
DEUTSCHE BANK TRUST COMPANY AMERICAS
Dated as of January 15, 2003
Relating to
AUCTION PREFERRED SHARES
SERIES A
of
EATON VANCE INSURED [STATE] MUNICIPAL BOND FUND
{PAGE}
TABLE OF CONTENTS
{TABLE}
{CAPTION}
Page
{S} {C}
1. DEFINITIONS AND RULES OF CONSTRUCTION......................................................... 1
1.1 Terms Defined by Reference to the Amended By-laws.................................... 1
1.2 Terms Defined Herein................................................................. 2
1.3 Rules of Construction................................................................ 3
2. THE AUCTION................................................................................... 3
2.1 Purpose; Incorporation by Reference of Auction Procedures and Settlement Procedures. 3
2.2 Preparation for Each Auction; Maintenance of Registry of Existing Holders............ 4
2.3 Auction Schedule..................................................................... 8
2.4 Notice of Auction Results............................................................ 9
2.5 Broker-Dealers....................................................................... 9
2.6 Ownership of Shares of APS and Submission of Bids by the Trust and its Affiliates.... 10
2.7 Access to and Maintenance of Auction Records......................................... 10
3. THE AUCTION AGENT AS PAYING AGENT............................................................. 11
3.1 The Paying Agent..................................................................... 11
3.2 The Trust's Notices to the Paying Agent.............................................. 11
3.3 The Trust to Provide Funds for Dividends, Redemptions and Additional Dividends....... 12
3.4 Disbursing Dividends, Redemption Price and Additional Dividends...................... 12
4. THE PAYING AGENT AS TRANSFER AGENT AND REGISTRAR.............................................. 14
4.1 Original Issue of Stock Certificates................................................. 14
4.2 Registration of Transfer or Exchange of Shares....................................... 14
4.3 Removal of Legend.................................................................... 14
4.4 Lost, Stolen or Destroyed Stock Certificates......................................... 15
4.5 Disposition of Canceled Certificates; Record Retention............................... 15
4.5 Stock Register....................................................................... 16
4.6 Return of Funds...................................................................... 16
5. REPRESENTATIONS AND WARRANTIES................................................................ 16
5.1 Representations and Warranties of the Trust.......................................... 16
5.2 Representations and Warranties of the Auction Agent.................................. 17
6. THE AUCTION AGENT............................................................................. 19
6.1 Duties and Responsibilities.......................................................... 19
6.2 Rights of the Auction Agent.......................................................... 19
6.3 Auction Agent's Disclaimer........................................................... 20
6.4 Compensation, Expenses and Indemnification........................................... 20
7. MISCELLANEOUS................................................................................. 20
7.1 Term of Agreement.................................................................... 20
{/TABLE}
i
{PAGE}
{TABLE}
{S} {C}
7.2 Communications....................................................................... 21
7.3 Entire Agreement..................................................................... 22
7.4 Benefits............................................................................. 22
7.5 Amendment; Waiver.................................................................... 22
7.6 Successors and Assigns............................................................... 23
7.7 Severability......................................................................... 23
7.8 Execution in Counterparts............................................................ 23
7.9 Governing Law........................................................................ 23
7.10 Limitation of Liability.............................................................. 23
{/TABLE}
ii
{PAGE}
THIS AUCTION AGENT AGREEMENT, dated as of January 15, 2003, is between
EATON VANCE INSURED [STATE] MUNICIPAL BOND FUND, a Massachusetts business trust
(the "Trust"), and DEUTSCHE BANK TRUST COMPANY AMERICAS, a New York banking
corporation.
The Trust proposes to issue [ ] preferred shares of beneficial
interest, par value $.01 per share, liquidation preference $25,000 per share,
designated Series A Auction Preferred Shares (the "APS"), pursuant to the
Trust's Amended By-laws (as defined below). The Trust desires that Deutsche Bank
Trust Company Americas perform certain duties as agent in connection with each
Auction of shares of APS (in such capacity, the "Auction Agent"), and as the
transfer agent, registrar, dividend disbursing agent and redemption agent with
respect to the shares of APS (in such capacity, the "Paying Agent"), upon the
terms and conditions of this Agreement, and the Trust hereby appoints Deutsche
Bank Trust Company Americas as said Auction Agent and Paying Agent in accordance
with those terms and conditions (hereinafter generally referred to as the
"Auction Agent," except in Sections 3 and 4 below).
The Trust desires that Deutsche Bank Trust Company Americas perform
certain duties as agent in connection with each Auction of shares of APS (in
such capacity, the "Auction Agent"), and as the transfer agent, registrar,
dividend disbursing agent and redemption agent with respect to the shares of APS
(in such capacity, the "Paying Agent"), upon the terms and conditions of this
Agreement, and the Trust hereby appoints Deutsche Bank Trust Company Americas as
said Auction Agent and Paying Agent in accordance with those terms and
conditions (hereinafter generally referred to as the "Auction Agent," except in
Sections 3 and 4 below).
NOW, THEREFORE, in consideration of the premises and the mutual covenants
contained herein, the Trust and the Auction Agent agree as follows:
1. DEFINITIONS AND RULES OF CONSTRUCTION.
1.1 Terms Defined by Reference to the Amended By-laws.
Capitalized terms not defined herein shall have the respective
meanings specified in the Amended By-laws.
174740
|
Cede
As referenced in this Auction Agent Agreement:
Cede & Co – any, of APS shall be issued by the Trust and registered in the
name of Cede & Co ., as nominee of the Securities Depository, and countersigned
by the Paying Agent. The Trust
dt 38996
;
DB Trust
As referenced in this Auction Agent Agreement:
DEUTSCHE BANK TRUST CO – txt
{DESCRIPTION}FORM OF AUCTION AGREEMENT
{TEXT}
{PAGE}
Exhibit (k)(5)
AUCTION AGENT AGREEMENT
between
EATON VANCE INSURED [STATE] MUNICIPAL BOND FUND
and
DEUTSCHE BANK TRUST CO MPANY AMERICAS
Dated as of January 15, 2003
Relating to
AUCTION PREFERRED SHARES
SERIES A
of
EATON VANCE INSURED [STATE] MUNICIPAL BOND FUND
{
_____________
DEUTSCHE BANK TRUST CO – AGREEMENT, dated as of January 15, 2003, is between
EATON VANCE INSURED [STATE] MUNICIPAL BOND FUND, a Massachusetts business trust
(the "Trust"), and DEUTSCHE BANK TRUST CO MPANY AMERICAS, a New York banking
corporation.
The Trust proposes to issue [ ] preferred shares of beneficial
interest, par value $.01 per share, liquidation
_____________
Deutsche Bank
Trust Co – designated Series A Auction Preferred Shares (the "APS"), pursuant to the
Trust's Amended By-laws (as defined below). The Trust desires that Deutsche Bank
Trust Co mpany Americas perform certain duties as agent in connection with each
Auction of shares of APS (in such capacity, the "Auction Agent"), and
_____________
Deutsche
Bank Trust Co – the shares of APS (in such capacity, the "Paying Agent"), upon the
terms and conditions of this Agreement, and the Trust hereby appoints Deutsche
Bank Trust Co mpany Americas as said Auction Agent and Paying Agent in accordance
with those terms and conditions (hereinafter generally referred to as the
"Auction
_____________
Deutsche Bank Trust Co – those terms and conditions (hereinafter generally referred to as the
"Auction Agent," except in Sections 3 and 4 below).
The Trust desires that Deutsche Bank Trust Co mpany Americas perform
certain duties as agent in connection with each Auction of shares of APS (in
such capacity, the "Auction Agent"), and
_____________
dt 113849
;
Salomon
As referenced in this Auction Agent Agreement:
Salomon Smith Barney, – prior
written approval of the Auction Agent, which approval shall not be withheld
9
{PAGE}
unreasonably. The Trust may designate an Affiliate or Salomon Smith Barney, Inc.
to act as a Broker-Dealer.
(3) The Auction Agent shall terminate any Broker-Dealer Agreement as set
forth therein if
_____________
dt 87497
;
|
Smith Barney
As referenced in this Auction Agent Agreement:
Smith Barney, Inc – written approval of the Auction Agent, which approval shall not be withheld
9
{PAGE}
unreasonably. The Trust may designate an Affiliate or Salomon Smith Barney, Inc .
to act as a Broker-Dealer.
(3) The Auction Agent shall terminate any Broker-Dealer Agreement as set
forth therein if so
_____________
dt 143306
;
Eaton Vance Insured [State] Municipal Bond Fund;
Eaton Vance Insured California Municipal Bond Fund II
|
Preview
Full Doc
| 2003 |
Auction Agent Agreement
Auction Agent Agreement (58K)
Doc #174741: Click preview link for longer preview.
AUCTION AGENT AGREEMENT
between
EATON VANCE INSURED MUNICIPAL BOND FUND II
and
DEUTSCHE BANK TRUST COMPANY AMERICAS
Dated as of January 15, 2003
Relating to
AUCTION PREFERRED SHARES
SERIES A AND SERIES B
of
EATON VANCE INSURED MUNICIPAL BOND FUND II
{PAGE}
TABLE OF CONTENTS
{TABLE}
{CAPTION}
Page
----
{S} {C} {C}
1. DEFINITIONS AND RULES OF CONSTRUCTION..........................................................1
1.1 Terms Defined by Reference to the Amended By-laws.....................................1
1.2 Terms Defined Herein..................................................................2
1.3 Rules of Construction.................................................................3
2. THE AUCTION....................................................................................3
2.1 Purpose; Incorporation by Reference of Auction Procedures and Settlement Procedures..3
2.2 Preparation for Each Auction; Maintenance of Registry of Existing Holders.............4
2.3 Auction Schedule......................................................................8
2.4 Notice of Auction Results.............................................................9
2.5 Broker-Dealers........................................................................9
2.6 Ownership of Shares of APS and Submission of Bids by the Trust and its Affiliates....10
2.7 Access to and Maintenance of Auction Records.........................................10
3. THE AUCTION AGENT AS PAYING AGENT.............................................................11
3.1 The Paying Agent.....................................................................11
3.2 The Trust's Notices to the Paying Agent..............................................11
3.3 The Trust to Provide Funds for Dividends, Redemptions and Additional Dividends.......12
3.4 Disbursing Dividends, Redemption Price and Additional Dividends......................12
4. THE PAYING AGENT AS TRANSFER AGENT AND REGISTRAR..............................................13
4.1 Original Issue of Stock Certificates.................................................13
4.2 Registration of Transfer or Exchange of Shares.......................................13
4.3 Removal of Legend....................................................................14
4.4 Lost, Stolen or Destroyed Stock Certificates.........................................14
4.5 Disposition of Canceled Certificates; Record Retention...............................14
4.5 Stock Register.......................................................................15
4.6 Return of Funds......................................................................15
5. REPRESENTATIONS AND WARRANTIES................................................................15
5.1 Representations and Warranties of the Trust..........................................15
5.2 Representations and Warranties of the Auction Agent..................................17
6. THE AUCTION AGENT.............................................................................17
6.1 Duties and Responsibilities..........................................................17
6.2 Rights of the Auction Agent..........................................................17
6.3 Auction Agent's Disclaimer...........................................................18
6.4 Compensation, Expenses and Indemnification...........................................18
7. MISCELLANEOUS.................................................................................19
7.1 Term of Agreement....................................................................19
{/TABLE}
i
{PAGE}
{TABLE}
{CAPTION}
{S} {C}
7.2 Communications.......................................................................20
7.3 Entire Agreement.....................................................................20
7.4 Benefits.............................................................................21
7.5 Amendment; Waiver....................................................................21
7.6 Successors and Assigns...............................................................21
7.7 Severability.........................................................................21
7.8 Execution in Counterparts............................................................22
7.9 Governing Law........................................................................22
7.10 Limitation of Liability..............................................................22
{/TABLE}
ii
{PAGE}
THIS AUCTION AGENT AGREEMENT, dated as of January 15, 2003, is between
EATON VANCE INSURED MUNICIPAL BOND FUND II, a Massachusetts business trust (the
"Trust"), and DEUTSCHE BANK TRUST COMPANY AMERICAS, a New York banking
corporation.
The Trust proposes to issue [ ] preferred shares of beneficial interest,
par value $.01 per share, liquidation preference $25,000 per share, designated
Series A Auction Preferred Shares and [ ] preferred shares of beneficial
interest, par value $.01 per share, designated Series B Auction Preferred Shares
(collectively, the "APS"), pursuant to the Trust's Amended By-laws (as defined
below). The Trust desires that Deutsche Bank Trust Company Americas perform
certain duties as agent in connection with each Auction of shares of APS (in
such capacity, the "Auction Agent"), and as the transfer agent, registrar,
dividend disbursing agent and redemption agent with respect to the shares of APS
(in such capacity, the "Paying Agent"), upon the terms and conditions of this
Agreement, and the Trust hereby appoints Deutsche Bank Trust Company Americas as
said Auction Agent and Paying Agent in accordance with those terms and
conditions (hereinafter generally referred to as the "Auction Agent," except in
Sections 3 and 4 below).
A separate Auction (as defined below) will be conducted for each series of
APS. The Trust desires that Deutsche Bank Trust Company Americas perform certain
duties as agent in connection with each Auction of shares of APS (in such
capacity, the "Auction Agent"), and as the transfer agent, registrar, dividend
disbursing agent and redemption agent with respect to the shares of APS (in such
capacity, the "Paying Agent"), upon the terms and conditions of this Agreement,
and the Trust hereby appoints Deutsche Bank Trust Company Americas as said
Auction Agent and Paying Agent in accordance with those terms and conditions
(hereinafter generally referred to as the "Auction Agent," except in Sections 3
and 4 below).
NOW, THEREFORE, in consideration of the premises and the mutual covenants
contained herein, the Trust and the Auction Agent agree as follows:
1. DEFINITIONS AND RULES OF CONSTRUCTION.
1.1 Terms Defined by Reference to the Amended By-laws.
174741
|
Cede
As referenced in this Auction Agent Agreement:
Cede & Co – any, of APS shall be issued by the Trust and registered in the
name of Cede & Co ., as nominee of the Securities Depository, and countersigned
by the Paying Agent. The Trust
dt 38997
;
DB Trust
As referenced in this Auction Agent Agreement:
DEUTSCHE BANK TRUST CO – txt
{DESCRIPTION}FORM OF AUCTION AGREEMENT
{TEXT}
{PAGE}
EXHIBIT (K)(5)
AUCTION AGENT AGREEMENT
between
EATON VANCE INSURED MUNICIPAL BOND FUND II
and
DEUTSCHE BANK TRUST CO MPANY AMERICAS
Dated as of January 15, 2003
Relating to
AUCTION PREFERRED SHARES
SERIES A AND SERIES B
of
EATON VANCE INSURED MUNICIPAL
_____________
DEUTSCHE BANK TRUST CO – AGREEMENT, dated as of January 15, 2003, is between
EATON VANCE INSURED MUNICIPAL BOND FUND II, a Massachusetts business trust (the
"Trust"), and DEUTSCHE BANK TRUST CO MPANY AMERICAS, a New York banking
corporation.
The Trust proposes to issue [ ] preferred shares of beneficial interest,
par value $.01 per share, liquidation
_____________
Deutsche Bank Trust Co – Series B Auction Preferred Shares
(collectively, the "APS"), pursuant to the Trust's Amended By-laws (as defined
below). The Trust desires that Deutsche Bank Trust Co mpany Americas perform
certain duties as agent in connection with each Auction of shares of APS (in
such capacity, the "Auction Agent"), and
_____________
Deutsche Bank Trust Co – the shares of APS
(in such capacity, the "Paying Agent"), upon the terms and conditions of this
Agreement, and the Trust hereby appoints Deutsche Bank Trust Co mpany Americas as
said Auction Agent and Paying Agent in accordance with those terms and
conditions (hereinafter generally referred to as the "Auction
_____________
Deutsche Bank Trust Co – Sections 3 and 4 below).
A separate Auction (as defined below) will be conducted for each series of
APS. The Trust desires that Deutsche Bank Trust Co mpany Americas perform certain
duties as agent in connection with each Auction of shares of APS (in such
capacity, the "Auction Agent"), and
_____________
dt 113850
;
Salomon
As referenced in this Auction Agent Agreement:
Salomon Smith Barney, – without the prior
written approval of the Auction Agent, which approval shall not be withheld
unreasonably. The Trust may designate an Affiliate or Salomon Smith Barney, Inc.
to act as a Broker-Dealer.
(3) The Auction Agent shall terminate any Broker-Dealer Agreement as set
forth therein if
_____________
dt 87498
;
|
Smith Barney
As referenced in this Auction Agent Agreement:
Smith Barney, Inc – the prior
written approval of the Auction Agent, which approval shall not be withheld
unreasonably. The Trust may designate an Affiliate or Salomon Smith Barney, Inc .
to act as a Broker-Dealer.
(3) The Auction Agent shall terminate any Broker-Dealer Agreement as set
forth therein if so
_____________
dt 143307
;
Eaton Vance Insured Municipal Bond Fund II
|
Preview
Full Doc
| 2003 |
Auction Agent Agreement
Auction Agent Agreement (57K)
Doc #2161790: Click preview link for longer preview.
AUCTION AGENT AGREEMENT
between
PREFERRED AND CORPORATE INCOME STRATEGIES FUND, INC.
and
THE BANK OF NEW YORK
Dated as of , 2003
Relating to
AUCTION MARKET PREFERRED STOCK
("AMPS"),
Series M7 and Series T7
of
. . .
2161790
|
Cede
As referenced in this Auction Agent Agreement:
Cede & Co. – On the Date of Original Issue for any share of AMPS, one certificate for
each series of AMPS shall be issued by the Company and registered in the name of
Cede & Co. , as nominee of the Securities Depository, and countersigned by the
Paying Agent. The Company will give the Auction Agent prior written notice and
instruction as to the issuance and
_____________
dt 1631723
;
|
BNY
As referenced in this Auction Agent Agreement:
BANK OF NEW YORK
– 99.(K)(4)
{SEQUENCE}4
{FILENAME}e15484ex_k4.txt
{DESCRIPTION}AUCTION AGENT AGREEMENT
{TEXT}
Exhibit 99(k)(4)
================================================================================
AUCTION AGENT AGREEMENT
between
PREFERRED AND CORPORATE INCOME STRATEGIES FUND, INC.
and
THE BANK OF NEW YORK
Dated as of , 2003
Relating to
AUCTION MARKET PREFERRED STOCK
("AMPS"),
Series M7 and Series T7
of
PREFERRED AND CORPORATE INCOME STRATEGIES FUND, INC.
================================================================================
{PAGE}
THIS AUCTION AGENT AGREEMENT,
_____________
BANK OF NEW YORK, – CORPORATE INCOME STRATEGIES FUND, INC.
================================================================================
{PAGE}
THIS AUCTION AGENT AGREEMENT, dated as of , 2003, is between PREFERRED AND
CORPORATE INCOME STRATEGIES FUND, INC., a Maryland corporation (the "Company"),
and THE BANK OF NEW YORK, a New York banking corporation.
The Company proposes to duly authorize and issue 2,730 shares of Auction
Market Preferred Stock, Series M7 ("Series M7 AMPS") and 2,730
_____________
Bank of New York – T7 AMPS are sometimes referred to together herein as the
"AMPS." A separate Auction (as defined below) will be conducted for each series
of AMPS. The Company desires that The Bank of New York perform certain duties as
agent in connection with each Auction of shares of AMPS (in such capacity, the
"Auction Agent"), and as the transfer agent, registrar, dividend disbursing
agent and
_____________
Bank of New York – and redemption agent with respect to the shares of AMPS (in such capacity,
the "Paying Agent"), upon the terms and conditions of this Agreement, and the
Company hereby appoints The Bank of New York as said Auction Agent and Paying
Agent in accordance with those terms and conditions (hereinafter generally
referred to as the "Auction Agent," except in Sections 3 and 4 below).
NOW,
_____________
Bank of New York – company or
other financial institution appointed by the Company advises results
from implementation of the Auction Procedures. The Board of
Directors of the Company has adopted a resolution appointing The
Bank of New York as Auction Agent for purposes of the Auction
Procedures. The Auction Agent hereby accepts such appointment and
agrees that, on each Auction Date, it shall follow the procedures
set forth
_____________
dt 1594883
|
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Full Doc
| 2003 |
Auction Agent Agreement
Auction Agent Agreement (55K)
Doc #2161802: Click preview link for longer preview.
AUCTION AGENT AGREEMENT
between
PREFERRED AND CORPORATE INCOME STRATEGIES FUND, INC.
and
THE BANK OF NEW YORK
Dated as of , 2003
Relating to
AUCTION MARKET PREFERRED STOCK
("AMPS"),
Series M[ ], Series T[ ], Series W[ ], Series TH[ ] and Series F[ ]
. . .
2161802
|
Cede
As referenced in this Auction Agent Agreement:
Cede & Co. – On the Date of Original Issue for any share of AMPS, one certificate for
each series of AMPS shall be issued by the Company and registered in the name of
Cede & Co. , as nominee of
10
{PAGE}
the Securities Depository, and countersigned by the Paying Agent. The Company
will give the Auction Agent prior written notice and instruction as to the
_____________
dt 1631725
;
|
BNY
As referenced in this Auction Agent Agreement:
BANK OF NEW YORK
– TYPE}EX-99.(K)(4)
{SEQUENCE}6
{FILENAME}e15093ex99_k4.txt
{DESCRIPTION}AUCTION AGREEMENT
{TEXT}
Exhibit (k)(4)
================================================================================
AUCTION AGENT AGREEMENT
between
PREFERRED AND CORPORATE INCOME STRATEGIES FUND, INC.
and
THE BANK OF NEW YORK
Dated as of , 2003
Relating to
AUCTION MARKET PREFERRED STOCK
("AMPS"),
Series M[ ], Series T[ ], Series W[ ], Series TH[ ] and Series F[ ]
of
PREFERRED AND CORPORATE INCOME STRATEGIES FUND,
_____________
BANK OF NEW YORK, – CORPORATE INCOME STRATEGIES FUND, INC.
================================================================================
{PAGE}
THIS AUCTION AGENT AGREEMENT, dated as of , 2003, is
between PREFERRED AND CORPORATE INCOME STRATEGIES FUND, INC., a Maryland
corporation (the "Company"), and THE BANK OF NEW YORK, a New York banking
corporation.
The Company proposes to duly authorize and issue ____ shares of Auction
Market Preferred Stock, Series M[ ] ("Series M[ ] AMPS"), with ____ shares of
_____________
Bank of New York – F[ ] AMPS are sometimes referred to together herein as the
"AMPS." A separate Auction (as defined below) will be conducted for each series
of AMPS. The Company desires that The Bank of New York perform certain duties as
agent in connection with each Auction of shares of AMPS (in such capacity, the
"Auction Agent"), and as the transfer agent, registrar, dividend disbursing
agent and
_____________
Bank of New York – and redemption agent with respect to the shares of AMPS (in such capacity,
the "Paying Agent"), upon the terms and conditions of this Agreement, and the
Company hereby appoints The Bank of New York as said Auction Agent and Paying
Agent in accordance with those terms and conditions (hereinafter generally
referred to as the "Auction Agent," except in Sections 3 and 4 below).
NOW,
_____________
Bank of New York
– company or other
financial institution appointed by the Company advises results from
implementation of the Auction Procedures. The Board of Directors of
the Company has adopted a resolution appointing The Bank of New York
as Auction Agent for purposes of the Auction Procedures. The Auction
Agent hereby accepts such appointment and agrees that, on each
Auction Date, it shall follow the procedures set
_____________
dt 1594885
|
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Auction Agent Agreement
Auction Agent Agreement (57K)
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AUCTION AGENT AGREEMENT
between
PREFERRED INCOME STRATEGIES FUND, INC.
and
THE BANK OF NEW YORK
Dated as of May , 2003
Relating to
AUCTION MARKET PREFERRED STOCK
("AMPS"),
Series M7, Series T7, Series W7, Series TH7, Series F7,
Series W28 . . .
2162234
|
Cede
As referenced in this Auction Agent Agreement:
Cede & Co. – On the Date of Original Issue for any share of AMPS, one certificate for
each series of AMPS shall be issued by the Company and registered in the name of
Cede & Co. , as nominee of the Securities Depository, and countersigned by the
Paying Agent. The Company will give the Auction Agent prior written notice and
instruction as to the issuance and
_____________
dt 1631728
;
|
BNY
As referenced in this Auction Agent Agreement:
BANK OF NEW YORK
– DOCUMENT}
{TYPE}EX-99.(K)(4)
{SEQUENCE}4
{FILENAME}e14768ex_k4.txt
{DESCRIPTION}AUCTION AGENT AGREEMENT
{TEXT}
Exhibit (k)(4)
================================================================================
AUCTION AGENT AGREEMENT
between
PREFERRED INCOME STRATEGIES FUND, INC.
and
THE BANK OF NEW YORK
Dated as of May , 2003
Relating to
AUCTION MARKET PREFERRED STOCK
("AMPS"),
Series M7, Series T7, Series W7, Series TH7, Series F7,
Series W28 and Series TH28
of
PREFERRED
_____________
BANK OF NEW YORK, – of
PREFERRED INCOME STRATEGIES FUND, INC.
================================================================================
{PAGE}
THIS AUCTION AGENT AGREEMENT, dated as of May , 2003, is between
PREFERRED INCOME STRATEGIES FUND, INC., a Maryland corporation (the "Company"),
and THE BANK OF NEW YORK, a New York banking corporation.
The Company proposes to duly authorize and issue 2,800 shares of Auction
Market Preferred Stock, Series M7 ("Series M7 AMPS"), with 2,800
_____________
Bank of New York
– TH28 AMPS are sometimes referred to
together herein as the "AMPS." A separate Auction (as defined below) will be
conducted for each series of AMPS. The Company desires that The Bank of New York
perform certain duties as agent in connection with each Auction of shares of
AMPS (in such capacity, the "Auction Agent"), and as the transfer agent,
registrar, dividend disbursing agent
_____________
Bank of New
York – and redemption agent with respect to the
shares of AMPS (in such capacity, the "Paying Agent"), upon the terms and
conditions of this Agreement, and the Company hereby appoints The Bank of New
York as said Auction Agent and Paying Agent in accordance with those terms and
conditions (hereinafter generally referred to as the "Auction Agent," except in
Sections 3 and 4 below).
NOW,
_____________
Bank of New York – company or other financial institution appointed by the
Company advises results from implementation of the Auction
Procedures. The Board of Directors of the Company has adopted a
resolution appointing The Bank of New York as Auction Agent for
purposes of the Auction Procedures. The Auction Agent hereby accepts
such appointment and agrees that, on each Auction Date, it shall
follow the procedures set forth
_____________
dt 1594892
|
Preview
Full Doc
| 2003 |
Auction Agent Agreement
Auction Agent Agreement (54K)
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AUCTION AGENT AGREEMENT
between
PREFERRED INCOME STRATEGIES FUND, INC.
and
THE BANK OF NEW YORK
Dated as of , 2003
Relating to
AUCTION MARKET PREFERRED STOCK
("AMPS"),
Series A, Series B, Series C, Series D and Series E
of
. . .
2162238
|
Cede
As referenced in this Auction Agent Agreement:
Cede & Co. – On the Date of Original Issue for any share of AMPS, one certificate for
each series of AMPS shall be issued by the Company and registered in the name
of Cede & Co. , as nominee of
10
{PAGE}
the Securities Depository, and countersigned by the Paying Agent. The Company
will give the Auction Agent prior written notice and instruction as to the
_____________
dt 1631730
;
|
BNY
As referenced in this Auction Agent Agreement:
BANK OF NEW YORK
– {DOCUMENT}
{TYPE}EX-99.K4
{SEQUENCE}6
{FILENAME}efc3-0664_5327914exh99k4.txt
{TEXT}
Exhibit 99.K4
==============================================================================
AUCTION AGENT AGREEMENT
between
PREFERRED INCOME STRATEGIES FUND, INC.
and
THE BANK OF NEW YORK
Dated as of , 2003
Relating to
AUCTION MARKET PREFERRED STOCK
("AMPS"),
Series A, Series B, Series C, Series D and Series E
of
PREFERRED INCOME STRATEGIES FUND, INC.
==============================================================================
{PAGE}
_____________
BANK OF NEW YORK, – E
of
PREFERRED INCOME STRATEGIES FUND, INC.
==============================================================================
{PAGE}
THIS AUCTION AGENT AGREEMENT, dated as of , 2003, is between
PREFERRED INCOME STRATEGIES FUND, INC., a Maryland corporation (the
"Company"), and THE BANK OF NEW YORK, a New York banking corporation.
The Company proposes to duly authorize and issue ____ shares of Auction
Market Preferred Stock, Series A ("Series A AMPS"), with ____ shares of
_____________
Bank of New York – E AMPS are sometimes referred to together herein as the "AMPS." A
separate Auction (as defined below) will be conducted for each series of AMPS.
The Company desires that The Bank of New York perform certain duties as agent
in connection with each Auction of shares of AMPS (in such capacity, the
"Auction Agent"), and as the transfer agent, registrar, dividend disbursing
agent and
_____________
Bank of New York – and redemption agent with respect to the shares of AMPS (in such
capacity, the "Paying Agent"), upon the terms and conditions of this
Agreement, and the Company hereby appoints The Bank of New York as said
Auction Agent and Paying Agent in accordance with those terms and conditions
(hereinafter generally referred to as the "Auction Agent," except in Sections
3 and 4 below).
NOW,
_____________
Bank of New York
– company or other financial
institution appointed by the Company advises results from
implementation of the Auction Procedures. The Board of Directors of
the Company has adopted a resolution appointing The Bank of New York
as Auction Agent for purposes of the Auction Procedures. The Auction
Agent hereby accepts such appointment and agrees that, on each
Auction Date, it shall follow the procedures set
_____________
dt 1594893
|
Preview
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Auction Agent Agreement
Auction Agent Agreement (55K)
Doc #2311784: Click preview link for longer preview.
AUCTION AGENT AGREEMENT
between
MUNIVEST FUND, INC.
and
THE BANK OF NEW YORK
Dated as of ___________ __, 2004
Relating to
AUCTION MARKET PREFERRED STOCK
("AMPS"),
Series F
of
MUNIVEST FUND, INC. . . .
2311784
|
Cede
As referenced in this Auction Agent Agreement:
Cede & Co. – On the Date of Original Issue for any share of AMPS, one certificate for
each series of AMPS shall be issued by the Company and registered in the name
of Cede & Co. , as nominee of the Securities Depository, and countersigned by
the Paying Agent. The Company will give the Auction Agent prior written notice
and instruction as to the issuance and
_____________
dt 1631966
;
|
BNY
As referenced in this Auction Agent Agreement:
BANK OF NEW YORK
– {DOCUMENT}
{TYPE}EX-99.2(K)(4)
{SEQUENCE}17
{FILENAME}efc4-1273_5567309exh992k4.txt
{TEXT}
Exhibit (k)(4)
==============================================================================
AUCTION AGENT AGREEMENT
between
MUNIVEST FUND, INC.
and
THE BANK OF NEW YORK
Dated as of ___________ __, 2004
Relating to
AUCTION MARKET PREFERRED STOCK
("AMPS"),
Series F
of
MUNIVEST FUND, INC.
==============================================================================
{PAGE}
THIS AUCTION AGENT AGREEMENT, dated as of ________ ___,
_____________
BANK
OF NEW YORK, – AMPS"),
Series F
of
MUNIVEST FUND, INC.
==============================================================================
{PAGE}
THIS AUCTION AGENT AGREEMENT, dated as of ________ ___, 2004, is between
MUNIVEST FUND, INC. , a Maryland corporation (the "Company"), and THE BANK
OF NEW YORK, a New York banking corporation.
The Company proposes to duly authorize and issue 3,000 shares of Auction
Market Preferred Stock, Series F ("Series F AMPS") with a par
_____________
Bank of New York – The
Series F AMPS are sometimes referred to as the "AMPS." A separate Auction (as
defined below) will be conducted for each series of AMPS. The Company desires
that The Bank of New York perform certain duties as agent in connection with
each Auction of shares of AMPS (in such capacity, the "Auction Agent"), and as
the transfer agent, registrar, dividend disbursing agent and
_____________
Bank of New York – and redemption agent
with respect to the shares of AMPS (in such capacity, the "Paying Agent"),
upon the terms and conditions of this Agreement, and the Company hereby
appoints The Bank of New York as said Auction Agent and Paying Agent in
accordance with those terms and conditions (hereinafter generally referred to
as the "Auction Agent," except in Sections 3 and 4 below).
NOW,
_____________
Bank of New York – company or other financial institution
appointed by the Company advises results from implementation of the
Auction Procedures. The Board of Directors of the Company has
adopted a resolution appointing The Bank of New York as Auction
Agent for purposes of the Auction Procedures. The Auction Agent
hereby accepts such appointment and agrees that, on each Auction
Date, it shall follow the procedures set forth
_____________
dt 1659496
|
Preview
Full Doc
| 2005 |
Auction Agent Agreement
Auction Agent Agreement (57K)
Doc #2359028: Click preview link for longer preview.
AUCTION AGENT AGREEMENT
between
MUNIYIELD MICHIGAN INSURED FUND II, INC.
and
THE BANK OF NEW YORK
Dated as of [___], 2005
Relating to
AUCTION MARKET PREFERRED STOCK
("AMPS"),
Series C
of
MUNIYIELD . . .
2359028
|
Cede
As referenced in this Auction Agent Agreement:
Cede &
Co. – Stock Certificates.
On the Date of Original Issue for any share of AMPS, one certificate for
the AMPS shall be issued by the Company and registered in the name of Cede &
Co. , as nominee of the Securities Depository, and countersigned by the Paying
Agent. The Company will give the Auction Agent prior written notice and
instruction as to the issuance and
_____________
dt 1632137
;
|
BNY
As referenced in this Auction Agent Agreement:
BANK OF NEW YORK
– {DOCUMENT}
{TYPE}EX-99.2K3
{SEQUENCE}10
{FILENAME}efc5-1850_exhibit992k3.txt
{TEXT}
Exhibit (k)(3)
================================================================================
AUCTION AGENT AGREEMENT
between
MUNIYIELD MICHIGAN INSURED FUND II, INC.
and
THE BANK OF NEW YORK
Dated as of [___], 2005
Relating to
AUCTION MARKET PREFERRED STOCK
("AMPS"),
Series C
of
MUNIYIELD MICHIGAN INSURED FUND II, INC.
================================================================================
{PAGE}
THIS AUCTION AGENT AGREEMENT, dated as of [
_____________
BANK OF NEW YORK, – MICHIGAN INSURED FUND II, INC.
================================================================================
{PAGE}
THIS AUCTION AGENT AGREEMENT, dated as of [___], 2005, is between
MUNIYIELD MICHIGAN INSURED FUND II, INC., a Maryland corporation (the
"Company"), and THE BANK OF NEW YORK, a New York banking corporation.
The Company proposes to duly authorize and issue 400 shares of Auction
Market Preferred Stock, Series C ("Series C AMPS") with a par value
_____________
Bank of New York – defined below). The
Series C AMPS are sometimes referred to as the "AMPS." A separate Auction (as
defined below) will be conducted for the AMPS. The Company desires that The
Bank of New York perform certain duties as agent in connection with each
Auction of shares of AMPS (in such capacity, the "Auction Agent"), and as the
transfer agent, registrar, dividend disbursing agent and
_____________
Bank of New York – and redemption agent with
respect to the shares of AMPS (in such capacity, the "Paying Agent"), upon the
terms and conditions of this Agreement, and the Company hereby appoints The
Bank of New York as said Auction Agent and Paying Agent in accordance with
those terms and conditions (hereinafter generally referred to as the "Auction
Agent," except in Sections 3 and 4 below).
NOW,
_____________
Bank of New York – company or other financial institution
appointed by the Company advises results from implementation of the
Auction Procedures. The Board of Directors of the Company has
adopted a resolution appointing The Bank of New York as Auction
Agent for purposes of the Auction Procedures. The Auction Agent
hereby accepts such appointment and agrees that, on each Auction
Date, it shall follow the procedures set forth
_____________
dt 1659904
|
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Auction Agent Agreement
Auction Agent Agreement (55K)
Doc #2359227: Click preview link for longer preview.
AUCTION AGENT AGREEMENT
between
MUNIENHANCED FUND, INC.
and
THE BANK OF NEW YORK
Dated as of ___________ __, 2004
Relating to
AUCTION MARKET PREFERRED STOCK
("AMPS"),
Series D
of
MUNIENHANCED . . .
2359227
|
Cede
As referenced in this Auction Agent Agreement:
Cede & Co. – On the Date of Original Issue for any share of AMPS, one certificate for
each series of AMPS shall be issued by the Company and registered in the name
of Cede & Co. , as nominee of the Securities Depository, and countersigned by
the Paying Agent. The Company will give the Auction Agent prior written notice
and instruction as to the issuance and
_____________
dt 1632140
;
|
BNY
As referenced in this Auction Agent Agreement:
BANK OF NEW YORK
– {DOCUMENT}
{TYPE}EX-99.2(K)(4)
{SEQUENCE}15
{FILENAME}efc4-1276_5567309exh992k4.txt
{TEXT}
EXHIBIT 99.2(k)(4)
==============================================================================
AUCTION AGENT AGREEMENT
between
MUNIENHANCED FUND, INC.
and
THE BANK OF NEW YORK
Dated as of ___________ __, 2004
Relating to
AUCTION MARKET PREFERRED STOCK
("AMPS"),
Series D
of
MUNIENHANCED FUND, INC.
==============================================================================
{PAGE}
THIS AUCTION AGENT AGREEMENT, dated as of ________ ___,
_____________
BANK
OF NEW YORK, – AMPS"),
Series D
of
MUNIENHANCED FUND, INC.
==============================================================================
{PAGE}
THIS AUCTION AGENT AGREEMENT, dated as of ________ ___, 2004, is between
MUNIENHANCED FUND, INC. , a Maryland corporation (the "Company"), and THE BANK
OF NEW YORK, a New York banking corporation.
The Company proposes to duly authorize and issue 2,000 shares of Auction
Market Preferred Stock, Series D ("Series D AMPS") with a par
_____________
Bank of New York – The
Series D AMPS are sometimes referred to as the "AMPS." A separate Auction (as
defined below) will be conducted for each series of AMPS. The Company desires
that The Bank of New York perform certain duties as agent in connection with
each Auction of shares of AMPS (in such capacity, the "Auction Agent"), and as
the transfer agent, registrar, dividend disbursing agent and
_____________
Bank of New York – and redemption agent
with respect to the shares of AMPS (in such capacity, the "Paying Agent"),
upon the terms and conditions of this Agreement, and the Company hereby
appoints The Bank of New York as said Auction Agent and Paying Agent in
accordance with those terms and conditions (hereinafter generally referred to
as the "Auction Agent," except in Sections 3 and 4 below).
NOW,
_____________
Bank of New York – company or other financial institution
appointed by the Company advises results from implementation of the
Auction Procedures. The Board of Directors of the Company has
adopted a resolution appointing The Bank of New York as Auction
Agent for purposes of the Auction Procedures. The Auction Agent
hereby accepts such appointment and agrees that, on each Auction
Date, it shall follow the procedures set forth
_____________
dt 1659907
|
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Auction Agent Agreement
Auction Agent Agreement (57K)
Doc #2359253: Click preview link for longer preview.
AUCTION AGENT AGREEMENT
between
MUNIVEST FUND II, INC.
and
THE BANK OF NEW YORK
Dated as of , 2005
Relating to
AUCTION MARKET PREFERRED STOCK
("AMPS"),
Series D
of
MUNIVEST . . .
2359253
|
Cede
As referenced in this Auction Agent Agreement:
Cede & Co. – On the Date of Original Issue for any share of AMPS, one certificate for
each series of AMPS shall be issued by the Company and registered in the name
of Cede & Co. , as nominee of the Securities Depository, and countersigned by
the Paying Agent. The Company will give the Auction Agent prior written notice
and instruction as to the issuance and
_____________
dt 1632142
;
|
BNY
As referenced in this Auction Agent Agreement:
BANK OF NEW YORK
– {DOCUMENT}
{TYPE}EX-99.2(K)(4)
{SEQUENCE}12
{FILENAME}efc4-1994_5621251ex992k4.txt
{TEXT}
Exhibit (k)(4)
==============================================================================
AUCTION AGENT AGREEMENT
between
MUNIVEST FUND II, INC.
and
THE BANK OF NEW YORK
Dated as of , 2005
Relating to
AUCTION MARKET PREFERRED STOCK
("AMPS"),
Series D
of
MUNIVEST FUND II, INC.
==============================================================================
{PAGE}
THIS AUCTION AGENT AGREEMENT, dated as of , 2005, is between
_____________
BANK OF
NEW YORK, – AMPS"),
Series D
of
MUNIVEST FUND II, INC.
==============================================================================
{PAGE}
THIS AUCTION AGENT AGREEMENT, dated as of , 2005, is between
MUNIVEST FUND II, INC., a Maryland corporation (the "Company"), and THE BANK OF
NEW YORK, a New York banking corporation.
The Company proposes to duly authorize and issue 1,600 shares of Auction
Market Preferred Stock, Series D ("Series D AMPS") with a par
_____________
Bank of New York – The
Series D AMPS are sometimes referred to as the "AMPS." A separate Auction (as
defined below) will be conducted for each series of AMPS. The Company desires
that The Bank of New York perform certain duties as agent in connection with
each Auction of shares of AMPS (in such capacity, the "Auction Agent"), and as
the transfer agent, registrar, dividend disbursing agent and
_____________
Bank of New York – and redemption agent
with respect to the shares of AMPS (in such capacity, the "Paying Agent"),
upon the terms and conditions of this Agreement, and the Company hereby
appoints The Bank of New York as said Auction Agent and Paying Agent in
accordance with those terms and conditions (hereinafter generally referred to
as the "Auction Agent," except in Sections 3 and 4 below).
NOW,
_____________
Bank of New York – company or other financial institution
appointed by the Company advises results from implementation of the
Auction Procedures. The Board of Directors of the Company has
adopted a resolution appointing The Bank of New York as Auction
Agent for purposes of the Auction Procedures. The Auction Agent
hereby accepts such appointment and agrees that, on each Auction
Date, it shall follow the procedures set forth
_____________
dt 1659908
|
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Auction Agent Agreement
Auction Agent Agreement (58K)
Doc #2359575: Click preview link for longer preview.
AUCTION AGENT AGREEMENT
between
MUNIYIELD CALIFORNIA FUND, INC.
and
THE BANK OF NEW YORK
Dated as of [___], 2005
Relating to
AUCTION MARKET PREFERRED STOCK
("AMPS"),
Series D
of
MUNIYIELD . . .
2359575
|
Cede
As referenced in this Auction Agent Agreement:
Cede &
Co. – Stock Certificates.
------------------------------------
On the Date of Original Issue for any share of AMPS, one certificate for
the AMPS shall be issued by the Company and registered in the name of Cede &
Co. , as nominee of the Securities Depository, and countersigned by the Paying
Agent. The Company will give the Auction Agent prior written notice and
instruction as to the issuance and
_____________
dt 1632147
;
|
BNY
As referenced in this Auction Agent Agreement:
BANK OF NEW YORK
– {DOCUMENT}
{TYPE}EX-99.2(K)(4)
{SEQUENCE}17
{FILENAME}efc5-1682_5713156ex992k4.txt
{TEXT}
Exhibit (k)(4)
===============================================================================
AUCTION AGENT AGREEMENT
between
MUNIYIELD CALIFORNIA FUND, INC.
and
THE BANK OF NEW YORK
Dated as of [___], 2005
Relating to
AUCTION MARKET PREFERRED STOCK
("AMPS"),
Series D
of
MUNIYIELD CALIFORNIA FUND, INC.
===============================================================================
{PAGE}
THIS AUCTION AGENT AGREEMENT, dated as of [___], 2005,
_____________
BANK OF NEW YORK, – Series D
of
MUNIYIELD CALIFORNIA FUND, INC.
===============================================================================
{PAGE}
THIS AUCTION AGENT AGREEMENT, dated as of [___], 2005, is between
MUNIYIELD CALIFORNIA FUND, INC., a Maryland corporation (the
"Company"), and THE BANK OF NEW YORK, a New York banking corporation.
The Company proposes to duly authorize and issue 1,400 shares of Auction
Market Preferred Stock, Series D ("Series D AMPS") with a par
_____________
Bank of New York – defined below). The
Series D AMPS are sometimes referred to as the "AMPS." A separate Auction (as
defined below) will be conducted for the AMPS. The Company desires that The
Bank of New York perform certain duties as agent in connection with each
Auction of shares of AMPS (in such capacity, the "Auction Agent"), and as the
transfer agent, registrar, dividend disbursing agent and
_____________
Bank of New York – and redemption agent with
respect to the shares of AMPS (in such capacity, the "Paying Agent"), upon the
terms and conditions of this Agreement, and the Company hereby appoints The
Bank of New York as said Auction Agent and Paying Agent in accordance with
those terms and conditions (hereinafter generally referred to as the "Auction
Agent," except in Sections 3 and 4 below).
NOW,
_____________
Bank of New York – company or other financial institution
appointed by the Company advises results from implementation of the
Auction Procedures. The Board of Directors of the Company has
adopted a resolution appointing The Bank of New York as Auction
Agent for purposes of the Auction Procedures. The Auction Agent
hereby accepts such appointment and agrees that, on each Auction
Date, it shall follow the procedures set forth
_____________
dt 1659916
|
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Auction Agent Agreement
Auction Agent Agreement (56K)
Doc #2359736: Click preview link for longer preview.
AUCTION AGENT AGREEMENT
between
MUNIYIELD NEW JERSEY INSURED FUND, INC.
and
THE BANK OF NEW YORK
Dated as of ___________ __, 2004
Relating to
AUCTION MARKET PREFERRED STOCK
("AMPS"),
Series B
of
MUNIYIELD NEW . . .
2359736
|
Cede
As referenced in this Auction Agent Agreement:
Cede & Co. – On the Date of Original Issue for any share of AMPS, one certificate for
each series of AMPS shall be issued by the Company and registered in the name
of Cede & Co. , as nominee of the Securities Depository, and countersigned by
the Paying Agent. The Company will give the Auction Agent prior written notice
and instruction as to the issuance and
_____________
dt 1632149
;
|
BNY
As referenced in this Auction Agent Agreement:
BANK OF NEW YORK
– 99.2(K)(4)
{SEQUENCE}17
{FILENAME}efc4-1326_5571140ex992k4.txt
{DESCRIPTION}EXHIBIT (K)(4)
{TEXT}
EXHIBIT (k)(4)
===============================================================================
AUCTION AGENT AGREEMENT
between
MUNIYIELD NEW JERSEY INSURED FUND, INC.
and
THE BANK OF NEW YORK
Dated as of ___________ __, 2004
Relating to
AUCTION MARKET PREFERRED STOCK
("AMPS"),
Series B
of
MUNIYIELD NEW JERSEY INSURED FUND, INC.
===============================================================================
{PAGE}
THIS AUCTION AGENT AGREEMENT, dated as
_____________
BANK OF NEW YORK, – JERSEY INSURED FUND, INC.
===============================================================================
{PAGE}
THIS AUCTION AGENT AGREEMENT, dated as of ________ ___, 2004, is
between MUNIYIELD NEW JERSEY INSURED FUND, INC., a Maryland corporation (the
"Company"), and THE BANK OF NEW YORK, a New York banking corporation.
The Company proposes to duly authorize and issue 800 shares of
Auction Market Preferred Stock, Series B ("Series B AMPS") with a par value
_____________
Bank of New York – The Series B AMPS are sometimes referred to as the "AMPS." A separate
Auction (as defined below) will be conducted for each series of AMPS. The
Company desires that The Bank of New York perform certain duties as agent in
connection with each Auction of shares of AMPS (in such capacity, the "Auction
Agent"), and as the transfer agent, registrar, dividend disbursing agent and
_____________
Bank of New York – and
redemption agent with respect to the shares of AMPS (in such capacity, the
"Paying Agent"), upon the terms and conditions of this Agreement, and the
Company hereby appoints The Bank of New York as said Auction Agent and Paying
Agent in accordance with those terms and conditions (hereinafter generally
referred to as the "Auction Agent," except in Sections 3 and 4 below).
NOW,
_____________
Bank of New York – company or other financial institution
appointed by the Company advises results from implementation of the
Auction Procedures. The Board of Directors of the Company has
adopted a resolution appointing The Bank of New York as Auction
Agent for purposes of the Auction Procedures. The Auction Agent
hereby accepts such appointment and agrees that, on each Auction
Date, it shall follow the procedures set forth
_____________
dt 1659918
|
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Auction Agent Agreement
Auction Agent Agreement (62K)
Doc #2359831: Click preview link for longer preview.
AUCTION AGENT AGREEMENT
between
THE MASSACHUSETTS HEALTH & EDUCATION TAX-EXEMPT TRUST
and
DEUTSCHE BANK TRUST COMPANY AMERICAS
Dated as of August __, 2005
Relating to
AUCTION PREFERRED SHARES
("APS"),
Series B
of
. . .
2359831
|
Cede
As referenced in this Auction Agent Agreement:
Cede & Co. – Issue of Share Certificates.
On the Date of Original Issue for any APS, one certificate for the APS
shall be issued by the Company and registered in the name of Cede & Co. , as
nominee of the Securities Depository, and countersigned by the Paying Agent. The
Company will give the Auction Agent prior written notice and instruction as to
the issuance and
_____________
dt 1632152
;
|
DB Trust
As referenced in this Auction Agent Agreement:
DEUTSCHE BANK TRUST CO – EX-99.(K)(4)
{SEQUENCE}18
{FILENAME}e21096ex99_k4.txt
{DESCRIPTION}AUCTION AGENT AGREEMENT
{TEXT}
Exhibit 99.(k)(4)
================================================================================
AUCTION AGENT AGREEMENT
between
THE MASSACHUSETTS HEALTH & EDUCATION TAX-EXEMPT TRUST
and
DEUTSCHE BANK TRUST CO MPANY AMERICAS
Dated as of August __, 2005
Relating to
AUCTION PREFERRED SHARES
("APS"),
Series B
of
THE MASSACHUSETTS HEALTH & EDUCATION TAX-EXEMPT TRUST
================================================================================
{PAGE}
THIS AUCTION AGENT AGREEMENT, dated
_____________
DEUTSCHE BANK TRUST CO – TAX-EXEMPT TRUST
================================================================================
{PAGE}
THIS AUCTION AGENT AGREEMENT, dated as of August __, 2005, is between THE
MASSACHUSETTS HEALTH & EDUCATION TAX-EXEMPT TRUST, a Massachusetts business
trust (the "Company"), and DEUTSCHE BANK TRUST CO MPANY AMERICAS, a New York
banking corporation ("Deutsche Bank").
The Company proposes to duly authorize and issue 200 shares of Auction
Preferred Shares, Series B (the "APS") with a par
_____________
Deutsche Bank Trust Co – the "Submission Processing Representation").
III. THE AUCTION AGENT AS PAYING AGENT.
9
{PAGE}
3.1. The Paying Agent.
The Board of Trustees of the Company has adopted a resolution appointing
Deutsche Bank Trust Co mpany Americas as transfer agent, registrar, dividend
disbursing agent and redemption agent for the Company in connection with the APS
(in such capacity, the "Paying Agent"). The Paying Agent hereby
_____________
Deutsche Bank Trust Co – addressed to: EDUCATION TAX-EXEMPT TRUST
800 Scudders Mill Road
Plainsboro, New Jersey 08536
Attention: Treasurer
Telephone No.: (609) 282-2800
Telecopier No.: (609) 282-3472
If to the Auction Deutsche Bank Trust Co mpany Americas
Agent, addressed to: Trust and Securities Services
60 Wall Street, 27th Floor
New York, New York 10005
Attention: Auction Rate Securities
Telephone No.: (212) 250-6645
Telecopier No.: (
_____________
DEUTSCHE BANK TRUST CO – be
duly executed and delivered by their proper and duly authorized officers as of
the date first above written.
THE MASSACHUSETTS HEALTH & EDUCATION
TAX-EXEMPT TRUST
By: ________________________________
Name:
Title:
DEUTSCHE BANK TRUST CO MPANY AMERICAS
By: ________________________________
Name:
Title:
By: ________________________________
Name:
Title:
20
{/TEXT}
{/DOCUMENT}
_____________
dt 1580648
|
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Auction Agent Agreement
Auction Agent Agreement (58K)
Doc #2359877: Click preview link for longer preview.
AUCTION AGENT AGREEMENT
between
MUNIYIELD FLORIDA FUND
and
THE BANK OF NEW YORK
Dated as of [___], 2005
Relating to
AUCTION MARKET PREFERRED SHARES
("AMPS"),
Series C
of
MUNIYIELD . . .
2359877
|
Cede
As referenced in this Auction Agent Agreement:
Cede & Co. – Issue of Share Certificates.
On the Date of Original Issue for any AMPS, one certificate for the AMPS
shall be issued by the Company and registered in the name of Cede & Co. , as
nominee of the Securities Depository, and countersigned by the Paying Agent.
The Company will give the Auction Agent prior written notice and instruction
as to the issuance and
_____________
dt 1632154
;
|
BNY
As referenced in this Auction Agent Agreement:
BANK OF NEW YORK
– {DOCUMENT}
{TYPE}EX-99.2K.3
{SEQUENCE}9
{FILENAME}efc5-1392_5713142ex992k3.txt
{TEXT}
Exhibit (k)(3)
==============================================================================
AUCTION AGENT AGREEMENT
between
MUNIYIELD FLORIDA FUND
and
THE BANK OF NEW YORK
Dated as of [___], 2005
Relating to
AUCTION MARKET PREFERRED SHARES
("AMPS"),
Series C
of
MUNIYIELD FLORIDA FUND
==============================================================================
{PAGE}
THIS AUCTION AGENT AGREEMENT, dated as of [___], 2005, is
_____________
BANK OF NEW YORK, – AMPS"),
Series C
of
MUNIYIELD FLORIDA FUND
==============================================================================
{PAGE}
THIS AUCTION AGENT AGREEMENT, dated as of [___], 2005, is between
MUNIYIELD FLORIDA FUND, a Massachusetts business trust (the "Company"), and
THE BANK OF NEW YORK, a New York banking corporation.
The Company proposes to duly authorize and issue 600 shares of Auction
Market Preferred Shares, Series C (the "AMPS") with a par value of $.
_____________
Bank of
New York – Designation (as defined below). A
separate Auction (as defined below) will be conducted for the AMPS and each
series of Other AMPS (as defined below). The Company desires that The Bank of
New York perform certain duties as agent in connection with each Auction of
AMPS (in such capacity, the "Auction Agent"), and as the transfer agent,
registrar, dividend disbursing agent and redemption agent
_____________
Bank of New York – disbursing agent and redemption agent with respect to the
AMPS (in such capacity, the "Paying Agent"), upon the terms and conditions of
this Agreement, and the Company hereby appoints The Bank of New York as said
Auction Agent and Paying Agent in accordance with those terms and conditions
(hereinafter generally referred to as the "Auction Agent," except in Sections
3 and 4 below).
NOW,
_____________
Bank of New York – company or other financial institution
appointed by the Company advises results from implementation of
the Auction Procedures. The Board of Trustees of the Company has
adopted a resolution appointing The Bank of New York as Auction
Agent for purposes of the Auction Procedures. The Auction Agent
hereby accepts such appointment and agrees that, on each Auction
Date, it shall follow the procedures set forth
_____________
dt 1659919
|
Preview
Full Doc
| 2005 |
Auction Agent Agreement
Auction Agent Agreement (58K)
Doc #2360070: Click preview link for longer preview.
AUCTION AGENT AGREEMENT
between
MUNIYIELD CALIFORNIA INSURED FUND, INC.
and
THE BANK OF NEW YORK
Dated as of [___], 2005
Relating to
AUCTION MARKET PREFERRED STOCK
("AMPS"),
Series F
of
MUNIYIELD . . .
2360070
|
Cede
As referenced in this Auction Agent Agreement:
Cede
& Co. – Stock Certificates.
------------------------------------
On the Date of Original Issue for any share of AMPS, one certificate
for the AMPS shall be issued by the Company and registered in the name of Cede
& Co. , as nominee of the Securities Depository, and countersigned by the
Paying Agent. The Company will give the Auction Agent prior written notice and
instruction as to the issuance and
_____________
dt 1632157
;
|
BNY
As referenced in this Auction Agent Agreement:
BANK OF NEW YORK
– {DOCUMENT}
{TYPE}EX-99.2(K)(4)
{SEQUENCE}11
{FILENAME}efc5-1590_5713156ex992k4.txt
{TEXT}
EXHIBIT (k)(4)
------------------------------------------------------------------------------
AUCTION AGENT AGREEMENT
between
MUNIYIELD CALIFORNIA INSURED FUND, INC.
and
THE BANK OF NEW YORK
Dated as of [___], 2005
Relating to
AUCTION MARKET PREFERRED STOCK
("AMPS"),
Series F
of
MUNIYIELD CALIFORNIA INSURED FUND, INC.
------------------------------------------------------------------------------
{PAGE}
THIS AUCTION AGENT AGREEMENT, dated as of [___],
_____________
BANK OF NEW YORK, – of
MUNIYIELD CALIFORNIA INSURED FUND, INC.
------------------------------------------------------------------------------
{PAGE}
THIS AUCTION AGENT AGREEMENT, dated as of [___], 2005, is between
MUNIYIELD CALIFORNIA INSURED FUND, INC., a Maryland corporation (the
"Company"), and THE BANK OF NEW YORK, a New York banking corporation.
The Company proposes to duly authorize and issue 1,800 shares of
Auction Market Preferred Stock, Series F ("Series F AMPS") with a par
_____________
Bank of New York – defined
below). The Series F AMPS are sometimes referred to as the "AMPS." A separate
Auction (as defined below) will be conducted for the AMPS. The Company desires
that The Bank of New York perform certain duties as agent in connection with
each Auction of shares of AMPS (in such capacity, the "Auction Agent"), and as
the transfer agent, registrar, dividend disbursing agent and
_____________
Bank of New York – and redemption agent
with respect to the shares of AMPS (in such capacity, the "Paying Agent"),
upon the terms and conditions of this Agreement, and the Company hereby
appoints The Bank of New York as said Auction Agent and Paying Agent in
accordance with those terms and conditions (hereinafter generally referred to
as the "Auction Agent," except in Sections 3 and 4 below).
NOW,
_____________
Bank of New York – company or other financial institution
appointed by the Company advises results from implementation of the
Auction Procedures. The Board of Directors of the Company has
adopted a resolution appointing The Bank of New York as Auction
Agent for purposes of the Auction Procedures. The Auction Agent
hereby accepts such appointment and agrees that, on each Auction
Date, it shall follow the procedures set forth
_____________
dt 1659921
|